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1 ETF Bi-Weekly Analyst 전균 ASIA & PACIFIC ETFS RESEARCH ETF Bi-Weekly 10 월아시아태평양지역주식시장은일본과중국을제외한대부분의국가에서반등을기록함. 미정부의 Shutdown 논란에도불구하고 FOMC 의 Tapering 지연가능성에호응하면서역내주식시장은강세를기록하였음. 특히상반기허약한경제체질로한차례조정을보였던동남아시아이머징국가의주식시장이급등하였음. 인도는 10 월에 +4.0% 상승하였으며, 인도네시아증시는 +4.5%, 태국증시는무려 +6.8% 상승하였음. 한편역내채권시장도유동성이슈가있는중국을제외하고대부분강세를기록하였음. 미국국채금리가 Tapering 이슈이전보다강세를기록하고있는것과연동하여아시아태평양지역채권시장도랠리를보였음. 10 월아시아태평양지역 ETF 시장은 9 월에비해주식형 ETF 와 Money market ETF 는자산규모가증가한반면채권형과 Commodity ETF 에서는자금이탈이발생하였음. 주식형 ETF 의자산규모증가는일본과한국, 그리고호주거래소가주도하였음. 신규 ETF 의상장과함께기존주식형 ETF 으로의자금유입이이루어진결과임. 전세계적으로도 4 분기들어주식시장의강세가연출되면서주식비중을높이는포트폴리오조정이이루어지면서주식형 ETF 으로자금유입이이루어지는것과같은맥락임. 반면채권형 ETF 는홍콩의채권형 ETF 에서자금유출이나타났음. 내년부터채권금리의상승이불가피한상황에서 10 월에나타난일시적채권가격강세국면에서이익실현을취한것으로추정됨. 아시아태평양지역거래소별수익률 (YTD) 상위 ETF 를살펴보면, 한 / 중 / 일의공통점은소형주 (JASDAQ, CHINEXT, KOSDAQ) 의강세가두드러지는것임. 풍부한유동성을바탕으로경기회복국면에서 IT 등소형주에대한투자가집중되었기때문임. 한편중국과홍콩등에서는소비재와 Healthcare 관련섹터 ETF 의강세가돋보임. 수출에서소비로정책과제가전환되고있는중국의경제정책에호응하는양상임. 수익률하위 30 개종목에서는여전히에너지섹터와 Gold/Silver ETF 가절반을차지하고있음. 10 월에신규상장된아시아태평양지역 ETF 는 12 개로호주 4 개, 한국 4 개, 일본 3 개임. 한국의신규상장 ETF 에는 Synthetic ETF 가 2 종류상장되었으며, 이에따라한국에상장된 Synthetic ETF 는모두 4 종류에달함. 국내투자자들의해외물투자수요에부응할수있는방법중해외자산을대상으로한 Synthetic ETF 가내년에는더욱본격적으로개발될것으로기대됨. 일본에신규상장된 ETF 중에는미국다우존스종합지수에대한엔화표시인버스 / 레버리지 ETF 가포함되어있음. 엔화의강세 / 약세전망이혼란스러운가운데글로벌주식시장에서강세를기록하고있는미국주식시장에대한인버스 / 레버리 ETF 를개발함으로써, 양방향옵션 투자효과를누릴수있는아이디어를제공한것으로평가할수있음. 한편 10 월에미국에상장된신규 ETF 는 29 종목에달함. 전통적인 Mutual Fund 업계의대표주자인 Fidelity 가 2003 년이후 10 년에 ETF 를신규출시하였음. ETF 시장의확장에기존 Mutual Fund 가동참하는현상으로이해됨. 연말로갈수록미국 FOMC 의 Tapering 시행시기논란으로글로벌자산시장의변동성이소폭상승할것으로예상됨. 특히사상최고치에서등락을보이는미국증시가 Valuation 부담으로기술적인조정을보일경우아시아태평양지역주식형 ETF 역시대표지수를중심으로동반조정을보일가능성이높음. 유동성확보차원에서주식형 ETF 에서 Money Market ETF 으로비중조정을취할필요가있음. 본조사자료는당사의저작물로서모든저작권은당사에게있습니다. 본조사자료는당사의동의없이어떠한경우에도어떠한형태로든복제, 배포, 전송, 변경, 대여할수없습니다. 본조사자료에수록된내용은당사리서치센터가신뢰할만한자료및정보로부터얻어진것이나, 당사는그정확성이나완전성을보장할수없습니다. 따라서어떠한경우에도본자료는고객의주식투자의결과에대한법적책임소재에대한증빙자료로사용될수없습니다. 본자료에는외부의부당한압력이나간섭없이애널리스트의의견이정확하게반영되었습니다. Samsung Securities (Korea)

2 아시아태평양지역 ETF 규모현황 ETF 신규상장종목추이 (No of products) H05 2H05 1H06 2H06 1H07 2H07 1H08 2H08 1H09 2H09 1H10 2H10 1H11 2H11 1H12 2H12 1H13 2H13 참고 : 10 월 31 일현재, 현존 ETF 대상 ( 상장폐지 ETF 는반영되지않음 ) 자료 : Bloomberg, 삼성증권 거래소별 ETF 상장현황 Exchange ASX Bangkok Hong Kong Indonesia Korea Kuala Lumpur Mumbai 1 1 Nagoya 1 Natl SE of India New Zealand Osaka Shanghai Shenzhen Singapore Taiwan Tokyo 총합계 참고 : 10 월 31 일현재, 현존 ETF 대상 ( 상장폐지종목은반영되지않음 ), 31 일상장된 ETF 는미포함 Osaka 거래소의신규상장은 7 월이후 Tokyo 거래소로집계됨자료 : Bloomberg, 삼성증권 ETF 대상자산별상장현황 (2013년현재 ) Class Focus 자산규모 (mil USD) 종목수 Equity 160, Debt 6, Commodity 5, Allocation 1, Money Market 1,726 3 Total 175, 참고 : 10월 31일현재, 자산배분형으로상품형과채권형등이일부포함되어있음 자료 : Bloomberg, 삼성증권 2

3 거래소별자산별 ETF 자산규모현황 (mil USD) Allocation Commodity Debt Equity Money Market Total ASE , ,150 Bangkok BSE India 2 2 Malaysia Hong Kong 139 3,231 30,362 33,733 Indonesia Korea ,472 14,652 1,035 17,337 Nagoya N.S. India 2, ,432 New Zealand Shanghai , ,832 Shenzhen - 9,542 9,542 Singapore 1, ,090 14,104 Taiwan 4,700 4,700 Tokyo 1, ,613 74,748 총합계 1,824 5,005 6, ,841 1, ,479 참고 : 10월 31일현재 자료 : Bloomberg, 삼성증권 거래소별상장 ETF 자산규모현황 Primary Exchange 합계 (mil USD) 평균 (mil USD) 직전월말 (mil USD) Tokyo 74, ,227 Hong Kong 33, ,066 Korea 17, ,807 Singapore 14, ,416 Shanghai 11, ,759 Shenzhen 9, ,501 Australia 6, ,889 Taiwan 4, ,823 Natl SE of India 2, ,432 Bursa Malaysia New Zealand Bangkok Indonesia Nagoya BSE India Total 175, ,796 참고 : 10월 31일현재 자료 : Bloomberg, 삼성증권 거래소별상장 ETF 현황 (3개월평균기준 ) Primary Exchange 전체합계 ( 주수 ) 종목당평균 ( 주수 ) Shenzhen 922,270,701 40,098,726 Shanghai 1,321,822,728 29,373,838 Taiwan 39,649,823 2,086,833 Hong Kong 151,965,243 1,787,826 Korea 61,467, ,971 Bangkok 2,850, ,066 Tokyo 13,421, ,677 Bursa Malaysia 195,054 39,011 Singapore 939,259 28,462 New Zealand 128,663 25,733 Natl SE of India 626,568 18,428 Australia 979,856 17,816 Indonesia 55,734 13,934 Nagoya BSE India 1, 참고 : 10월 31일현재 자료 : Bloomberg, 삼성증권 3

4 개별 ETF 자산규모 자산규모상위 30 종목 (sort by ) ETF Benchmark Exchange Total Value (mil USD) 직전월말 (mil USD) NOMURA ETF - NIKKEI 225 NKY Tokyo 16, , NOMURA ETF - TOPIX TPX Tokyo 14, , DAIWA ETF - TOPIX TPX Tokyo 8, , NIKKO ETF - NKY 225 NKY Tokyo 8, , TRACKER FUND OF HONG KONG HSI Hong Kong 7, , NIKKO ETF - TOPIX TPX Tokyo 7, , DAIWA ETF - NIKKEI 225 NKY Tokyo 7, , ISHARES FTSE A50 CHINA INDEX TX9HKTRH Hong Kong 6, , SAMSUNG KODEX 200 KOSPI2 Korea 4, , HANG SENG INDEX ETF HSI1N Hong Kong 4, , HARVEST CSI 300 INDEX ETF SHSZ300 Shenzhen 4, , MAXIS NIKKEI 225 ETF NKY Tokyo 3, , CHINA 50 ETF SSE50 Shanghai 3, , ABF PAN ASIA BOND INDEX FUND ABTRPAUH Hong Kong 3, , CHINA AMC CSI 300 INDEX ETF SHSZ300 Shanghai 3, , CSOP FTSE CHINA A50 ETF-CNY XIN9I Hong Kong 2, , HANG SENG H-SHARE INDEX ETF HSI21N Hong Kong 2, , YUANTA/P-SHRS TW TOP 50 ETF TW50 Taiwan 2, , E FUND SZSE100 INDEX FUND SI100 Shenzhen 2, , SPDR S&P/ASX 200 FUND ASA51 ASE 2, , SHANGHAI SSE180 ETF SSE180 Shanghai 1, , MIRAE TIGER 200 ETF KOSPI2 Korea 1, , LYXOR ETF MSCI EMER MKTS-B NDUEEGF Singapore 1, , LYXOR ETF MSCI EUROPE-B M7EU Singapore 1, , SAMSUNG KODEX LEVERAGE ETF KOSPI2LG Korea 1, , CHINAAMC CSI 300 IDX ETF-CNY SHSZ300 Hong Kong 1, , NEXT FUNDS NKY225 LVRGED ETF NKYLEV Tokyo 1, , MAXIS TOPIX ETF TPX Tokyo 1, , LYXOR ETF COMMODITIES THOMSO CRYTR Singapore 1, , LYXOR ETF MSCI WORLD-E NDDUWI Singapore 1, , 참고 : 10 월 31 일현재, 기존 Osaka 상품을 Tokyo 로통합함자료 : Bloomberg, 삼성증권 거래소별 ETF 자산규모 ( 상위 30 위대상 ) 거래소별 ETF 자산규모증감 ( 상위 30 위대상 ) Korea 6% Tokyo 52% (USDm) 1,400 1,200 1, (200) (400) (187) (45) ,263 Hong Kong 22% Taiwan Hong Kong Korea Shenzhen Shanghai ASE Singapore Tokyo 참고 : 10 월 31 일현재자료 : Bloomberg, 삼성증권 참고 : 직전월말대비 10 월 31 일증감자료 : Bloomberg, 삼성증권 4

5 거래소별상위 ETF 현황 ( 최근 3 개월평균기준 ) Ticker Name Volume ( 주 ) Ticker Name Volume ( 주 ) Korea Stock Exchange KS SAMSUNG KODEX LEVERAGE ETF 25,996, JP NEXT FUNDS NKY225 LVRGED ETF 3,844, KS SAMSUNG KODEX INVERSE ETF 22,457, JP NOMURA ETF - TOPIX 3,823, KS SAMSUNG KODEX 200 7,616, JP NOMURA ETF BANKS INDEX 1,013, KS MIRAE TIGER 200 ETF 1,304, JP NIKKO ETF - TOPIX 611, KS MIRAE TIGER 200 2X ETF 758, JP NIKKO ETF - NKY , KS SAMSUNG KODEX SAMSUNG GR ETF 497, JP NOMURA ETF - NIKKEI , KS KITM KINDEX200 ETF 285, JP NEXT FUNDS NKY225 INVERS ETF 453, KS WOORI KOSEF ENHNCD CASH ETF 259, JP DAIWA ETF - TOPIX 429, KS MIRAE TIGER 200-1X ETF 232, JP SIMPLEX NKY225 BULL 2X ETF 332, KS WOORI KOSEF 200 ETF 219, JP SIMPLEX TOPIX BULL 2X ETF 317,563 Hong Kong Tokyo Taiwan Stock Exchange 2823 HK ISHARES FTSE A50 CHINA INDEX 115,695, TT YUANTA/P-SHRS TW TOP 50 ETF 12,100, HK TRACKER FUND OF HONG KONG 23,690, TT YUANTA-WISE CSI 300 ETF 11,514, HK CSOP FTSE CHINA A50 ETF-CNY 4,105, TT YUANTA/P-SHRS SSE50 ETF 5,915, HK DB X-TRACKERS CSI300 UCITS E 3,088, TT FUBON SSE 180 INDEX ETF 5,004, HK HANG SENG H-SHARE INDEX ETF 2,049, TT YUANTA/P-SHRS TW DVD PLUS ET 1,526, HK ISHARES S&P BSE SENSEX INDIA 566, TT FUH HWA CSI 300 A SHARES ETF 1,278, HK WISE - CSI 300 CHINA TRACKER 541, TT YUANTA/P-SHRS MSCI TW FIN ET 1,152, HK CHINAAMC CSI 300 IDX ETF-CNY 540, TT SINOPAC TAIWAN TAIEX ETF 707, HK DB CSI300 FINANCIALS INDEX 189, TT FUBON MSCI TAIWAN ETF 233, HK HARVEST MSCI CHINA A IDX-CNY 161, TT YUANTA/P-SHRS TW MID-CAP ,520 Shanghai Shenzhen CH CHINA 50 ETF 454,182, CH E FUND SZSE100 INDEX FUND 615,249, CH HUATAI-PB CSI 300 ETF 323,576, CH E FUND CHINEXT PRICE INDEX 160,548, CH SHANGHAI SSE180 ETF 293,159, CH HARVEST CSI 300 INDEX ETF 53,920, CH CHINAAMC SSE HEALTH CARE ETF 45,840, CH CHINA SME ETF 50,913, CH CHINA AMC CSI 300 INDEX ETF 34,580, CH SZSE COMPONENT INDEX FUND ET 18,014, CH CHINAAMC SSE FINANCIALS ETF 30,318, CH CHINA SOUTH KAIYUAN CSI300 6,240, CH CHINA SECURITY SOUTHERN ETF 18,310, CH INVESCO GREAT WALL CSI300 EQ 2,878, CH CHINAAMC SSE ENERGY ETF 15,058, CH PENGHUA SZSE PRIV OWN IDX ET 2,542, CH E FUND CSI 300 ETF 14,571, CH ICBC SHENZHEN DVD PRICE ETF 2,072, CH GUOTAI SHANGHAI 180 FIN ETF 11,673, CH GUANGFA SZSE SEM300 FUND ETF 1,986,924 ASE Singapore USD AU BETASHARES US DOLLAR ETF 168,794 INDIA SP ISHARES MSCI INDIA INDEX ETF 333,223 STW AU SPDR S&P/ASX 200 FUND 144,618 STTF SP SPDR STRAITS TIMES INDEX ETF 260,859 SLF AU SPDR S&P/ASX 200 LISTED PROP 82,503 DBSSTI SP NIKKO AM SINGAPORE STI ETF 76,127 AAA AU BETASHARES AUS HIGH INTEREST 74,689 USSE50 SP UNITED SSE 50 CHINA ETF 63,366 ISO AU ISHARES S&P/ASX SMALL ORD 55,674 AEJ SP LYXOR UCITS ETF ASIA EX JP 55,263 IHD AU ISHARES S&P/ASX HIGH DIVIDND 43,718 AJAC SP ISHARES JPM USD ASIA BOND 25,719 VAS AU VANGUARD AUST SHARES IDX ETF 39,324 APEX SP LYXOR ETF MSCI ASIAXJP-USD 20,868 BEAR AU BETASHARES AUS EQ BEAR HF 37,440 XMIN SP DB X-TRACKERS MSCI INDONESIA 20,146 IOZ AU ISHARES MSCI AUSTRALIA ,086 SBIF SP ABF SINGAPORE BOND INDX FUND 15,219 YMAX AU BETASHARES AUS TOP 20 EQ YLD 29,716 ASEAN SP CIMB FTSE ASEAN 40 12,973 N.S.India Bangkok LBEES IN GOLDMAN LIQUID ETF BEES 274,180 GLD TB KTAM GOLD ETF TRACKER 940,952 MOST100 IN MOTILAL MIDCAP ,989 TDEX TB THAIDEX SET50 ETF 695,531 NBEES IN GS NIFTY EXCH-GS NIFTY BEES 60,633 TGOLDETF TB THANACHART GOLD ETF 335,757 GBEES IN GOLD EXCH TRAD - GOLD BEES 58,057 ENY TB KTAM SET ENERGY ETF TRACKER 235,251 JBEES IN GS NIFTY EXCH-GS JUNIOR BEES 45,775 EBANK TB KTAM SET BANKING ETF TRACKER 148,265 KOGOLD IN KOTAK GOLD ETF 18,824 CHINA TB WISE KTAM CSI 300 CHINA 105,342 MOSTM50 IN MOTILAL OSWAL MOST SHARES 14,815 ECOMM TB KTAM SET COMM ETF TRACKER 99,192 SGETS IN SBI GOLD EXCHANGE TRADED SCH 9,745 EFOOD TB KTAM SET FOOD AND BEV ETF TR 94,260 REGOLD IN R* SHARES GOLD ETF 7,747 TH100 TB THAIDEX SET100 ETF 36,431 MOSTNDX IN MOTILAL OSWAL MOST-NASDA-100 6,967 KG965 TB K GOLD ETF 36,220 참고 : 굵게표시한수치는 1억주이상을표시한것임, 기존 Osaka 상품을 Tokyo로통합함자료 : Bloomberg, 삼성증권 5

6 신규상장 ETF Asia-Pacific 신규상장 ETF (10 월 ) Ticker Name Domicile Class Parent Comp. Name Expense Ratio (%) KS TIGER SYNTH MSCI US REIT ETF Korea Equity Mirae Global 0.49 MVB AU MARKET VECTORS AUSTRL BANKS Australia Equity Market Vectors Australia 0.28 MVE AU MARKET VECTORS AU EMRG RESOU Australia Equity Market Vectors Australia 0.49 MVR AU MARKET VECTORS AUS RESOURCES Australia Equity Market Vectors Australia 0.35 MVA AU MARKET VECTORS AUS PROPERTY Australia Equity Market Vectors Australia CH UBS SDIC CSI 300 FINL & PROP China Equity UBS SDIC Fund Mgt. N.A KS KB KSTAR FIXED INCOME BL ETF Korea Allocation KB Management KS KB KSTAR EQUITY BALANCED ETF Korea Allocation KB Management HK E-FUND CES CHINA 120 IDX-CNY Hong Kong Equity E Fund Management JP NEXT NOTES DJIA JPY INVER X1 Japan Equity Nomura Europe Finance NV N.A JP NEXT NOTES DJIA JPY LEVER X2 Japan Equity Nomura Europe Finance NV N.A JP NEXT NOTES TSE M INDEX ETN Japan Equity Nomura Europe Finance NV N.A. 참고 : Ticker 는 Bloomberg 용자료 : Bloomberg, 삼성증권 USA 신규상장 ETF (10 월 ) Ticker Name Class Parent Comp. Name Expense Ratio (%) DBEU US DB X-TRACKERS EUROPE HEDGED Equity DB ETFs 0.45 DBAP US DB ASIA PAC EX-JAPAN HEDGED Equity DB ETFs 0.60 DBUK US DB X-TRACKERS MSCI UK HEDGED Equity DB ETFs 0.45 RDIV US REVENUESHARES ULTRA DIVIDEND Equity RevenueShares ETFs 0.49 ULST US SPDR ULTRA SHORT-TERM BOND Debt State Street ETF 0.20 NOBL US PROSHARES S&P500 ARISTOCRATS N.A. ProShares ETFs 0.35 CHNA US POWERSHARES CHINA A-SHARE N.A. Powershares ETFs 0.50 IPO US RENAISSANCE IPO ETF N.A. Renaissance Capital LLC 0.60 DXGE US WISDOMTREE GERMANY HEDGED EQ Equity WisdomTree ETFs 0.48 SHYG US ISHARES 0-5 YR HY CORP BOND Debt ishares 0.50 SLQD US ISHARES 0-5 YR INV GRD CORP Debt ishares 0.15 FIBG US CS FI ENHANCED BIG CAP GROW Equity Credit Suisse ETNs 1.28 ROBO US ROBO-STOX ROBOTICS AND AUTOM Equity Exchange-Traded Concepts 0.95 FTGC US FIRST TRUST GLOBAL TACTICAL N.A. First Trust/ETFs 0.95 FIDU US FIDELITY INDUSTRIALS ETF N.A. Fidelity Investments ETFs 0.12 FDIS US FIDELITY CON DISCRET ETF N.A. Fidelity Investments ETFs 0.12 FUTY US FIDELITY UTILITIES ETF N.A. Fidelity Investments ETFs 0.12 FHLC US FIDELITY HEALTH CARE ETF N.A. Fidelity Investments ETFs 0.12 FTEC US FIDELITY INFO TECH ETF N.A. Fidelity Investments ETFs 0.12 FSTA US FIDELITY CON STAPLES ETF N.A. Fidelity Investments ETFs 0.12 FNCL US FIDELITY FINANCIALS ETF N.A. Fidelity Investments ETFs 0.12 FCOM US FIDELITY TELECOMM ETF N.A. Fidelity Investments ETFs 0.12 FENY US FIDELITY MSCI ENERGY ETF N.A. Fidelity Investments ETFs 0.12 FMAT US FIDELITY MATERIALS ETF N.A. Fidelity Investments ETFs 0.12 JNUG US DIREXION DAILY JUNIOR GOLD N.A. Direxion Shares ETFs 1.00 JDST US DIREXION DAILY JUNIOR GOLD M N.A. Direxion Shares ETFs 1.00 FIEG US FI ENHANCED GLOBAL HI YLD Equity DB AG ETNs N.A. NFRA US FLEXSHARES STOXX GLOBAL BROA N.A. FlexShares ETFs 0.47 RIGS US RIVERFRONT STRATEGIC INCOME N.A. ALPS ETFs 0.22 참고 : Ticker는 Bloomberg용자료 : Bloomberg, 삼성증권 6

7 수익률상 / 하위 ETF 수익률상위 30 ETF 현황 Code ETF Exchange YTD (%) 자산 1551 JP SIMPLEX JASDAQ TOP 20 ETF Tokyo Equity 1314 JP NIKKO ETF S&P JP EMER EQ 100 Tokyo Equity 1568 JP SIMPLEX TOPIX BULL 2X ETF Tokyo Equity 1570 JP NEXT FUNDS NKY225 LVRGED ETF Tokyo Allocation 1563 JP SIMPLEX TSE MOTHERS CORE ETF Tokyo Equity CH E FUND CHINEXT PRICE INDEX Shenzhen Equity 1643 JP DAIWA ETF-IT SERV TOPIX 17 Tokyo Equity 1626 JP NEXT FUNDS TOPIX-17 IT&SERV Tokyo Equity 1650 JP DAIWA ETF-REAL EST TOPIX 17 Tokyo Equity 1639 JP DAIWA ETF-AUTOMOB TOPIX17 Tokyo Equity 1633 JP NEXT FUNDS TOPIX-17 REAL EST Tokyo Equity 1649 JP DAIWA ETF-FINANCIALS TOPIX17 Tokyo Equity 1622 JP NEXT FUNDS TOPIX-17 AUTO&TRS Tokyo Equity CH CHINA MERCHANTS SZSE TMT50 Shenzhen Equity 1553 JP MAXIS S&P TOKAI ETF Nagoya Equity 1545 JP NEXT FUNDS NASDAQ 100 ETF Tokyo Equity MOSTNDX IN MOTILAL OSWAL MOST-NASDA-100 N.S. India Equity 1632 JP NEXT FUNDS TOPIX-17 FINANCL Tokyo Equity 1641 JP DAIWA ETF-MACHINE TOPIX17 Tokyo Equity 1640 JP DAIWA ETF-STEEL TOPIX17 Tokyo Equity 1648 JP DAIWA ETF-BANKS TOPIX17 Tokyo Equity 1623 JP NEXT FUNDS TOPIX-17 STL&ML Tokyo Equity 1319 JP NOMURA LISTED STOCK NIKK 300 Tokyo Equity 1630 JP NEXT FUNDS TOPIX-17 RETAIL Tokyo Equity 1636 JP DAIWA ETF-CONS MTER TOPIX17 Tokyo Equity 1311 JP NOMURA ETF TOPIX CORE 30 Tokyo Equity 1310 JP DAIWA ETF - TOPIX CORE 30 Tokyo Equity 1647 JP DAIWA ETF-RETAIL TOPIX17 Tokyo Equity 1624 JP NEXT FUNDS TOPIX-17 MACHINER Tokyo Equity 1644 JP DAIWA ETF - E POWER TOPIX17 Tokyo Equity 참고 : 10월 31일현재, 기존 Osaka 상품을 Tokyo로통합함 자료 : Bloomberg, 삼성증권 YTD 수익률상위 30 개 ETF 거래소별분포 YTD 수익률상위 30 개 ETF 자산별분포 ( 개수 ) ( 개수 ) Allocation Tokyo Shenzhen Nagoya N.S. India Equity 29 자료 : Bloomberg, 삼성증권 자료 : Bloomberg, 삼성증권 7

8 수익률하위 30 ETF 현황 Code ETF Exchange YTD (%) 자산 2030 JP IPATH S&P 500 VIX S/T FU JDR Tokyo (55.19) Equity 1552 JP KOKUSAI S&P500 VIX SHORT ETF Tokyo (54.71) Equity 1569 JP SIMPLEX TOPIX BEAR -1X ETF Tokyo (33.58) Allocation 1571 JP NEXT FUNDS NKY225 INVERS ETF Tokyo (33.49) Allocation KOPSUB IN KOTAK PSU BANK ETF N.S. India (30.86) Equity CH GTJA ALLIANZ SSE CMDY EQ ETF Shanghai (29.37) Equity 3039 HK ISHARES CSI A-SH MATERIALS Hong Kong (29.12) Equity CH BOSERA SSE NAT RESOURCE ETF Shanghai (28.70) Equity 3050 HK ISHARES CSI A-SH ENERGY INDE Hong Kong (28.33) Equity PSUBBE IN GS PSU BANK-GS PSU BANK BEES N.S. India (28.01) Equity 1561 JP KOKUSAI S&P500 VIX MID ETF Tokyo (27.22) Equity 3017 HK DB CSI300 ENERGY UCITS ETF Hong Kong (26.71) Equity 3117 HK ETFS PHYSICAL SILVER ETF Hong Kong (26.62) Commodity KS KODEX SILVER FUTURES ETF Korea (26.59) Commodity 3062 HK DB X-TRACKERS CSI300 MAT Hong Kong (26.45) Equity KS SAMSUNG KODEX TRANSPORT ETF Korea (26.39) Equity 2029 JP IPATH S&P 500 VIX M/T FU JDR Tokyo (24.38) Equity ETPMAG AU ETFS PHYSICAL SILVER ASE (22.68) Commodity DGA AU DIGGA AUSTRALIAN MINING FUND ASE (21.54) Equity GLD TB KTAM GOLD ETF TRACKER Bangkok (20.69) Commodity KS MIRAE TIGER-GOLD SILVER ETF Korea (20.31) Commodity HK HANG SENG RMB GOLD ETF Hong Kong (20.21) Commodity 2830 HK ETFS PHYSICAL GOLD ETF Hong Kong (19.95) Commodity KG965 TB K GOLD ETF Bangkok (19.81) Commodity KS SAMSUNG KODEX CONST ETF Korea (19.66) Equity 3081 HK VALUE GOLD ETF Hong Kong (19.41) Commodity KS MIRAE TIGER CONST&MACH ETF Korea (19.32) Equity BCHAY TB BUALUANG CHAY GOLD ETF Bangkok (19.31) Commodity TGOLDETF TB THANACHART GOLD ETF Bangkok (19.29) Commodity KS SAMSUNG KODEX GOLD FUTURES Korea (18.61) Allocation 참고 : 10월 31일현재, 기존 Osaka 상품을 Tokyo로통합함 자료 : Bloomberg, 삼성증권 수익률하위 30 개 ETF 거래소별분포수익률하위 30 개 ETF 자산별분포 ( 개수 ) ( 개수 ) Equity 16 Allocation Hong Kong Tokyo Korea Bangkok N.S. India Shanghai ASE Commodity 11 자료 : Bloomberg, 삼성증권 자료 : Bloomberg, 삼성증권 8

9 거래소별수익률상위 ETF (sort by YTD) Ticker Name YTD (%) Ticker Name YTD (%) Korea Stock Exchange KS MIRAE TIGER SOFTWARE ETF JP SIMPLEX JASDAQ TOP 20 ETF KS MIRAE TIGER-S&P500 FUTRS ETF JP NIKKO ETF S&P JP EMER EQ KS MIRAE TIGER NASDAQ100 ETF JP SIMPLEX TOPIX BULL 2X ETF KS KB KSTAR KOSDAQ ELITE JP NEXT FUNDS NKY225 LVRGED ETF KS SAMSUNG KODEX JAPAN ETF JP SIMPLEX TSE MOTHERS CORE ETF KS MIRAE TIGER MEDIA TELECM ETF JP DAIWA ETF-IT SERV TOPIX KS SAMSUNG KODEX BANKS ETF JP NEXT FUNDS TOPIX-17 IT&SERV KS HANWHA ARIRANG DEFENSIVE ETF JP DAIWA ETF-REAL EST TOPIX KS SAMSUNG KODEX AUTOS ETF JP DAIWA ETF-AUTOMOB TOPIX KS MIRAE ASSET TIGER BANKS ETF JP NEXT FUNDS TOPIX-17 REAL EST Hong Kong Tokyo Taiwan Stock Exchange 3056 HK HORIZONS S&P GLOBAL CONSUMER TT YUANTA/P-SHRS MSCI TW FIN ET HK DB CSI300 HEALTH CARE UCITS TT FUBON TAIWAN FINANCE ETF HK DB CSI300 CONSUMER DISCRET TT YUANTA/P-SHRS TW GRETAI HK ISHARES CSI A-SH CONS DISCRE TT YUANTA/P-SHRS TWSE TW NON TE HK VALUE JAPAN ETF TT YUANTA/P-SHRS TW MID-CAP HK HORIZONS ASIA EX JANZ IT ETF TT YUANTA/P-SHRS S&P CCP 50 ETF HK VALUE KOREA ETF TT SINOPAC TAIWAN TAIEX ETF HK ISHARES MSCI ASIA APEX S/C TT FUBON MSCI TAIWAN ETF HK W.I.S.E. CSI CONSUMPTION TRK TT YUANTA/P-SHRS MSCI TW ETF HK XIE SHARES TAIWAN ETF TT YUANTA/P-SHRS TW TOP 50 ETF Shanghai Shenzhen CH PENGHUA SSE PRIVATE-OWNED EN CH E FUND CHINEXT PRICE INDEX CH LION SSE EMERGING INDUST ETF CH CHINA MERCHANTS SZSE TMT CH DACHENG CSI 500 STOCK ETF CH HARVEST SME CHINEXT 400 ETF CH CHINA MERCH SSE CONSUMER ETF CH PENGHUA SZSE PRIV OWN IDX ET CH CHINA SOUTHERN SSE 380 ETF CH GUANGFA SZSE SEM300 FUND ETF CH HUATAI-PIN SSE MED-SMALL ETF CH CHINA SME ETF CH SSE NON-CYCLICAL 100 ETF CH GUOTAI SZSE SME300 GROW ETF CH E FUND SSE MID-CAP ETF CH CHINA UNIVERSAL SZSE CH FULLGOAL SCI INDEX ETF (0.67) CH CHINA AMC HANG SENG ETF CH INVESCO GREAT WAL SSE 180 EW (2.10) CH DACHENG SZSE GROWTH 40 INDEX (0.67) ASE Singapore OZF AU SPDR S&P/ASX 200 FINANCIALS MEU SP LYXOR ETF MSCI EUROPE-B QFN AU BETASHARES S&P/ASX 200 FINAN SET SP LYXOR ETF THAILAND VHY AU VANGUARD AUS HIGH YIELD NDX SP LYXOR ETF NASDAQ 100-B SYI AU SPDR MSCI AUS SELECT DVD JPN SP LYXOR ETF JAPAN TOPIX RDV AU RUSSELL HIGH DVD AUS SHARES WLD SP LYXOR ETF MSCI WORLD-E IHD AU ISHARES S&P/ASX HIGH DIVIDND DJI SP LYXOR ETF DOW JONES IND AV-B ILC AU ISHARES S&P/ASX 20 INDEX FD MAL SP LYXOR ETF MSCI MALAYSIA-B VLC AU VANGUARD MSCI AUS LARGE CO TWN SP LYXOR ETF MSCI TAIWAN 8.21 SFY AU SPDR S&P/ASX 50 FUND KRW SP LYXOR ETF MSCI KOREA-USD B 6.81 RVL AU RUSSELL AUSTRALIAN VALUE ETF XMRC SP DB X-TRACKERS MSCI RUS CP-2D 5.86 참고 : 연초이후수익률상위 ETF, 2013년신규상장 ETF는일부제외됨, 기존 Osaka 상품을 Tokyo로통합함자료 : Bloomberg, 삼성증권 9

10 Commodity ETF 현황 Commodity ETF (1) Code Name Benchmark Exchange 수익률 (YTD,%) (mil USD) CRB SP LYXOR ETF COMMODITIES THOMSO CRYTR Singapore (7.14) 4,982 1, GBEES IN GOLD EXCH TRAD - GOLD BEES N.A. N.S. India (1.28) 58, REGOLD IN R* SHARES GOLD ETF N.A. N.S. India (1.04) 7, GOLD AU ETFS PHYSICAL GOLD GOLDLNPM ASE (12.16) 9, ICPGOLD IN ICICI PRUDENTIAL GOLD ETF N.A. N.S. India (2.81) CRN SP LYXOR ETF COMMODITIES THOMSO CRYNETR Singapore (12.82) 1, JP JAPAN PHYSICAL GOLD ETF/MUFG MUTFGOLD Tokyo (8.01) 62, SGETS IN SBI GOLD EXCHANGE TRADED SCH N.A. N.S. India (1.73) 9, KOGOLD IN KOTAK GOLD ETF N.A. N.S. India (1.64) 18, HDFGOLD IN HDFC GOLD ETF N.A. N.S. India (1.98) 4, UTIGOL IN UTI GOLD EXCHANGE TRADED FND N.A. N.S. India (3.10) 6, HK VALUE GOLD ETF GOLDLNAM Hong Kong (19.41) 29, JP GOLD-PRICE-LINKED ETF GOLDLNPM Tokyo (10.95) 8, AXGOLD IN AXIS GOLD ETF N.A. N.S. India (0.46) ETPMAG AU ETFS PHYSICAL SILVER SLVRLN ASE (22.68) 5, JP JAPAN PHYSICAL SILV ETF/MUFG MUTFSILV Tokyo (15.88) 6, KS SAMSUNG KODEX GOLD FUTURES SPGSGCTR Korea (18.61) 39, IDBIGLD IN IDBI GOLD ETF N.A. N.S. India (0.97) QAU AU BETASHARES GOLD BULLION ETF N.A. ASE (18.01) 17, JP JAPAN PHYSICAL PLAT ETF/MUFG MUTFPLAT Tokyo , BSLGOLD IN BIRLA SUN LIFE GOLD ETF N.A. N.S. India (2.39) CRGETF IN CANARA ROBECO GOLD ETF-RG N.A. N.S. India (1.64) KS MIRAE TIGER AGRI FUTURES ETF SGECASP Korea (13.09) 5, GLD TB KTAM GOLD ETF TRACKER GOLDLNAM Bangkok (20.69) 940, KS KODEX SILVER FUTURES ETF SPGSSITR Korea (26.59) 51, JP SIMPLEX WTI CRUDE OIL ID ETF CTWCTR Tokyo , JP NOMURA NEXT GOLD DBL BUL ETN NTCCS4LV Tokyo N.A. 1, KG965 TB K GOLD ETF GOLDLNAM Bangkok (19.81) 36, HK HANG SENG RMB GOLD ETF GOLDLNAM Hong Kong (20.21) 2, BCHAY TB BUALUANG CHAY GOLD ETF THGOBRBY Bangkok (19.31) 34, REGGOLD IN RELIGARE INVESCO GOLD EXCHAN N.A. N.S. India (0.07) KS SAMS KODEX EQ&GOLD BAL ETF SPKRBEG Korea (8.12) TGOLDETF TB THANACHART GOLD ETF GOLDLNAM Bangkok (19.29) 335, QTGOLD IN QUANTUM GOLD FUND N.A. N.S. India (0.93) 1, MOSTGLD IN MOTILAL OSWAL MOST GOLD N.A. N.S. India (1.38) 1, KS MIRAE TIGER PHYSICAL COPPER SPGSCO Korea (10.59) JP NOMURA NEXT TCM LEVE OIL ETN NTCS11LV Tokyo N.A HK ETFS PHYSICAL SILVER ETF SLVRLN Hong Kong (26.62) 2, JP NEXT FUNDS NOMURA CRUDE OIL NMLSCOIL Tokyo , KS SAMSUNG KODEX COPPER ETF SPGCHGTR Korea (10.45) 2, JP NOMURA NEXT INVERSE GOLD ETN NTCCS4IV Tokyo N.A JP JAPAN PHYSICAL PALL ETF/MUFG MUTFPALL Tokyo JP IPATH S&P GSCI PREC META JDR SPGCPMTR Tokyo (13.14) JP IPATH S&P GSCI GRAINS TR JDR SPGCGRTR Tokyo (2.20) JP IPATH S&P GSCI AGRI TR JDR SPGCAGTR Tokyo 참고 : Ticker는 Bloomberg용, 10월 31일종가기준, 기존 Osaka 상품을 Tokyo로통합함 자료 : Bloomberg, 삼성증권 10

11 Commodity ETF (2) Code Name Benchmark Exchange 수익률 (mil USD) ETPMPM AU ETFS PHYSICAL PM BASKET N.A. ASE (9.71) JP IPATH S&P GSCI ENERGY TR JDR SPGCENTR Tokyo JP NOMURA NEXT TOCM INV OIL ETN NTCS11IV Tokyo N.A JP IPATH S&P GSCI TR INDEX JDR SPGCCITR Tokyo JP NEXT FUNDS PLATINUM NOMU ETF TMECSUB6 Tokyo , JP IPATH S&P GSCI LIVESTOCK JDR SPGCLVTR Tokyo KS MIRAE TIGER-GOLD SILVER ETF SPGSPMTR Korea (20.31) 1, KS MIRAE TIGER WTI FUT ETF SPGSCLP Korea , JP IPATH S&P GSCI SOFTS T R JDR SPGCSFTR Tokyo QCB AU BETASHARES COMMODITY SPGCLEP ASE (5.94) KS SAMSUNG KODEX SOYBEANS ETF SPGCSOTR Korea , JP IPATH GSCI INDUSTRI META JDR SPGCINTR Tokyo (3.27) GOLD99 TB THAIDEX GOLD ETF GOLDLNAM Bangkok (18.31) 5, ETPMPT AU ETFS PHYSICAL PLATINUM PLTMLNPM ASE KS MIRAE TIGER-METALS ETF SPGCISTR Korea (11.31) HK ETFS PHYSICAL PLATINUM ETF PLTMLNPM Hong Kong (4.73) HK ETFS PHYSICAL GOLD ETF GOLDLNPM Hong Kong (19.95) OOO AU BETASHARES CRUDE OIL SPGCCLP ASE ETPMPD AU ETFS PHYSICAL PALLADIUM PLDMLNPM ASE QAG AU BETASHARES AGRICULTURE SGECASP ASE (14.91) JP MIZUHO GOLD ETF TMECSUB4 Tokyo (10.20) ETPCOP AU ETFS COPPER DJUBHGTR ASE (0.23) ETPNRG AU ETFS ENERGY DJUBENTR ASE ETPGRN AU ETFS GRAINS DJUBGRTR ASE (13.66) ETPWHT AU ETFS WHEAT DJUBWHTR ASE (13.75) ETPCMD AU ETFS ALL COMMODITIES DJUBSTR ASE (0.07) CH HUAAN YIFU GOLD ETF N.A. Shanghai N.A. 10,334,172 N.A CH GUOTAI GOLD ETF SHGF9999 Shanghai N.A. 1,139,813 N.A. 참고 : Ticker는 Bloomberg용, 10월 31일종가기준, 기존 Osaka 상품을 Tokyo로통합함 자료 : Bloomberg, 삼성증권 11

12 Bond ETF 현황 Bond ETF Code Name Benchmark Exchange 수익률 (mil USD) 2821 HK ABF PAN ASIA BOND INDEX FUND ABTRPAUH Hong Kong (1.99) 8,152 3, KS SAMSUNG KODEX KRW CASH ETF N.A. Korea ,599 1, CH FORTUNE SGAM MONEY MKT FUND SHSZ300 Shanghai N.A. 2,059, SBIF SP ABF SINGAPORE BOND INDX FUND ABTRSG Singapore (1.85) 15, KS MIRAE TIGER MONEY MARKET ETF KISMTP Korea , KS KB KSTAR KTB ETF KTBDP Korea , AAA AU BETASHARES AUS HIGH INTEREST N.A. ASE , MBIF MK ABF MALAYSIA BOND INDEX FUND ABTRMALA Malaysia , CH GUOTAI SSE 5-YR CHINA TREAS N.A. Shanghai N.A. 6,544, KS KYOBOAXA POWER KTB ETF BOND N.A. Korea N.A KS WOORI KOSEF KTB ETF KTBDP Korea , KS WOORI KOSEF MSB ETF KISKMSB Korea KS WOORI KOSEF ENHNCD CASH ETF MKMMITR Korea , LBEES IN GOLDMAN LIQUID ETF BEES N.A. N.S. India , AHYG SP ISHARES ASIA HIGH YIELD BD BAHDTRUU Singapore , KS SAMSUNG KODEX TBOND ETF MKFTR Korea KS MIRAE ASSET TIGER KTB3 ETF KTBDP Korea , KS KB-KSTAR CREDIT BOND ETF KBICTR Korea JP NIKKO ETF INL BOND CITI WGBI SBWJNJYU Tokyo IAF AU ISHARES UBS COMPOSITE BOND ACMPALL ASE , RCB AU RUSSELL AUS SEL CORP BOND DBLNAUCO ASE , AJAC SP ISHARES JPM USD ASIA BOND JPEIJACC Singapore (1.19) 25, CH YINHUA TRADED MONEY MARKET CNDRDD Shanghai N.A. 145, KS KITM KINDEX TB ETF KTBDP Korea KS WOORI KOSEF 10Y KTB LEVG ETF KISKK10Y Korea HK ISHARES RMB BOND INX ETF-CNY CFIIRCIL Hong Kong N.A. 6, RSM AU RUSSELL AUS SEMI-GOVT BOND DBLNAUSS ASE , KS WOORI KOSEF 10Y KTB ETF KISKK10Y Korea VAF AU VANGUARD AUST FI INTERST ETF ACMPALL ASE , JP NIKKO ETF EMERGING BOND BARC EML1TRUU Tokyo ABLC SP ISHARES ASIA LOCAL CUR BOND BALNTRUU Singapore (2.66) 2, IGB AU ISHARES UBS TREASURY INDEX AGB ALL ASE KS KB KSTAR FIXED INCOME BL ETF N.A. Korea N.A. N.A VGB AU VANGUARD AUS GOVT BD ETF UBSG0+YR ASE , KS SAMSUNG KODEX 10Y F-LKTB ETF FLKTB Korea N.A. 3, KS KB KSTAR TOP5&10YKTB PL ETF FNGDKSTR Korea ILB AU ISHARES UBS GOVT INFLATION AUINB ASE (2.07) BOND AU SPDR S&P/ASX AUSTRALIAN BOND SPBDASXT ASE RGB AU RUSSELL AUS GOVT BOND ETF DBLNAUSO ASE (1.57) ASHY SP ISHARES ASIA CRNCY 1-3 YR BASDTRUU Singapore KS KIM KINDEX SYNTH-IBOXX ETF IBOXHY Korea N.A. N.A KS SAMSUNG-KODEX 10Y F-LKTB ETF FLKTB Korea GOVT AU SPDR S&P/ASK AUS GOVT BOND SPBDAGVT ASE HK ABF HONG KONG BOND INDEX FD ABTRHK Hong Kong (3.46) CH BOSERA SSE CORP BOND 30 ETF SH Shanghai N.A. N.A. N.A CH HARVEST CSI G-E MED TREA BD CSIH1017 Shenzhen N.A. N.A. N.A. 참고 : Ticker는 Bloomberg용, 10월 31일종가기준, 기존 Osaka 상품을 Tokyo로통합함자료 : Bloomberg, 삼성증권 12

13 Currency ETF 현황 Currency ETF Code Name Benchmark Exchange 수익률 (mil USD) USD AU BETASHARES US DOLLAR ETF N.A. ASE , KS WOORI KOSEF USD FUTURES ETF F-USDKRW Korea (0.97) 32, POU AU BETASHARES BRITISH POUND ETF N.A. ASE KS WOORI KOSEF USD INVERSE ETF F-USDKRW Korea , EEU AU BETASHARES EURO ETF N.A. ASE , 참고 : Ticker는 Bloomberg용, 10월 31일종가기준자료 : Bloomberg, 삼성증권 13

14 KOREA Exchange ETF 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 B.M 수익 KS SAMSUNG KODEX 200 Samsung Management KOSPI ,616,774 4, Equity KS MIRAE TIGER 200 ETF Mirae Global KOSPI ,304,313 1, Equity KS SAMSUNG KODEX LEVERAGE ETF Samsung Management KOSPI2LG (2.51) 25,996,810 1, Equity KS SAMSUNG KODEX KRW CASH ETF Samsung Management N.A ,599 1, Money Market KS KITM KINDEX200 ETF Korea Investment Management KOSPI , Equity KS SAMSUNG KODEX SAMSUNG GR ETF Samsung Management FNGDSSGR (0.98) 497, Equity KS SAMSUNG KODEX INVERSE ETF Samsung Management FKOSPI ,457, Equity KS KYOBO AXA-POWER K200 ETF Kyobo AXA Investment Mgt. KOSPI , Equity KS MIRAE TIGER MONEY MARKET ETF Mirae Global KISMTP , Debt KS KB KSTAR 200 ETF KB Management KOSPI , Equity KS WOORI KOSEF 200 ETF Woori Management KOSPI , Equity KS HANWHA-ARIRANG KOSPI200 ETF Hanwha Management KOSPI , Equity KS KB KSTAR KTB ETF KB Management KTBDP , Debt KS KYOBO AXA POWER K100 ETF Kyobo AXA Investment Mgt. KOSPI , Equity KS KYOBOAXA POWER KTB ETF BOND Kyobo AXA Investment Mgt. N.A. N.A Debt KS WOORI KOSEF KTB ETF Woori Management KTBDP , Debt KS MIRAE TIGER CH CONSMER ETF Mirae Global FNGDCDTI , Equity KS WOORI KOSEF MSB ETF Woori Management KISKMSB Debt KS SAMSUNG KODEX FTSE CH A50ETF Samsung Management XIN9I N.A. 187, Equity KS WOORI KOSEF ENHNCD CASH ETF Woori Management MKMMITR , Debt KS MIRAE TIGER IT ETF Mirae Global KSP2IT , Equity KS KINDEX CHINA A CSI300 ETF Korea Investment Management SHSZ300 (5.17) 120, Equity KS MIRAE TIGER 200 2X ETF Mirae Global KOSPI2LG (1.63) 758, Equity KS MIRAE TIGER SEMINCON ETF Mirae Global KRXSEMI , Equity KS KITM KINDEX SAMSUNG SW ETF Korea Investment Management FNGDSSW , Equity KS MIRAE ASSET TIGER BANKS ETF Mirae Global KRXBANK , Equity KS SAMSUNG KODEX CHINA H ETF Samsung Management HSCEI (4.68) 14, Equity KS YURIE TREX200 ETF Yurie Management KOSPI , Equity KS SAMSUNG KODEX TBOND ETF Samsung Management MKFTR Debt KS MIRAE ASSET TIGER KTB3 ETF Mirae Global KTBDP , Debt 참고 : Ticker, BM은 Bloomberg용, 10월 31일현재자료 : Bloomberg, 삼성증권 (US$ M) 14

15 Tokyo ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 B.M 수익 1321 JP NOMURA ETF - NIKKEI 225 Nomura Management NKY ,225 16, Equity 1306 JP NOMURA ETF - TOPIX Nomura Management TPX ,823,765 14, Equity 1305 JP DAIWA ETF - TOPIX Daiwa Management TPX ,675 8, Equity 1330 JP NIKKO ETF - NKY 225 Nikko Management NKY ,558 8, Equity 1308 JP NIKKO ETF - TOPIX Nikko Management TPX ,862 7, Equity 1320 JP DAIWA ETF - NIKKEI 225 Daiwa Management NKY ,042 7, Equity 1346 JP MAXIS NIKKEI 225 ETF Mitsubishi UFJ Mgt. NKY ,246 3, Equity 1570 JP NEXT FUNDS NKY225 LVRGED ETF Nomura Management NKYLEV ,844,852 1, Allocation 1348 JP MAXIS TOPIX ETF Mitsubishi UFJ Mgt. TPX ,962 1, Equity 1343 JP NEXT FUNDS REIT NOMURA ETF Nomura Management TSEREIT , Equity 1329 JP ISHARES NIKKEI 225 BlackRock Japan NKY , Equity 1345 JP LISTED J-REIT BI MONTHLY DVD Nikko Management TSEREIT , Equity 1568 JP SIMPLEX TOPIX BULL 2X ETF Simplex Management TPXLEV2X , Equity 1615 JP NOMURA ETF BANKS INDEX Nomura Management TPNBNK ,013, Equity 1540 JP JAPAN PHYSICAL GOLD ETF/MUFG Mitsubishi UFJ Trust & Banking MUTFGOLD (8.01) 62, Commodity 1577 JP NEXT FUNDS JPN EQT DVD70 ETF Nomura Management NMRIJOHD N.A. 1, Equity 1579 JP SIMPLEX NKY225 BULL 2X ETF Simplex Management NKYLEV N.A. 332, Equity 1319 JP NOMURA LISTED STOCK NIKK 300 Nomura Management NTY , Equity 1309 JP SSE50 INDEX LINKED ETF Nomura Management SSE50 (2.17) 1, Equity 1571 JP NEXT FUNDS NKY225 INVERS ETF Nomura Management NKYINV (33.49) 453, Allocation 1552 JP KOKUSAI S&P500 VIX SHORT ETF Kokusai Management SPVIXSTR (54.71) 206, Equity 1311 JP NOMURA ETF TOPIX CORE 30 Nomura Management TPXC , Equity 1328 JP GOLD-PRICE-LINKED ETF Nomura Management GOLDLNPM (10.95) 8, Commodity 1681 JP NIKKO ETF MSCI EMERGING Nikko Management MSEUEGF , Equity 1680 JP NIKKO ETF MSCI KOKUSAI Nikko Management MSDUKOK , Equity 1585 JP DAIWA ETF TOPIX EX-FINANCIAL Daiwa Management TPXEXF N.A. N.A Equity 1325 JP NEXT FUNDS IBOVESPA LINK ETF Nomura Management IBOV (12.05) 92, Equity 1578 JP NIKKO LISTED 225 MINI ETF Nikko Management NKY N.A Equity 1569 JP SIMPLEX TOPIX BEAR -1X ETF Simplex Management TPXINV1X (33.58) 64, Allocation 1677 JP NIKKO ETF INL BOND CITI WGBI Nikko Management SBWJNJYU Debt 참고 : Ticker, BM은 Bloomberg용, 10월 31일현재, 기존 Osaka 상품을 Tokyo로통합함자료 : Bloomberg, 삼성증권 (US$ M) 15

16 HongKong Exchange ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 B.M 수익 2800 HK TRACKER FUND OF HONG KONG SSgA Hong Kong HSI ,690,172 7, Equity 2823 HK ISHARES FTSE A50 CHINA INDEX BlackRock N Asia TX9HKTRH (11.22) 115,695,680 6, Equity 2833 HK HANG SENG INDEX ETF Hang Seng Investment HSI1N ,659 4, Equity 2821 HK ABF PAN ASIA BOND INDEX FUND SSgA Singapore ABTRPAUH (1.99) 8,152 3, Debt HK CSOP FTSE CHINA A50 ETF-CNY CSOP Mgt. HK XIN9I (12.56) 4,105,374 2, Equity 2828 HK HANG SENG H-SHARE INDEX ETF Hang Seng Investment HSI21N (4.27) 2,049,957 2, Equity HK CHINAAMC CSI 300 IDX ETF-CNY China Mgt. HK SHSZ300 (5.80) 540,238 1, Equity 2827 HK WISE - CSI 300 CHINA TRACKER BOCI-Prudential Mgt. SHSZ300 (12.97) 541,335 1, Equity 3049 HK DB X-TRACKERS CSI300 UCITS E DB Platinum Advisors SHSZ300 (5.23) 3,088, Equity HK E FUND CSI100 ASHARE ETF-CNY E Fund Management SHCSI100 (7.66) 52, Equity HK HARVEST MSCI CHINA A IDX-CNY Harvest Global Investments MXCN1A (2.74) 161, Equity 2801 HK ISHARES MSCI CHINA INDEX ETF BlackRock N Asia NDEUCHF , Equity HK HARVEST MSCI CN A 50 ETF-CNY Harvest Global Investments MXCNA50 N.A. 94, Equity 2836 HK ISHARES S&P BSE SENSEX INDIA BlackRock N Asia SENSEX (3.06) 566, Equity 3081 HK VALUE GOLD ETF Sensible Management GOLDLNAM (19.41) 29, Commodity 2846 HK ISHARES CSI 300 A-SHARES IN BlackRock N Asia CSIR0300 (7.81) 80, Equity HK E-FUND CES CHINA 120 IDX-CNY E Fund Management CES120 N.A. N.A Equity HK CH UNI-CSHARES CSI 300-CNY China Universal Mgt. HK SHSZ300 N.A. 32, Equity HK CSOP ETF SRS-CES CHINA A80-C CSOP Management CESA80 N.A. N.A Equity 3040 HK HORIZONS MSCI CHINA ETF Mirae Global HK NDELCHF N.A. 40, Equity 3070 HK PING AN OF CH CSI HK DIV Ping An of China Mgt. CSIH , Equity 3110 HK HORIZONS HANG SENG HI DVD YL Mirae Global HK HSI52N N.A. 16, Equity 2825 HK WISE - CSI HK100 TRACKER BOCI-Prudential Mgt. CSIH , Equity 3025 HK DB CSI300 CONSUMER DISCRET DB Platinum Advisors SH , Equity HK CHINAAMC CES CHINA A80 -CNY China Mgt. HK CESA80 N.A. N.A Equity 3054 HK HORIZONS S&P EMERGING ASIA C Mirae Global HK SPEACHN , Equity 2802 HK ISHARES MSCI EMERGING ASIA BlackRock N Asia MXMS , Equity 2838 HK HANG SENG FTSE CHI25 IDX ETF Hang Seng Investment XIN0I (2.15) 1, Equity 3083 HK HSBC MSCI TAIWAN ETF HSBC Investment Funds NDELSTW , Equity 3046 HK VALUE CHINA ETF Sensible Management GPVP , Equity 참고 : Ticker, BM은 Bloomberg용, 10월 31일현재자료 : Bloomberg, 삼성증권 (US$ M) 16

17 CHINA (Shanghai) Exchange ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 BM 수익 CH CHINA 50 ETF China Management SSE50 (9.12) 454,182,656 3, Equity CH CHINA AMC CSI 300 INDEX ETF China Management SHSZ300 N.A. 34,580,904 3, Equity CH SHANGHAI SSE180 ETF HuaAn Fund Management SSE180 (5.52) 293,159,104 1, Equity CH BCOMM SCHRODER SSE180 ETF BoC Schroder Fund Mgt. SSE180 (4.70) 2,017, Equity CH FORTUNE SGAM MONEY MKT FUND Fortune SG Fund Mgt. SHSZ300 N.A. 2,059, Money Market CH GUOTAI SSE 5-YR CHINA TREAS Guotai Management N.A. N.A. 6,544, Debt CH CHINA MERCH SSE CONSUMER ETF China Merchants Fund Mgt. SH , Equity CH HUATAI-PB SSE DIVIDEND ETF Huatai-PineBridge Fund Mgt. SSEDIV (4.79) 4,033, Equity CH E FUND CSI 300 ETF E Fund Management SHSZ300 N.A. 14,571, Equity CH GUOTAI SHANGHAI 180 FIN ETF Guotai Management SH (4.13) 11,673, Equity CH SSE 180 VALUE ETF Fortune SG Fund Mgt. SH (6.61) 7,489, Equity CH E FUND SSE MID-CAP ETF E Fund Management SH , Equity CH BOSERA SSE LARGE CAP ETF Bosera Management SH (17.18) 900, Equity CH ICBC CRED SUISSE CENT 50 ETF ICBC Credit Suisse Mgt. SH (12.45) 1,081, Equity CH HUAAN SSE IND TOP INDEX ETF HuaAn Fund Management SH (12.45) 142, Equity CH LION SSE EMERGING INDUST ETF Lion Fund Management SH ,991, Equity CH CHINAAMC SSE HEALTH CARE ETF China Management SH N.A. 45,840, Equity CH GTJA ALLIANZ SSE CMDY EQ ETF GTJA Allianz Fund Mgt. SH (29.37) 6,306, Equity CH CCB SOC RESPONSIBILITY ETF CCB Principal Mgt. SH (6.96) 74, Equity CH CHINAAMC SSE FINANCIALS ETF China Management SH N.A. 30,318, Equity CH FORTUNE SGAM SSE 180 GRO ETF Fortune SG Fund Mgt. SH (5.58) 867, Equity CH FULLGOAL SCI INDEX ETF Fullgoal Fund Management SHCOMP (0.67) 126, Equity CH PENGHUA SSE PRIVATE-OWNED EN Penghua Fund Management SSER ,545, Equity CH YINHUA TRADED MONEY MARKET Yinhua Fund Management CNDRDD N.A. 145, Debt CH CHINA SECURITY SOUTHERN ETF China Southern Fund Mgt. CSIR0901 (7.80) 18,310, Equity CH SSE PERIODICAL INDUST 50 ETF HFT Investment Management SH (10.88) 79, Equity CH CHINAAMC SSE ENERGY ETF China Management SH N.A. 15,058, Equity CH SSE NON-CYCLICAL 100 ETF HFT Investment Management SH , Equity CH CHINAAMC SSE MATERIALS ETF China Management SH N.A. 3,192, Equity CH CHINAAMC CONSUMER STAPLES China Management SH N.A. 9,586, Equity 참고 : Ticker, BM은 Bloomberg용, 10월 31일현재자료 : Bloomberg, 삼성증권 (US$ M) 17

18 CHINA (Shezen) Exchange ETF Market 자산규모상위종목대상 (sort by ) Ticker Name 운용사 BM 수익 CH HARVEST CSI 300 INDEX ETF Harvest Fund Management SHSZ300 (3.23) 53,920,100 4, Equity CH E FUND SZSE100 INDEX FUND E Fund Management SI100 (1.38) 615,249,536 2, Equity CH HARVEST CSI 500 ETF Harvest Fund Management SH N.A. 1,114, Equity CH CHINA SME ETF China Management SZ ,913, Equity CH SZSE COMPONENT INDEX FUND ET China Southern Fund Mgt. SICOM (5.46) 18,014, Equity CH CHINA SOUTH KAIYUAN CSI300 China Southern Fund Mgt. SHSZ300 N.A. 6,240, Equity CH DACHENG SZSE GROWTH 40 INDEX Dacheng Fund Management SZ (0.67) 175, Equity CH ICBC SHENZHEN DVD PRICE ETF ICBC Credit Suisse Mgt. SZ (3.99) 2,072, Equity CH E FUND CHINEXT PRICE INDEX E Fund Management SZ ,548, Equity CH GUANGFA SZSE SEM300 FUND ETF GF Fund Management SZ ,986, Equity CH HARVEST SHENZHEN F120 ETF Harvest Fund Management SZ (3.30) 198, Equity CH PENGHUA SZSE PRIV OWN IDX ET Penghua Fund Management SZ ,542, Equity CH CHINA AMC HANG SENG ETF China Management HSI ,447, Equity CH CCB SHENZHEN F60 INDEX ETF CCB Principal Mgt. SZ (4.39) 83, Equity CH CHINA MERCHANTS SZSE TMT50 China Merchants Fund Mgt. SZ , Equity CH CHINA UNIVERSAL SZSE 300 China Universal Mgt. SZ , Equity CH BOSERA SHENZHEN F200 BoC Schroder Fund Mgt. SZ (1.27) 528, Equity CH HARVEST SME CHINEXT 400 ETF Harvest Fund Management SZ , Equity CH GUOTAI SZSE SME300 GROW ETF Guotai Management SZ , Equity CH BANK OF C SCHRODER SZSE 300 BoC Schroder Fund Mgt. SZ (1.15) 864, Equity CH LION SZSE SME EQUAL WEIGHT Lion Fund Management SZSMEC N.A. 403, Equity CH HARVEST CSI G-E MED TREA BD Harvest Fund Management CSIH1017 N.A. N.A. N.A. Debt CH CHINA UNIVERS CSI HEALTH CAR China Universal Mgt. CSIR0933 N.A. N.A. N.A. Equity CH CHINA CSI FINANCIALS ETF China Universal Mgt. CSIR0934 N.A. N.A. N.A. Equity CH CHINA UNIVERSAL CSI CONSUM China Universal Mgt. CSIR0932 N.A. N.A. N.A. Equity CH PENGHUA CSI 300 INDEX ETF Penghua Fund Management SHSZ300 N.A. N.A. N.A. Equity CH CHINA UNIVERS CSI ENERGY ETF China Universal Mgt. CSIR0928 N.A. N.A. N.A. Equity CH DACHENG CSI 500 SZE STK IDX Dacheng Fund Management SH N.A. N.A. N.A. Equity CH INVESCO GREAT WALL CSI300 EQ INVESCO Great Wall Fund Mgt. SHSZ300 N.A. 2,878,648 N.A. Equity CH DACHENG CSI 100 ETF Dacheng Fund Management SZCSI100 N.A. 1,093,028 N.A. Equity 참고 : Ticker, BM은 Bloomberg용, 10월 31일현재자료 : Bloomberg, 삼성증권 (US$ M) 18

19 ASE (Australia Stock Exchange) ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 BM 수익 STW AU SPDR S&P/ASX 200 FUND SSgA Australia ASA ,618 2, Equity GOLD AU ETFS PHYSICAL GOLD ETF Securities Management GOLDLNPM (12.16) 9, Commodity VAS AU VANGUARD AUST SHARES IDX ETF Vanguard Australia AS , Equity SLF AU SPDR S&P/ASX 200 LISTED PROP SSgA Australia AS51PROP , Equity SFY AU SPDR S&P/ASX 50 FUND SSgA Australia ASA , Equity AAA AU BETASHARES AUS HIGH INTEREST BetaShares Capital N.A , Money Market VHY AU VANGUARD AUS HIGH YIELD Vanguard Australia GPVAN , Equity RDV AU RUSSELL HIGH DVD AUS SHARES Russell Investment RURAHDIA , Equity IOZ AU ISHARES MSCI AUSTRALIA 200 BlackRock Australia MSCI2HN , Equity IHD AU ISHARES S&P/ASX HIGH DIVIDND BlackRock Australia SPAXDIT , Equity ILC AU ISHARES S&P/ASX 20 INDEX FD BlackRock Australia ASA , Equity SYI AU SPDR MSCI AUS SELECT DVD SSgA Australia MSCTAYAG , Equity USD AU BETASHARES US DOLLAR ETF BetaShares Capital N.A , Allocation VAP AU VANGUARD AU PROP SEC IDX ETF Vanguard Australia AS52PROP , Equity YMAX AU BETASHARES AUS TOP 20 EQ YLD BetaShares Capital N.A , Equity ETPMAG AU ETFS PHYSICAL SILVER ETF Securities Management SLVRLN (22.68) 5, Commodity IAF AU ISHARES UBS COMPOSITE BOND BlackRock Australia ACMPALL , Debt RCB AU RUSSELL AUS SEL CORP BOND Russell Investment DBLNAUCO , Debt RVL AU RUSSELL AUSTRALIAN VALUE ETF Russell Investment RURAHVIA , Equity ETF AU UBS IQ RESEARCH PREF AUST SH UBS Global Australia UBSRPIN , Equity ISO AU ISHARES S&P/ASX SMALL ORD BlackRock Australia ASA , Equity OZF AU SPDR S&P/ASX 200 FINANCIALS SSgA Australia ASA5FNXP , Equity WXOZ AU SPDR S&P WORLD EX AUSTRALIA SSgA Australia SDAXAT N.A. 14, Equity BEAR AU BETASHARES AUS EQ BEAR HF BetaShares Capital N.A. (15.02) 37, Allocation QAU AU BETASHARES GOLD BULLION ETF BetaShares Capital N.A. (18.01) 17, Commodity RSM AU RUSSELL AUS SEMI-GOVT BOND Russell Investment DBLNAUSS , Debt VLC AU VANGUARD MSCI AUS LARGE CO Vanguard Australia M8AUDLC , Equity VSO AU VANGUARD MSCI AUS SM CO ETF Vanguard Australia M8AUDSC , Equity QFN AU BETASHARES S&P/ASX 200 FINAN BetaShares Capital AS51FNXP , Equity VAF AU VANGUARD AUST FI INTERST ETF Vanguard Australia ACMPALL , Debt 참고 : Ticker, BM은 Bloomberg용, 10월 31일현재자료 : Bloomberg, 삼성증권 (US$ M) 19

20 India (N.S. India) ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 BM 수익 GBEES IN GOLD EXCH TRAD - GOLD BEES Goldman Sachs Mgt. N.A. (1.28) 58, Commodity REGOLD IN R* SHARES GOLD ETF Reliance Capital Mgt. N.A. (1.04) 7, Commodity ICPGOLD IN ICICI PRUDENTIAL GOLD ETF ICICI Prudential Mgt. N.A. (2.81) Commodity SGETS IN SBI GOLD EXCHANGE TRADED SCH SBI Funds Management N.A. (1.73) 9, Commodity KOGOLD IN KOTAK GOLD ETF Kotak Mahindra Mgt. N.A. (1.64) 18, Commodity HDFGOLD IN HDFC GOLD ETF HDFC Mgt. N.A. (1.98) 4, Commodity UTIGOL IN UTI GOLD EXCHANGE TRADED FND UTI Mgt. N.A. (3.10) 6, Commodity LBEES IN GOLDMAN LIQUID ETF BEES Goldman Sachs Mgt. N.A , Debt AXGOLD IN AXIS GOLD ETF Axis Mgt. N.A. (0.46) Commodity NBEES IN GS NIFTY EXCH-GS NIFTY BEES Goldman Sachs Mgt. NIFTY , Equity IDBIGLD IN IDBI GOLD ETF IDBI Mutual Fund N.A. (0.97) Commodity BSLGOLD IN BIRLA SUN LIFE GOLD ETF Birla Sun Life Mgt. N.A. (2.39) Commodity CRGETF IN CANARA ROBECO GOLD ETF-RG Canara Robeco Mgt. N.A. (1.64) Commodity MOSTNDX IN MOTILAL OSWAL MOST-NASDA-100 Motilal Oswal Mgt. NDX , Equity REGGOLD IN RELIGARE INVESCO GOLD EXCHAN Religare India Mgt. N.A. (0.07) Commodity JBEES IN GS NIFTY EXCH-GS JUNIOR BEES Goldman Sachs Mgt. NIFTYJR (0.94) 45, Equity QTGOLD IN QUANTUM GOLD FUND Quantum Management N.A. (0.93) 1, Commodity MOSTGLD IN MOTILAL OSWAL MOST GOLD Motilal Oswal Mgt. N.A. (1.38) 1, Commodity MOSTM50 IN MOTILAL OSWAL MOST SHARES Motilal Oswal Mgt. NIFTY , Equity KONIFTY IN KOTAK NIFTY 50 Kotak Mahindra Mgt. NIFTY , Equity MOST100 IN MOTILAL MIDCAP 100 Motilal Oswal Mgt. CNXMCAP (8.61) 95, Equity BBEES IN GS BANKING EXCH-GS BANK BEES Goldman Sachs Mgt. CNXBANK (6.78) 3, Equity HSBEES IN HANG SENG BEES Goldman Sachs Mgt. HSI Equity RBETF IN R* SHARES BANKING ETF Reliance Capital Mgt. CNXBANK (1.44) Equity IIFLNFT IN INDIA INFOLINE NIFTY ETF India Infoline Mgt. NIFTY Equity KOPSUB IN KOTAK PSU BANK ETF Kotak Mahindra Mgt. CNXPSBK (30.86) 1, Equity RCNX100 IN R*SHARES CNX 100 FUND Reliance Capital Mgt. CNX100 N.A Equity PSUBBE IN GS PSU BANK-GS PSU BANK BEES Goldman Sachs Mgt. CNXPSBK (28.01) 1, Equity ICNIFTY IN ICICI PRUDENTIAL NIFTY ETF ICICI Prudential Mgt. NIFTY N.A. 5, Equity IBEES IN GOLDMAN INFRASTRUCTUR BEES Goldman Sachs Mgt. CNXINFR (12.23) Equity 참고 : Ticker, BM은 Bloomberg용, 10월 31일현재자료 : Bloomberg, 삼성증권 (US$ M) 20