Conflict Minerals Report 자사모든제품 (TV, Commercial, Monitor, Notebook, Mobile, Auto Display, OLED 조명 ) 에포함되는원자재협력사중거래가중지된협력사를제외한약 280개 1차협력사의 CMRT를 100% 입수하여, 정합성 / 신뢰도검토, Risk 분석을통해 Risk 발생을방지를위한개선활동진행하였으며또한, Risk가있는신규협력사의경우거래업체등록제한등의규제대응활동을진행하였습니다. 2013 년을시작으로 2016 년에도저희 LG 디스플레이는다양한활동들을통해 CFS(Conflict Free Smelter), CFS+Active(Conflict Free Smelter+CFS 인증진행중인제련소 ) 의비중을 13 년각각 36%, 48%, 에서 16 년각각 99.6%, 100% 로크게높였습니다. 향후 LG 디스플레이는 2017년에도지속적으로공급망내분쟁으로부터자유로운제련소를통해공급될수있도록아래와같이적극노력할것입니다. - 공급망실사및교육을통한분쟁광물규제에대한인지도를높여자발적대응이될수있도록할것이며, - 제련소를대상으로 CFSP(Conflict Free Smelter Program) 참여유도를통해공급망내분쟁광물의사용이금지될수있도록최선을다할것입니다. - 고객사, 협력사, 정부, 학회등협력을통해분쟁광물사용금지규제에적극동참하겠으며, - 콩고민주공화국과그주변 9개국뿐만아니라분쟁및인권유린이발생하고있는제련소가공급망내포함되지않기위해노력함으로써자사는사회적책임을다하는기업이되도록노력할것입니다 1/4
1. 합리적인원산지조사수행절차 (RCOI) 1) 분쟁광물정책수립 LG Display 는법률준수및기업의사회적책임을다하기위해분쟁지역내무장세력과연관된광물이자사의공급망을통해제조, 생산되지않도록하기위해 OECD 실사지침서에따른분쟁광물관리정책을수립하여협력사및고객사들과함께분쟁광물사용을금지하는국제적노력에적극적으로동참할것을대외적으로공지하였으며홈페이지를통해확인할수있습니다. 2) Coflict Minerals 업무 Process 수립사내 / 외전문가 ( 법무, 구매, 재무, 외부컨설턴트 ) 로구성된 TFT 활동을통해분쟁광물규제법대응을위한조직별 R&R, 대응 Process 구축등분쟁광물관리를위한상세업무절차를수립하여, 부서별역할과책임을명확히하였고체계적인절차에의해분쟁광물현황이조사되고관리가될수있도록 Process 화시켰습니다. 3) 협력사교육 13 년,14 년도는 1 차 ~3 차협력사까지분쟁광물교육을실시하면서분쟁광물관리정책및표준, 규제동향등을공유하여협력사가보다쉽고원활하게규제를이해하고대응할수있도록노력하였고, 15 년부터는추가교육을필요로하는협력사를대상으로교육을진행하였습니다. 4) 제련소정합화작업 2013 년도약 500 개의제련소가자사공급망내사용되어지고있다고조사되었고 - 고객과협력사와지속적점검활동 - Product Level 로조사실시 - 제련소대상직접 Communication (CFSP 참여유도 ) - 미인증제련소사용협력사에대한인증 Plan 수립및개선일정관리등의제련소정합화활동수행을통해 14 년도 247 개,15 년도는 182 개, 16 년도는 244 개의제련소가공급망내사용된것으로조사되었습니다. 또한자사공급망을통해확인된미인증제련소가 Conflict Free Smelter Program 에참여하도록제련소를대상으로직접 communication 을진행하였으며, CFSP 참여를거부한일부제련소는자사공급망내제거를실시하였습니다. 5) 분쟁광물시스템구축협력사조사정보의신뢰도확보, 즉각적인 Risk 확인, 자사의제품 / 고객별분쟁광물사용현황및영향도분석을할수있는 LG Display 만의독자적인시스템을구축하여자사의분쟁광물현황을보다정확하고투명한관리를할수있도록기반을구축하였습니다. - 분쟁광물조사방법개선 : Company Level Product Level - 분쟁광물사용정보질적개선 : Buyer 별, Model 별사용현황분석 - 실시간현황 Monitoring - 분쟁광물사용실적추적관리 (Tracking 기능구현 ) 6) 대 / 내외커뮤니케이션강화민관기업포럼, 컨퍼런스참여, 외부이해관계자소통을위한핫라인개설및 LG 그룹 4 사 (LG 디스플레이, LG 전자, LG 화학, LG 이노텍 ) 협의체운영으로보다효율적이고합리적인규제대응을위한활동을하였습니다. 2/4
7) 분쟁광물사용금지정책의자율실천확산 1 자사는모든협력사를대상으로분쟁광물사용금지정책에대한참여의지를다지기위해사용금지에관한조항이반영된구매계약서를체결하였고, 2 분쟁광물을미사용하고있거나, CFS 를통해공급받고있는협력사에게는미사용확약서를체결하여사용금지정책에적극동참하고있습니다. 3 또한협력사행동규범을제정하여주요협력사와기업의사회적책임을다하기위해분쟁광물금지정책에적극참여하고있습니다. 8) 위험식별분쟁광물시스템을통해작성된협력사분쟁광물조사정보의 Risk 를즉각파악하여협력사에게알리고, 협력사가 Risk Hedge 를위한개선계획및실행여부를지속적으로관리하였습니다. - 위험식별 : 협력사로부터조사된 CMRT 자료를바탕으로 High / Low / No Risk 3 단계로위험을식별하여협력사의위험과제련소의위험을검토함. 1 No Risk : 분쟁광물미사용또는 100% CFS 제련소를통한공급, 미사용확약서수취 2 Low Risk : 분쟁광물미사용또는 100% CFS 제련소를통한공급, 미사용확약서미수취 3 High Risk : 미인증제련소사용 2. 위험대응절차 1) Risk Hedge Plan 수립 High Risk 로확인된협력사를대상으로 Risk Hedge Plan 수립을수립하여개선활동을점검하였습니다. - 협력사가선택할수있는 Hedge Plan Case a. 미인증제련소를 CFSP 참여유도 b. 미인증제련소를인증된제련소로변경 c. 미인증제련소를 Supply Chain 에서제거 d. 미인증제련소사용하위협력사변경 2) Due Diligence 대상업체선정및현장조사진행위험식별결과, High Risk 협력사를대상으로 Due Diligence 를수행함. 1 Risk Assessment 판단기준 (Due Diligence 대상업체선정기준 ) - 분쟁광물정책보유 - 협력사중요도 ( 구매비중 ) - 협력사의 DRC Free 율 - 협력사 / 제련소가위치한국가 2 Risk 가높다고판단되는협력사를대상으로협력사현장조사를실시하여하위협력사의 CMRT 검토및, 정책, 내부프로세스등의확인을통해협력사의분쟁광물관리수준을점검하고규제에대한교육및협력사의개선사항, 애로사항등을확인하였습니다. 3/4
3. 분쟁광물조사결과 자사모든제품 (TV, Commercial, Monitor, Notebook, Mobile, Auto Display ) 에포함되는원자재협력사중거래가중지된협력사를제외한약 280 개 1 차협력사의 CMRT 를 100% 입수하여, 정합성 / 신뢰도검토, Risk 분석을통해 Risk 발생시개선활동을진행하였으며또한, 신규협력사의 Risk 발생시업체등록제한등의규제대응활동을통하여다음의결과가나왔습니다. 1) 광물별제련소현황 구분 Tantalum Tin Tungsten Gold Total CFS 43 67 38 95 243 Active - - - 1 1 Non-CFS - - - - - Total 43 67 38 96 244 CFS(%) 100% 100% 100% 99.0% 99.6% CFS+Active(%) 100% 100% 100% 100% 100% 2) 년도별제련소현황 구분 CFS Active Non-CFS Total CFS(%) CFS+Active(%) 2016 243 1-244 99.6% 100% 2015 180 2-182 98.9% 100% 2014 153 35 59 247 61.9% 76.1% 2013 70 22 100 192 36.5% 47.9% 자사공급망내사용된제련소는총 244 개로, CFS 243 개, Active 1 개제련소를사용한것으로확인되었습니다. 자사공급망내미인증제련소가포함되지않고있기에자사공급망을통해무장세력에게이익제공한다는합리적인이유를찾을수가없습니다.. 4. 향후계획 향후 LG 디스플레이는 2017 년에도지속적으로공급망내분쟁으로부터자유로운제련소를통해공급될수있도록아래와같이적극노력할것입니다. - 공급망실사및교육을통한분쟁광물규제에대한인지도를높여자발적대응이될수있도록할것이며, - 제련소를대상으로 CFSP(Conflict Free Smelter Program) 참여유도를통해공급망내분쟁광물의사용이금지될수있도록최선을다할것입니다. - 고객사, 협력사, 정부, 학회등협력을통해분쟁광물사용금지규제에적극동참하겠으며, - 콩고민주공화국과그주변 9 개국뿐만아니라분쟁및인권유린이발생하고있는제련소가공급망내포함되지않기위해노력함으로써자사는사회적책임을다하는기업이되도록노력할것입니다. 4/4
( 유첨 ) 제련소 List Conflict Free Smelter 광물명 제련소명 국가 Tantalum Changsha South Tantalum Niobium Co., Ltd. CHINA Tantalum Conghua Tantalum and Niobium Smeltry CHINA Tantalum Duoluoshan CHINA Tantalum Exotech Inc. UNITED STATES Tantalum F&X Electro-Materials Ltd. CHINA Tantalum Guangdong Zhiyuan New Material Co., Ltd. CHINA Tantalum Hi-Temp Specialty Metals, Inc. UNITED STATES Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CHINA Tantalum Jiujiang Tanbre Co., Ltd. CHINA Tantalum King-Tan Tantalum Industry Ltd. CHINA Tantalum LSM Brasil S.A. BRAZIL Tantalum Metallurgical Products India Pvt., Ltd. INDIA Tantalum Mineração Taboca S.A. BRAZIL Tantalum Mitsui Mining & Smelting JAPAN Tantalum Molycorp Silmet A.S. ESTONIA Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CHINA Tantalum QuantumClean UNITED STATES Tantalum RFH Tantalum Smeltry Co., Ltd. CHINA Tantalum Solikamsk Magnesium Works OAO RUSSIA Tantalum Taki Chemicals JAPAN Tantalum Telex Metals UNITED STATES Tantalum Ulba Metallurgical Plant JSC KAZAKHSTAN Tantalum Zhuzhou Cemented Carbide CHINA Tantalum Yichun Jin Yang Rare Metal Co., Ltd. CHINA Tantalum Hengyang King Xing Lifeng New Materials Co., Ltd. CHINA Tantalum D Block Metals, LLC UNITED STATES Tantalum FIR Metals & Resource Ltd. CHINA Tantalum Jiujiang Zhongao Tantalum & Niobium Co., Ltd. CHINA Tantalum XinXing HaoRong Electronic Material Co., Ltd. CHINA Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CHINA Tantalum KEMET Blue Metals MEXICO Tantalum H.C. Starck Co., Ltd. THAILAND Tantalum H.C. Starck GmbH Goslar GERMANY Tantalum H.C. Starck Hermsdorf GmbH GERMANY Tantalum H.C. Starck Inc. UNITED STATES Tantalum H.C. Starck Ltd. JAPAN Tantalum H.C. Starck Smelting GmbH & Co.KG GERMANY Tantalum Global Advanced Metals Boyertown UNITED STATES Tantalum Global Advanced Metals Aizu JAPAN Tantalum KEMET Blue Powder UNITED STATES Tantalum Tranzact, Inc. UNITED STATES Tantalum Resind Indústria e Comércio Ltda BRAZIL Tantalum Jiangxi Tuohong New Raw Material CHINA Tin Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. CHINA Tin Jiangxi Ketai Advanced Material Co., Ltd. CHINA Tin Alpha UNITED STATES Tin Cooperativa Metalurgica de Rondônia Ltda. BRAZIL Tin CV Gita Pesona INDONESIA Tin PT Aries Kencana Sejahtera INDONESIA Tin CV Serumpun Sebalai INDONESIA Tin CV United Smelting INDONESIA Tin Dowa JAPAN Tin EM Vinto BOLIVIA Tin Fenix Metals POLAND Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. CHINA Tin China Tin Group Co., Ltd. CHINA Tin Malaysia Smelting Corporation (MSC) MALAYSIA
광물명 제련소명 국가 Tin Metallic Resources, Inc. UNITED STATES Tin Mineração Taboca S.A. BRAZIL Tin Minsur PERU Tin Mitsubishi Materials Corporation JAPAN Tin O.M. Manufacturing (Thailand) Co., Ltd. THAILAND Tin Operaciones Metalurgical S.A. BOLIVIA Tin PT Artha Cipta Langgeng INDONESIA Tin PT Babel Inti Perkasa INDONESIA Tin PT Bangka Tin Industry INDONESIA Tin PT Belitung Industri Sejahtera INDONESIA Tin PT Bukit Timah INDONESIA Tin PT DS Jaya Abadi INDONESIA Tin PT Eunindo Usaha Mandiri INDONESIA Tin PT Karimun Mining INDONESIA Tin PT Mitra Stania Prima INDONESIA Tin PT Panca Mega Persada INDONESIA Tin PT Prima Timah Utama INDONESIA Tin PT REFINED BANGKA TIN INDONESIA Tin PT Sariwiguna Binasentosa INDONESIA Tin PT Stanindo Inti Perkasa INDONESIA Tin PT Sumber Jaya Indah INDONESIA Tin PT Timah (Persero) Tbk Kundur INDONESIA Tin PT Timah (Persero) Tbk Mentok INDONESIA Tin PT Tinindo Inter Nusa INDONESIA Tin PT Tommy Utama INDONESIA Tin Rui Da Hung TAIWAN Tin Soft Metais Ltda. BRAZIL Tin Thaisarco THAILAND Tin VQB Mineral and Trading Group JSC VIETNAM Tin White Solder Metalurgia e Mineração Ltda. BRAZIL Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. CHINA Tin Yunnan Tin Group (Holding) Company Limited CHINA Tin CV Venus Inti Perkasa INDONESIA Tin Magnu's Minerais Metais e Ligas Ltda. BRAZIL Tin PT Wahana Perkit Jaya INDONESIA Tin Melt Metais e Ligas S/A BRAZIL Tin PT ATD Makmur Mandiri Jaya INDONESIA Tin O.M. Manufacturing Philippines, Inc. PHILIPPINES Tin PT Inti Stania Prima INDONESIA Tin CV Ayi Jaya INDONESIA Tin CV Dua Sekawan INDONESIA Tin CV Tiga Sekawan INDONESIA Tin PT Cipta Persada Mulia INDONESIA Tin Resind Indústria e Comércio Ltda BRAZIL Tin Metallo-Chimique N.V. BELGIUM Tin Elmet S.L.U. (Metallo Group) SPAIN Tin PT Bangka Prima Tin INDONESIA Tin PT Sukses Inti Makmur INDONESIA Tin PT Kijang Jaya Mandiri INDONESIA Tin PT Menara Cipta Mulia INDONESIA Tin HuiChang Hill Tin Industry Co., Ltd. CHINA Tin Gejiu Fengming Metallurgy Chemical Plant CHINA Tin Guanyang Guida Nonferrous Metal Smelting Plant CHINA Tungsten A.L.M.T. TUNGSTEN Corp. JAPAN Tungsten Kennametal Huntsville UNITED STATES Tungsten Guangdong Xianglu Tungsten Co., Ltd. CHINA Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CHINA Tungsten Fujian Jinxin Tungsten Co., Ltd. CHINA Tungsten Global Tungsten & Powders Corp. UNITED STATES Tungsten Hunan Chenzhou Mining Group Co., Ltd. CHINA
광물명 제련소명 국가 Tungsten Hunan Chunchang Nonferrous Metals Co., Ltd. CHINA Tungsten Japan New Metals Co., Ltd. JAPAN Tungsten Ganzhou Huaxing Tungsten Products Co., Ltd. CHINA Tungsten Kennametal Fallon UNITED STATES Tungsten Tejing (Vietnam) Tungsten Co., Ltd. VIETNAM Tungsten Vietnam Youngsun Tungsten Industry Co., Ltd. VIETNAM Tungsten Wolfram Bergbau und Hütten AG AUSTRIA Tungsten Xiamen Tungsten Co., Ltd. CHINA Tungsten Xinhai Rendan Shaoguan Tungsten Co., Ltd. CHINA Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CHINA Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CHINA Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CHINA Tungsten Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. CHINA Tungsten Malipo Haiyu Tungsten Co., Ltd. CHINA Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CHINA Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CHINA Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CHINA Tungsten Asia Tungsten Products Vietnam Ltd. VIETNAM Tungsten Chenzhou Diamond Tungsten Products Co., Ltd. CHINA Tungsten Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. CHINA Tungsten H.C. Starck GmbH GERMANY Tungsten H.C. Starck Smelting GmbH & Co.KG GERMANY Tungsten Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC VIETNAM Tungsten Jiangwu H.C. Starck Tungsten Products Co., Ltd. CHINA Tungsten Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji CHINA Tungsten Niagara Refining LLC UNITED STATES Tungsten Hydrometallurg, JSC RUSSIA Tungsten Unecha Refractory metals plant RUSSIA Tungsten Philippine Chuangxin Industrial Co., Inc. PHILIPPINES Tungsten Woltech Korea Co., Ltd. REPUBLIC OF KOREA Tungsten Moliren Ltd RUSSIA Gold Advanced Chemical Company UNITED STATES Gold Aida Chemical Industries Co., Ltd. JAPAN Gold Allgemeine Gold-und Silberscheideanstalt A.G. GERMANY Gold Almalyk Mining and Metallurgical Complex (AMMC) UZBEKISTAN Gold AngloGold Ashanti Córrego do Sítio Mineração BRAZIL Gold Argor-Heraeus SA SWITZERLAND Gold Asahi Pretec Corporation JAPAN Gold Asaka Riken Co., Ltd. JAPAN Gold Aurubis AG GERMANY Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) PHILIPPINES Gold Boliden AB SWEDEN Gold C. Hafner GmbH + Co. KG GERMANY Gold CCR Refinery Glencore Canada Corporation CANADA Gold Chimet S.p.A. ITALY Gold Daejin Indus Co., Ltd. REPUBLIC OF KOREA Gold Daye Non-Ferrous Metals Mining Ltd. CHINA Gold Do Sung Corporation REPUBLIC OF KOREA Gold Doduco GERMANY Gold Dowa JAPAN Gold Eco-System Recycling Co., Ltd. JAPAN Gold OJSC Novosibirsk Refinery RUSSIA Gold Heimerle + Meule GmbH GERMANY Gold Heraeus Ltd. Hong Kong CHINA Gold Heraeus Precious Metals GmbH & Co. KG GERMANY Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited CHINA Gold Ishifuku Metal Industry Co., Ltd. JAPAN Gold Istanbul Gold Refinery TURKEY Gold Japan Mint JAPAN Gold Jiangxi Copper Company Limited CHINA
광물명 제련소명 국가 Gold Johnson Matthey Inc. UNITED STATES Gold Johnson Matthey Limited CANADA Gold JSC Ekaterinburg Non-Ferrous Metal Processing Plant RUSSIA Gold JSC Uralelectromed RUSSIA Gold JX Nippon Mining & Metals Co., Ltd. JAPAN Gold Kazzinc KAZAKHSTAN Gold Kennecott Utah Copper LLC UNITED STATES Gold Kojima Chemicals Co., Ltd. JAPAN Gold Kyrgyzaltyn JSC KYRGYZSTAN Gold LS-NIKKO Copper Inc. REPUBLIC OF KOREA Gold Materion UNITED STATES Gold Matsuda Sangyo Co., Ltd. JAPAN Gold Metalor Technologies (Suzhou) Ltd. CHINA Gold Metalor Technologies (Hong Kong) Ltd. CHINA Gold Metalor Technologies (Singapore) Pte., Ltd. SINGAPORE Gold Metalor Technologies SA SWITZERLAND Gold Metalor USA Refining Corporation UNITED STATES Gold METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V MEXICO Gold Mitsubishi Materials Corporation JAPAN Gold Mitsui Mining and Smelting Co., Ltd. JAPAN Gold Moscow Special Alloys Processing Plant RUSSIA Gold Nadir Metal Rafineri San. Ve Tic. A.Ş. TURKEY Gold Navoi Mining and Metallurgical Combinat UZBEKISTAN Gold Nihon Material Co., Ltd. JAPAN Gold Ohio Precious Metals, LLC UNITED STATES Gold Ohura Precious Metal Industry Co., Ltd. JAPAN Gold OJSC The Gulidov Krasnoyarsk Non-Ferrous Metals Plant RUSSIA Gold PAMP SA SWITZERLAND Gold Prioksky Plant of Non-Ferrous Metals RUSSIA Gold PT Aneka Tambang (Persero) Tbk INDONESIA Gold PX Précinox SA SWITZERLAND Gold Rand Refinery (Pty) Ltd. SOUTH AFRICA Gold Royal Canadian Mint CANADA Gold Samduck Precious Metals REPUBLIC OF KOREA Gold Schone Edelmetaal B.V. NETHERLANDS Gold SEMPSA Joyería Platería SA SPAIN Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. CHINA Gold Sichuan Tianze Precious Metals Co., Ltd. CHINA Gold SOE Shyolkovsky Factory of Secondary Precious Metals RUSSIA Gold Solar Applied Materials Technology Corp. TAIWAN Gold Sumitomo Metal Mining Co., Ltd. JAPAN Gold Tanaka Kikinzoku Kogyo K.K. JAPAN Gold Great Wall Precious Metals Co., Ltd. of CBPM CHINA Gold The Refinery of Shandong Gold Mining Co., Ltd. CHINA Gold Tokuriki Honten Co., Ltd. JAPAN Gold Torecom REPUBLIC OF KOREA Gold Umicore Brasil Ltda. BRAZIL Gold Umicore SA Business Unit Precious Metals Refining BELGIUM Gold United Precious Metal Refining, Inc. UNITED STATES Gold Valcambi SA SWITZERLAND Gold Western Australian Mint trading as The Perth Mint AUSTRALIA Gold YAMAMOTO PRECIOUS METAL CO., LTD. JAPAN Gold Yokohama Metal Co., Ltd. JAPAN Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation CHINA Gold Zijin Mining Group Co., Ltd. Gold Refinery CHINA Gold Umicore Precious Metals Thailand THAILAND Gold Geib Refining Corporation UNITED STATES Gold MMTC-PAMP India Pvt., Ltd. INDIA Gold Republic Metals Corporation UNITED STATES Gold Singway Technology Co., Ltd. TAIWAN
광물명 제련소명 국가 Gold Emirates Gold DMCC UNITED ARAB EMIRATES Gold T.C.A S.p.A ITALY Gold Korea Zinc Co., Ltd. REPUBLIC OF KOREA Gold SAXONIA Edelmetalle GmbH GERMANY Gold WIELAND Edelmetalle GmbH GERMANY Gold Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH AUSTRIA Active Smelter 광물제련소명국가 Gold KGHM Polska Miedź Spółka Akcyjna POLAND