Microsoft Word K_01_02.docx

Transcription

1 주식과 채권 ETF 동반증가 10월, ETF 자산증가 위험자산시장 강세: 10월 아시아 태평양지역 자산시장은 주식과 채권 모두 강세를 기록 하였음. 주식시장은 중국 상해종합(+10.8%)와 심천종합(+17.3%)를 필두로 일본 Nikkei225(+9.7%), 홍콩(+8.6%), 싱가폴(+7.4%), 호주(+4.5%) 등 선진시장과 한국 KOSPI(++3.4%), 대만(+4.5%), 태국(+3.4%), 말레이시아(+2.7%) 등 신흥시장 모두 상승세를 기록하였음. 주식시장의 반등으로 아시아 태평양지역 모든 국가의 CDS 스 프레드가 9월말 대비 하락하였음. 전균 Analyst 김수명 Research Associate 주식과 채권 ETF, 동반 자산증가: 9월말 대비 주식과 채권 ETF 모두 자산규모가 증가하 였음. 주식 ETF는 9월말 2,216억 달러에서 10월말에는 2,361억 달러로 145억 달러 가 증가하였으며, 채권 ETF(채권 및 단기자금 ETF)는 9월말 대비 105억 달러가 증가 한 것으로 나타남. 주식시장의 강세로 인한 위험선호 자금의 유입과 함께 미국 연준의 금리인상 지연 기대감과 경기부진 지속 우려 등으로 역내 채권시장이 일시적인 강세 를 기록함에 따라 채권시장으로도 자금유입이 큰 폭으로 이루어졌음. 중국 ETF, 주식형에서 단기자금형으로: 중국 ETF시장은 9월말 대비 약 87억 달러의 자 산증가를 기록하였음. 특이한 것은 기존 대형주(CSI300, SS50 등) ETF에서는 자금 이탈이 발생한 반면 단기자금형(Money market funds 등) ETF으로는 자금유입이 큰 폭으로 이루어진 것임. 주식시장이 기술적 반등을 보이는 과정에서 이익실현을 취한 유동성이 단기자금형 ETF로 유입된 것으로 추정됨. 일종의 대기성 자금임. 중국 심천, 소형주 강세: 연초이후 상승률 30위 ETF에 심천거래소 ETF가 12개 포함되 었음. 대부분 중소형 또는 CHINEXT 관련 ETF임. 중국 주식시장이 대형주 중심으로 바닥권에서 변동성을 보이는 상황에서 투기성 자금이 심천거래소의 중소형 주식에 집 중 투입되고 있음을 반영함. 연말 이벤트를 앞두고: 연말로 갈수록 미국 연준의 금리인상 가능성과 중국의 경기부양 을 위한 각종 재정정책 시행 등으로 자산시장의 변동성이 재차 높아질 것임. 10월 일 종의 안도랠리로 위험자산에 대한 투기성 자금이 일시적으로 유입되었지만, 11월 이 후에는 이익실현과 함께 이벤트의 결과를 확인하기까지 관망세를 취할 가능성이 높음. 이에 따라 개별 국가 단위의 투자보다는 섹터별/스타일별 투자가 유효할 것임. Growth보다는 Value를 중심으로 IT와 소비재 중심의 선별적 투자가 필요한 시점임.

2 아시아 태평양지역 ETF 개괄 ETF 신규상장종목 추이 (No of products) H06 1H07 2H07 1H08 2H08 1H09 2H09 1H10 2H10 1H11 2H11 1H12 2H12 1H13 2H13 1H14 2H14 1H15 2H15 참고: 10월 30일 기준, 현존 ETF 대상 거래소별 ETF 상장현황 Exchange Australia Bangkok Hong Kong Indonesia Korea Bursa Malaysia Ho Chi Min 1 Mumbai Nagoya 1 N.S. India New Zealand 2 Osaka Philippine 1 Shanghai Shenzhen Singapore Taiwan Tokyo Total 참고: 10월 30일 기준, 현존 ETF 대상 (상장폐지 종목은 반영되지 않음) 삼성증권 2

3 ETF 대상 자산별 상장현황 (2015년 현재) Asset Class Focus 자산규모 (mil USD) 종목수 Equity 236, Fixed Income 44,849 9 Money Market 11, Commodity 4, Specialty 1, Mixed Allocation N.A Total 299, 참고: 10월 30일 기준, Specialty-변동성&통화, Mixed Allocation-다중자산 상품 거래소별 자산별 ETF 자산규모 현황 (mil USD) Commodity Equity Fixed Income Specialty Mixed Allocation Money Market Total ASE 399 6,883 1, ,915 Bangkok BSE India Hanoi 4 4 Ho Chi Minh Hong Kong ,157 3, ,051 Indonesia Korea ,963 4, ,287 Malaysia N.S. India 951 1, ,250 Nagoya New Zealand Philippines Shanghai 73 19,595 1,122 43,621 64,411 Shenzhen 176 7, ,228 8,505 Singapore 1,133 15, ,151 Taiwan 77 6, ,268 Tokyo 1, , ,308 총합계 4, ,165 11,281 1, , ,244 삼성증권 3

4 거래소별 ETF 자산규모 Primary Exchange 합계 (mil USD) 평균 (mil USD) 직전월말 (mil USD) Tokyo 132, ,175 Shanghai 64, ,255 Hong Kong 39, ,826 Korea 19, ,117 Singapore 17, ,564 Shenzhen 8, ,336 Australia 8, ,997 Taiwan 6, ,531 N.S. India 2, ,008 New Zealand Bursa Malaysia Bangkok Indonesia Nagoya Philippines BSE India Ho Chi Minh Hanoi Total 299, ,740 거래소별 ETF 거래대금 현황 (3개월 평균 거래대금 기준) Primary Exchange 전체 합계 (천달러) 종목당 평균 (천달러) Shanghai 5,621,887 72,075 Tokyo 2,548,003 14,477 Shenzhen 416,299 9,050 Taiwan 218,971 7,064 Hong Kong 505,392 4,594 Korea 694,269 2,681 Australia 44, N.S. India 15, Singapore 5, Philippines Ho Chi Minh New Zealand Bangkok Nagoya Bursa Malaysia BSE India 9 2 Indonesia 2 0 참고: 10월 30일 기준, 종목당 평균은 전체거래량/상장ETFs로 산출함 삼성증권 4

5 개별 ETF 자산규모 자산규모 상위 30 종목 (sort by AUM) ETF Exchange Benchmark Total Asset Value (mil USD) 직전월말 (mil USD) FORTUNE SGAM MONEY MKT FUND Shanghai N.A. 30,713 34,192 NOMURA ETF - NIKKEI 225 Tokyo NKY 26,573 24,164 NOMURA ETF - TOPIX Tokyo TPX 23,812 23,186 NIKKO ETF - NKY 225 Tokyo NKY 12,993 12,061 DAIWA ETF - NIKKEI 225 Tokyo NKY 12,610 10,999 DAIWA ETF - TOPIX Tokyo TPX 11,090 10,196 NIKKO ETF - TOPIX Tokyo TPX 10,605 9,692 YINHUA TRADED MONEY MARKET Shanghai CNDRDD 10,002 1,580 TRACKER FUND OF HONG KONG Hong Kong HSI 9,290 8,827 NEXT FUNDS NKY225 LVRGED ETF Tokyo NKYLEV 6,829 5,892 HANG SENG H-SHARE IND ETF-HK Hong Kong HSI21N 6,701 6,200 HANG SENG INDEX ETF-HKD Hong Kong HSI1N 5,476 5,042 ISHARES FTSE A50 CHINA INDEX Hong Kong TX9HKNRH 5,434 5,043 MAXIS NIKKEI 225 ETF Tokyo NKY 5,370 5,371 CHINA 50 ETF Shanghai SSE50 4,530 6,182 SAMSUNG KODEX 200 ETF Korea KOSPI2 4,481 3,324 CSOP FTSE CHINA A50 ETF-RMB Hong Kong XINA50NC 3,429 2,750 HUATAI-PB CSI 300 ETF Shanghai SHSZ300 3,318 4,265 MAXIS TOPIX ETF Tokyo TPX 3,111 3,261 HARVEST CSI 300 INDEX ETF Shenzhen SHSZ300 3,059 4,497 ABF PAN ASIA BOND INDEX FUND Hong Kong ABTRPAUH 3,022 2,924 SHANGHAI SSE180 ETF Shanghai SSE180 2,766 1,452 CHINA CSI 500 ETF Shanghai N.A. 2,574 1,003 CHINA AMC CSI 300 INDEX ETF Shanghai SHSZ300 2,491 2,675 YUANTA/P-SHRS TW TOP 50 ETF Taiwan TW50 2,390 2,355 LYXOR ETF MSCI EUROPE-B Singapore M7EU 2,195 1,878 CN-SOUTHERN CASH MGT MMF ETF Shanghai N.A. 2, NOMURA NEXT F JPX NIKKEI 400 Tokyo JPNK400 2,111 1,813 SPDR S&P/ASX 200 FUND ASE ASA51 2,104 1,926 DB X-TRACKERS MSCI WORLD TRN Singapore NDDUWI 1,981 1,771 참고: 10월 30일 기준 거래소별 ETF 자산규모(상위 30위 대상) 거래소별 ETF 자산규모 증감(상위 30위 대상) Korea 2% Taiwan 1% (USDm) 10,000 8,000 6,995 8,469 6,000 Hong Kong 15% Tokyo 52% 4,000 2, ,158 2,566 (2,000) (1,438) Shenzhen Taiwan ASE Singapore Korea Hong Kong Shanghai Tokyo 참고: 10월 30일 기준 참고: 직전월말 대비 10월 30일 증감 삼성증권 5

6 거래소별 자산규모 증가/감소 상위 5개 ETF 현황 (직전월말 대비) Ticker Name Asset (USD mil) Ticker Name Asset (USD mil) Korea Stock Exchange KS SAMSUNG KODEX 200 ETF 1, JP NOMURA ETF - NIKKEI 225 2, KS SAMSUNG KODEX INVERSE ETF JP DAIWA ETF - NIKKEI 225 1, KS MIRAE TIGER 200 ETF JP NEXT FUNDS NKY225 LVRGED ETF KS SAMSUNG KODEX KRW CASH ETF JP NIKKO ETF - NKY KS KB KSTAR 200 ETF JP NIKKO ETF - TOPIX KS MIRAE TIGER 200 2X ETF (4.1) 1319 JP NOMURA NK 300 STK IDX LD ETF (19.8) KS KB KSTAR TOP5&10YKTB PL ETF (4.8) 1552 JP KOKUSAI S&P500 VIX SHORT ETF (21.2) KS MIRAE ASSET TIGER 200 CONSUM (15.9) 1345 JP LISTED J-REIT BI MONTHLY DVD (25.6) KS KYOBOAXA POWER KTB ETF BOND (25.1) 1579 JP SIMPLEX NKY225 BULL 2X ETF (31.0) KS SAMSUNG KODEX LEVERAGE ETF (355.2) 1348 JP MAXIS TOPIX ETF (150.1) Hong Kong Taiwan Stock Exchange HK CSOP FTSE CHINA A50 ETF-RMB L TT FUBON SSE180 LEV 2X IN ETF HK HANG SENG H-SHARE IND ETF-HK R TT YUANTA/P-SHRS TW T50 1X ETF HK TRACKER FUND OF HONG KONG L TT YUANTA/P-SHRS CSI 300 2X ETF HK HANG SENG INDEX ETF-HKD TT W.I.S.E. YUANTA/P SHS C300 E HK ISHARES FTSE A50 CHINA INDEX TT FUBON SZSE 100 ETF HK ISHARES RMB BOND INX ETF-CNY (2.3) 0060 TT YUANTA/P-SHRS TWSE TW NON TE (1.5) 2836 HK ISHARES S&P BSE SENSEX INDIA (2.4) 00635U TT YUANTA S&P GSCI GOLD ER ETF (3.1) 3054 HK HORIZONS S&P EMERGING ASIA C (3.5) 00638R TT YUANTA/P-SHRS CSI 300 1X ETF (3.6) 2801 HK ISHARES MSCI CHINA INDEX ETF (77.5) 00634R TT FUBON SSE180 INV INDEX ETF (26.1) HK CSOP CHINA 5Y TRE BD ETF RMB (97.4) TT YUANTA/P-SHRS MSCI TW ETF (85.5) Shanghai Shenzhen CH CN-SOUTHERN CASH MGT MMF ETF 1, CH CHINA MERCHANTS SEC DEP MM-A CH CHINA CSI 500 ETF 1, CH E FUND SWIFT CASH MONEY MK-A CH SHANGHAI SSE180 ETF 1, CH BOSERA GOLD OPEN-END ETF CH BOSERA SECURITY DEPO RL-T MM CH CHINA UNI QUCIK GAINS MMK FD CH GUOTAI SHANGHAI 180 FIN ETF CH HARVEST CSI G-E MED TREA BD CH GUANGFA CSI 500 ETF (191.1) CH UBS SDIC CSI 300 FINL & PROP (143.1) CH E FUND CHINA ENTERPRISES ETF (218.0) CH CHINA UNIVERSAL CSI CONSUM (145.7) CH HUATAI-PB CSI 300 ETF (947.2) CH HARVEST CSI 500 ETF (226.8) CH CHINA 50 ETF (1,652.0) CH E FUND SZSE100 INDEX FUND (234.6) CH FORTUNE SGAM MONEY MKT FUND (3,478.5) CH HARVEST CSI 300 INDEX ETF (1,437.7) ASE Tokyo Singapore STW AU SPDR S&P/ASX 200 FUND MEU SP LYXOR ETF MSCI EUROPE-B VAS AU VANGUARD AUST SHARES IDX ETF 45.6 XMWO SP DB X-TRACKERS MSCI WORLD TRN SLF AU SPDR S&P/ASX 200 LISTED PROP 35.2 LEM SP LYXOR ETF MSCI EMER MKTS-B AAA AU BETASHARES AUS HIGH INTEREST 33.8 WLD SP LYXOR ETF MSCI WORLD-E IOZ AU ISHARES MSCI AUSTRALIA 200 E 27.4 XMEM SP DB X-TRACKERS EMERG MARKET MVB AU MARKET VECTORS AUSTRL BANKS (0.6) XUTD SP DB X-TR II-IBX USD TRS UCITS (0.5) VLC AU VANGUARD MSCI AUS LARGE CO (0.7) L5F SP DBX CMDTY BOOSTER (0.6) RSM AU RUSSELL AUS SEMI-GOVT BOND (1.0) CRN SP LYXOR ETF COMMODITIES THOMSO (0.9) POU AU BETASHARES BRITISH POUND ETF (3.4) CEC SP LYXOR ETF EASTERN EUROPE-B (8.5) QRE AU BETASHARES S&P/ASX 200 RESOU (5.7) XMRC SP DBX MSCI RUSSIA CAPPED (20.0) 참고: 직전월말 대비 10월 30일 자산규모 증감 표시, 중국 ETF시장의 데이타가 일부 누락되었을 가능성이 존재함 삼성증권 6

7 거래소별 거래대금 상위 ETF 현황 (최근 3개월 평균 기준) Ticker Name (천달러) Ticker Name (천달러) Korea Stock Exchange KS SAMSUNG KODEX LEVERAGE ETF 179, JP NEXT FUNDS NKY225 LVRGED ETF 1,769, KS SAMSUNG KODEX 200 ETF 160, JP NEXT FUNDS NK22 D-INVRS ETF 204, KS SAMSUNG KODEX INVERSE ETF 127, JP SIMPLEX NKY225 BULL 2X ETF 112, KS MIRAE TIGER 200 ETF 40, JP NOMURA ETF - NIKKEI , KS KIWOOM KOSEF ENHANCED CASH E 32, JP NOMURA ETF - TOPIX 58, KS TIGER SYNTH-CHINA A LVG ETF 22, JP SIMPLEX TOPIX BULL 2X ETF 54, KS KB KSTAR 200 ETF 18, JP NIKKO ETF - NKY , KS KITM KINDEX200 ETF 8, JP SMPLX-NIKKEI AVR BR DBL ETF 21, KS KINDEX CHINA A CSI300 ETF 5, JP DAIWA ETF-NK225 LVRGD INDX 20, KS SAMSUNG KODEX KOSPI ETF 4, JP DAIWA ETF - NIKKEI ,304 Hong Kong Taiwan Stock Exchange 2823 HK ISHARES FTSE A50 CHINA INDEX 188, L TT FUBON SSE180 LEV 2X IN ETF 76, HK TRACKER FUND OF HONG KONG 146, L TT YUANTA/P-SHRS CSI 300 2X ETF 34, HK HANG SENG H-SHARE IND ETF-HK 133, TT YUANTA/P-SHRS TW TOP 50 ETF 24, HK CSOP FTSE CHINA A50 ETF-RMB 10, R TT YUANTA/P-SHRS TW T50 1X ETF 16, HK WISE - CSI 300 CHINA TRACKER 7, TT FUBON SSE 180 INDEX ETF 9, HK CHINAAMC CSI 300 IDX ETF-CNY 5, TT W.I.S.E. YUANTA/P SHS C300 E 8, HK ISHARES MSCI CHINA INDEX ETF 3, L TT FUBON TOPIX LEV 2X INEDX ETF 7, HK CHINAAMC HANG SENG SM-CP ETF 1, R TT FUBON SSE180 INV INDEX ETF 5, HK XIE SHARES KOREA ETF 1, TT CATHAY FTSE CHINA A50 ETF 5, HK BMO ASIA HIGH DIVIDEND ETF TT YUANTA/P-SHRS SSE50 ETF 5,117 Shanghai Shenzhen CH FORTUNE SGAM MONEY MKT FUND 3,290, CH CHINA MERCHANTS SEC DEP MM-A 97, CH YINHUA TRADED MONEY MARKET 934, CH E FUND CHINEXT PRICE INDEX 95, CH CN-SOUTHERN CASH MGT MMF ETF 478, CH E FUND SWIFT CASH MONEY MK-A 72, CH CHINA 50 ETF 232, CH CHINA SME ETF 44, CH HUATAI-PB CSI 300 ETF 156, CH E FUND SZSE100 INDEX FUND 33, CH GUOTAI SSE 5-YR CHINA TREAS 133, CH HARVEST CSI 300 INDEX ETF 23, CH SHANGHAI SSE180 ETF 65, CH CHINA UNI QUCIK GAINS MMK FD 11, CH HUATAI-PB TRADED MONEY MKT F 59, CH DACHENG SZSE COMPONENT ETF 7, CH INVESCO GREAT WALL TRAD MM 54, CH PENGHUA SZSE PRIV OWN IDX ET 7, CH CHINA CSI 500 ETF 43, CH CHINA MERCHANTS SZSE TMT50 3,069 ASE Tokyo Singapore STW AU SPDR S&P/ASX 200 FUND 9,266 INDIA SP ISHARES MSCI INDIA INDEX ETF 1,880 VAS AU VANGUARD AUST SHARES IDX ETF 4,450 STTF SP SPDR STRAITS TIMES INDEX ETF 1,236 AAA AU BETASHARES AUS HIGH INTEREST 3,678 AHYG SP ISHARES ASIA HIGH YIELD BD 320 USD AU BETASHARES US DOLLAR ETF 3,142 AJAC SP ISHARES JPM USD ASIA BOND 239 BBOZ AU BETASHARES AUS EQ STR BR HDG 1,802 XMIN SP DBX MSCI INDONESIA 230 IAF AU ISHARES COMPOSITE BOND ETF 1,371 XCSI SP DBX CSI BEAR AU BETASHARES AUS EQ BEAR HF 1,252 DBSSTI SP NIKKO AM SINGAPORE STI ETF 151 MGE AU MAGELLAN GLOBAL EQUITIES FND 1,226 SBIF SP ABF SINGAPORE BOND INDX FUND 105 GEAR AU BETASHARES GEARED AUS EQTY F 1,205 USSE50 SP UNITED SSE 50 CHINA ETF 102 VHY AU VANGUARD AUS HIGH YIELD 1,190 ASEAN SP CIMB FTSE ASEAN N.S. India Bangkok LBEES IN GOLDMAN LIQUID ETF BEES 12,875 TDEX TB THAIDEX SET50 ETF 92 NBEES IN GS NIFTY EXCH-GS NIFTY BEES 838 CHINA TB WISE KTAM CSI 300 CHINA 78 GBEES IN GOLDMAN GOLD ETF-GOLD BEES 619 GLD TB KTAM GOLD ETF TRACKER 17 BBEES IN GS BANKING EXCH-GS BANK BEES 234 TH100 TB THAIDEX SET100 ETF 17 SGETS IN SBI GOLD EXCHANGE TRADED SCH 143 MUS TB MAYBANK US ETF 15 KONIFTY IN KOTAK NIFTY KG965 TB K GOLD ETF 11 UTIGOL IN UTI GOLD EXCHANGE TRADED FND 108 MEU TB MAYBANK EURO ETF 10 CPSEBE IN GS CPSE ID EXCH-GS CPSE BEES 91 TGOLDETF TB THANACHART GOLD ETF 9 REGOLD IN R* SHARES GOLD ETF 71 1DIV TB THAIDEX SET HIGH DVD ETF 8 KOGOLD IN KOTAK GOLD ETF 66 MJP TB MAYBANK JAPAN ETF 6 삼성증권 7

8 신규상장 ETF Asia-Pacific 신규상장 ETF (2015년 10월) Ticker Name Asset Class Exchange Inception date Management Company KS SH INVERSE CORN FUTURE ETN14 Specialty Korea 10/28/2015 Shinhan Investment KS SHINHAN WTI FUTURES ETN H 15 Specialty Korea 10/28/2015 Shinhan Investment KS SHINHAN SILVER FUTURES ETN17 Specialty Korea 10/28/2015 Shinhan Investment KS ABLE BLUE CHIP MONTH 11 ETN5 Equity Korea 10/28/2015 Hyundai Securities KS SHINHAN GOLD FUTURES ETN H16 Specialty Korea 10/28/2015 Shinhan Investment KS SHINHAN CORN FUTURES ETN H13 Specialty Korea 10/28/2015 Shinhan Investment 3157 HK CHINAAMC HANG SENG SM-CP ETF Equity Hong Kong 10/26/2015 China Asset Management HK 1475 JP ISHARES TOPIX ETF Equity Japan 10/20/2015 ishares ETFs 1478 JP ISHARES MSCI JPN HIGH DVD Equity Japan 10/20/2015 ishares ETFs 1477 JP ISHARES MSCI JPN MIN VOLT Equity Japan 10/20/2015 ishares ETFs 1476 JP ISHARES JAPAN REIT ETF Equity Japan 10/20/2015 ishares ETFs CNHX US CSOP MSCI CHINA A INTL HEDG Equity Hong Kong 10/20/2015 CSOP ETF Trust HAHA US CSOP CHINA CSI 300 A-H DYNAM Equity Hong Kong 10/20/2015 CSOP ETF Trust KS SAMSUNG KODEX KTOP30 ETF EQ Equity Korea 10/14/2015 Samsung Asset Management KS MIRAE ASSET TIGER KTOP30 ETF Equity Korea 10/14/2015 Mirae Asset Global Investments KS TIGER MEDIA CONTENTS ETF Equity Korea 10/7/2015 Mirae Asset Global Investments KS TIGER TOUR LEISURE ETF Equity Korea 10/7/2015 Mirae Asset Global Investments KS TIGER COSMETICS ETF Equity Korea 10/7/2015 Mirae Asset Global Investments XISC IJ PREMIER ETF INDO STATE-O COM Equity Indonesia 10/1/2015 Indo Premier Investment Management KS KINDEX KOSDAQ 150 ETF Equity Korea 10/1/2015 Korea Investment Management KS KODEX KOSDAQ 150 ETF Equity Korea 10/1/2015 Samsung Asset Management 참고: Ticker는 Bloomberg용 USA 신규상장 ETF (2015년 10월) Ticker Name Asset Class Inception date Management Company BITE US THE RESTAURANT ETF Equity 10/28/2015 Factorshares Trust SPYD US SPDR S&P 500 HIGH DIVIDEND Equity 10/22/2015 State Street ETF ASHX US DEUTSCHE X-TRAC CSI 300 CHIN Equity 10/20/2015 DB ETFs CNCR US LONCAR CANCER IMMUNOTHERAPY Equity 10/14/2015 Exchange-Traded Concepts ETFs DWTR US POWERSHARES DWA TACT SEC ROT Equity 10/9/2015 PowerShares ETFs SPMO US POWERSHARES S&P 500 MOMENTUM Equity 10/9/2015 PowerShares ETFs FXEP US POWERSHARES DEV EURPAC HEDGE Equity 10/9/2015 PowerShares ETFs XLRE US REAL ESTATE SELECT SECT SPDR Equity 10/8/2015 State Street ETF MRRL US ETRACS MONTHLY PAY 2XL SER B Equity 10/8/2015 ETRACS ETNs LBDC US ETRACS 2XM LEV WF BDC SER B Equity 10/8/2015 ETRACS ETNs MLPB US ETRACS ALERIAN INFRAST SER B Equity 10/8/2015 ETRACS ETNs AMUB US ETRACS ALERIAN MLP IND SER B Equity 10/8/2015 ETRACS ETNs UCIB US ETRACS UBS BBG CONS MA SER B Commodity 10/8/2015 ETRACS ETNs BDCZ US ETRACS WELL FARGO BDC SER B Equity 10/8/2015 ETRACS ETNs XLFS US FINANCIAL SERVICES SEL SECT Equity 10/8/2015 State Street ETF BSCP US GUGGENHEIM BULLETSHARES 2025 Fixed Income 10/7/2015 Guggenheim ETFs BSJN US GUGGENHEIM BULLETSHARES 2023 Fixed Income 10/7/2015 Guggenheim ETFs HJPX US ISHARES CUR HEDG JPX-NIK 400 Equity 10/1/2015 ishares ETFs 참고: Ticker는 Bloomberg용 삼성증권 8

9 수익률 상/하위 ETF 수익률 상위 30 ETF 현황 Code ETF Exchange 자산 YTD (%) KS MIRAE TIGER HEALTH CARE ETF Korea Equity CH E FUND CHINEXT PRICE INDEX Shenzhen Equity CH HARVEST SME CHINEXT 400 ETF Shenzhen Equity CH INVESCO CSI TMT 150 ETF Shanghai Equity CH CSI500 HEALTH CARE INDEX ETF Shanghai Equity CH CHINA MERCHANTS SZSE TMT50 Shenzhen Equity KS MIRAE TIGER CONSUMER ETF Korea Equity CH CHINA SME ETF Shenzhen Equity CH CHINAAMC SSE HEALTH CARE ETF Shanghai Equity KS MIRAE ASSET TIGER 200 ENERGY Korea Equity CH CHINA CSI 500 ETF Shanghai Equity KS MIRAE TIGER CHEMICALS ETF Korea Equity CH GUANGFA SZSE SEM300 FUND ETF Shenzhen Equity CH DACHENG SZSE GROWTH 40 INDEX Shenzhen Equity CH LION SZSE SME EQUAL WEIGHT Shenzhen Equity CH CHINA UNIVERS CSI HEALTH CAR Shenzhen Equity KS SAMSUNG KODEX E & C ETF Korea Equity CH HARVEST CSI MED HEAL CARE EF Shanghai Equity CH PENGHUA SZSE PRIV OWN IDX ET Shenzhen Equity CH LION CSI 500 INDEX ETF Shanghai Equity KS MIRAE TIGER CH CONSMER ETF Korea Equity CH DACHENG CSI 500 SZE STK IDX Shenzhen Equity CH CHINA SOUTHERN SSE 380 ETF Shanghai Equity CH HARVEST CSI 500 ETF Shenzhen Equity CH INVESCO CSI MEDI HEALTHCARE Shanghai Equity CH GUANGFA CSI 500 ETF Shanghai Equity CH GF CSI ALL SH CON DIS IX ETF Shenzhen Equity JP NOMURA NF TX-17 PHARM ETF Tokyo Equity CH HUAAN CSI PHARMA SE INX ETF Shanghai Equity HK C-SHS CSI HEALTHCARE ETF RMB Hong Kong Equity 참고: 10월 30일 기준 YTD 수익률 상위 30개 ETF 거래소별 분포 YTD 수익률 상위 30개 ETF 자산별 분포 (개수) (개수) Equity 30 Shenzhen Shanghai Korea Tokyo Hong Kong 삼성증권 9

10 수익률 하위 30 ETF 현황 Code ETF Exchange 자산 YTD (%) 2038 JP NOMURA NEXT TCM LEVE OIL ETN Tokyo Commodity (56.08) 2035 JP NOMURA NEXT NOTES NKY VI ETN Tokyo Specialty (54.59) 2024 JP IPATH S&P GSCI ENERGY TR JDR Tokyo Commodity (45.39) 2021 JP IPATH S&P GSCI TR INDEX JDR Tokyo Commodity (40.22) ETPNRG AU ETFS ENERGY ASE Commodity (37.69) 1325 JP NEXT FUNDS IBOVESPA LINK ETF Tokyo Equity (35.48) 1552 JP KOKUSAI S&P500 VIX SHORT ETF Tokyo Specialty (34.88) 2030 JP IPATH S&P 500 VIX S/T FU JDR Tokyo Specialty (34.06) 1671 JP SIMPLEX WTI CRUDE OIL ID ETF Tokyo Commodity (32.91) CH E FUND CSI 300 FIN EX BA ETF Shanghai Equity (30.44) 1356 JP SIMPLEX TOPIX BEAR -2X ETF Tokyo Equity (29.20) OOO AU BETASHARES CRUDE OIL ASE Commodity (29.17) 2829 HK ISHARES CSI A-SH FINANCIALS Hong Kong Equity (29.06) 1360 JP SMPLX-NIKKEI AVR BR DBL ETF Tokyo Equity (28.49) KS ARIRANG SYNTH-CHINA H LV ETF Korea Equity (28.48) KOPSUB IN KOTAK PSU BANK ETF N.S. India Equity (28.00) 1699 JP NEXT FUNDS NOMURA CRUDE OIL Tokyo Commodity (27.78) KS KODEX CHINA H LEVERAGE ETF Korea Equity (27.78) PSUBBE IN GS PSU BANK-GS PSU BANK BEES N.S. India Equity (27.64) 2027 JP IPATH S&P GSCI SOFTS T R JDR Tokyo Commodity (27.51) 1357 JP NEXT FUNDS NK22 D-INVRS ETF Tokyo Equity (27.32) KS SAMSUNG KODEX SHIPBUILD ETF Korea Equity (26.93) 1572 JP SIMPLEX CHINA H-SH BULX2 ETF Tokyo Equity (26.92) 00633L TT FUBON SSE180 LEV 2X IN ETF Taiwan Equity (26.11) LTM SP LYXOR ETF MSCI EM LAT AMER-E Singapore Equity (26.00) KS MIRAE ASSET TIGER 200 SHIPBU Korea Equity (25.65) KS MIRAE ASSET TIGER LATIN ETF Korea Equity (24.90) KS SAMSUNG KODEX TRANSPORT ETF Korea Equity (24.20) KS MIRAE TIGER-METALS ETF Korea Equity (23.28) MAL SP LYXOR ETF MSCI MALAYSIA-B Singapore Equity (23.27) 참고: 10월 30일 기준 수익률 하위 30개 ETF 거래소별 분포 수익률 하위 30개 ETF 자산별 분포 (개수) (개수) Tokyo 7 Korea N.S. India Singapore ASE Hong Kong Taiwan Shanghai Commodity 8 Specialty, 3 Equity, 19 삼성증권 10

11 거래소별 수익률 상위 ETF (sort by YTD) Ticker Name YTD (%) Ticker Name YTD (%) Korea Stock Exchange KS MIRAE TIGER HEALTH CARE ETF JP NOMURA NF TX-17 PHARM ETF KS MIRAE TIGER CONSUMER ETF JP DAIWA ETF TOPIX-17 RET TRD KS MIRAE ASSET TIGER 200 ENERGY JP DAIWA ETF TOPIX-17 PHARM KS MIRAE TIGER CHEMICALS ETF JP NOMURA NF TPX-17 RET TRD ETF KS SAMSUNG KODEX E & C ETF JP NOMURA NK 300 STK IDX LD ETF KS MIRAE TIGER CH CONSMER ETF JP NOMURA NF TX-17 ELEC P&G ETF KS SAMSUNG KODEX CONSUMER GOODS JP NOMURA NF TX-17 IT&SERV ETF KS MIRAE TIGER CONSUMER ETF JP NOMURA NF TOPIX-17 FOODS ETF KS NH WIS OCTO BIG VOL ETN JP DAIWA ETF TOPIX-17 ELEC P&G KS KITM KINDEX KOSDAQ STAR ETF JP SIMPLEX TOPIX BULL 2X ETF Hong Kong Taiwan Stock Exchange HK C-SHS CSI HEALTHCARE ETF RMB TT W.I.S.E. YUANTA/P SHS C300 E HK DBX CSI 300 TRANSPORT TT FUH HWA CSI 300 A SHARES ETF HK DBX CSI 300 HEALTH CARE R TT YUANTA/P-SHRS TW T50 1X ETF HK ISHARES CSI A-SH CONS DISCRE TT FUBON TAIWAN FINANCE ETF HK DBX CSI 300 CONSUMER DIS L TT YUANTA/P-SHRS CSI 300 2X ETF HK VANGUARD FTSE JAPAN INDEX EF TT FUBON SZSE 100 ETF HK DBX CSI 300 INDUSTRIALS U TT YUANTA S&P GSCI OIL ER ETF HK ISHARES CSI A-SH CONS STAPLE R TT YUANTA/P-SHRS CSI 300 1X ETF HK HARVEST MSCI CHINA A IDX-CNY R TT FUBON TOPIX INV 1X INDEX ETF HK HANG SENG CHINA A TOP ETF RB U TT YUANTA S&P GSCI GOLD ER ETF 0.00 Shanghai Shenzhen CH INVESCO CSI TMT 150 ETF CH E FUND CHINEXT PRICE INDEX CH CSI500 HEALTH CARE INDEX ETF CH HARVEST SME CHINEXT 400 ETF CH CHINAAMC SSE HEALTH CARE ETF CH CHINA MERCHANTS SZSE TMT CH CHINA CSI 500 ETF CH CHINA SME ETF CH HARVEST CSI MED HEAL CARE EF CH GUANGFA SZSE SEM300 FUND ETF CH LION CSI 500 INDEX ETF CH DACHENG SZSE GROWTH 40 INDEX CH CHINA SOUTHERN SSE 380 ETF CH LION SZSE SME EQUAL WEIGHT CH INVESCO CSI MEDI HEALTHCARE CH CHINA UNIVERS CSI HEALTH CAR CH GUANGFA CSI 500 ETF CH PENGHUA SZSE PRIV OWN IDX ET CH HUAAN CSI PHARMA SE INX ETF CH DACHENG CSI 500 SZE STK IDX ASE Tokyo Singapore QUAL AU MKT VECT MSCI WORLD QUALITY JPN SP LYXOR ETF JAPAN TOPIX UMAX AU BETASHARES S&P 500 YIELD MAX NDX SP LYXOR ETF NASDAQ 100-B 9.81 VGS AU VANGUARD MSCI IND INTL ETF AHYG SP ISHARES ASIA HIGH YIELD BD 7.23 DJRE AU SPDR DJ GLOBAL REAL ESTATE F USSE50 SP UNITED SSE 50 CHINA ETF 6.45 WXOZ AU SPDR S&P WORLD EX AUSTRALIA XMRC SP DBX MSCI RUSSIA CAPPED 6.06 USD AU BETASHARES US DOLLAR ETF RUS SP LYXOR ETF RUSSIA 4.68 VAP AU VANGUARD AU PROP SEC IDX ETF AJAC SP ISHARES JPM USD ASIA BOND 2.70 QUS AU BETASHARES FTSE RAFI US XMWO SP DB X-TRACKERS MSCI WORLD TRN 2.21 SLF AU SPDR S&P/ASX 200 LISTED PROP XUTD SP DB X-TR II-IBX USD TRS UCITS 1.78 WDIV AU SPDR S&P GLOBAL DIVIDEND FUN MEU SP LYXOR ETF MSCI EUROPE-B 1.07 참고: 연초 이후 수익률 상위 ETF 삼성증권 11

12 Commodity ETF 현황 Commodity ETF (1) Code Name Exchange Benchmark 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러) (mil USD) CRB SP LYXOR ETF COMMODITIES THOMSO Singapore CRYTR (16.13) JP NOMURA NEXT TCM LEVE OIL ETN Tokyo NTCS11LV (56.08) 11, JP SIMPLEX WTI CRUDE OIL ID ETF Tokyo N.A. (32.91) 7, JP JAPAN PHYSICAL GOLD ETF/MUFG Tokyo MUTFGOLD (3.00) 1, JP NEXT FUNDS NOMURA CRUDE OIL Tokyo NMLSCOIL (27.78) 5, GOLD AU ETFS PHYSICAL GOLD ASE GOLDLNPM GBEES IN GOLDMAN GOLD ETF-GOLD BEES N.S. India N.A. (0.95) CRN SP LYXOR ETF COMMODITIES THOMSO Singapore CRYNETR (11.45) REGOLD IN R* SHARES GOLD ETF N.S. India N.A. (0.87) KS MIRAE TIGER WTI FUT ETF Korea SPGSCLP (22.61) 1, CH BOSERA GOLD OPEN-END ETF Shenzhen N.A. (2.17) SGETS IN SBI GOLD EXCHANGE TRADED SCH N.S. India N.A. (1.73) HK VALUEGOLD ETF Hong Kong GOLDLNAM (4.60) HDFGOLD IN HDFC GOLD ETF N.S. India N.A. (1.36) KOGOLD IN KOTAK GOLD ETF N.S. India N.A. (1.76) UTIGOL IN UTI GOLD EXCHANGE TRADED FND N.S. India N.A. (0.67) CH HUAAN YIFU GOLD ETF Shanghai SHGF9999 (2.53) 5, L5F SP DBX CMDTY BOOSTER Singapore DBCMDCTU (18.24) JP JAPAN PHYSICAL PLAT ETF/MUFG Tokyo MUTFPLAT (18.93) JP GOLD-PRICE-LINKED ETF Tokyo GOLDLNPM (1.69) U TT YUANTA S&P GSCI OIL ER ETF Taiwan N.A. N.A. 2, KS SAMSUNG KODEX GOLD FUTURES Korea SPGSGCTR (3.21) JP JAPAN PHYSICAL SILV ETF/MUFG Tokyo MUTFSILV (2.17) AXGOLD IN AXIS GOLD ETF N.S. India N.A. (4.43) KS MIRAE TIGER AGRI FUTURES ETF Korea SGECASP (15.71) ETPMAG AU ETFS PHYSICAL SILVER ASE SLVRLN U TT YUANTA S&P GSCI GOLD ER ETF Taiwan SPGSGCP N.A OOO AU BETASHARES CRUDE OIL ASE SPGCCLP (29.17) KS KODEX SILVER FUTURES ETF Korea SPGSSITR (3.37) JP NOMURA NN NK TCM INV OIL ETN Tokyo NTCS11IV ICPGOLD IN ICICI PRUDENTIAL GOLD ETF N.S. India N.A. (2.37) JP NOMURA NEXT GOLD DBL BUL ETN Tokyo NTCCS4LV (8.01) IDBIGLD IN IDBI GOLD ETF N.S. India N.A. (2.40) CH E FUND GOLD TRADE OP END ETF Shenzhen SHGF9999 (2.01) 1, CRGETF IN CANARA ROBECO GOLD ETF N.S. India N.A. (0.70) QAU AU BETASHARES GOLD BULLION ETF ASE GOLDLNAM (2.40) L5G SP DBX CMDTY BOOSTER LIGHT ENGY Singapore DBCMBUTN (18.77) N.A BSLGOLD IN BIRLA SUN LIFE GOLD ETF N.S. India N.A. (6.41) HK ETFS PHYSICAL SILVER ETF Hong Kong SLVRLN (4.70) GLD TB KTAM GOLD ETF TRACKER Bangkok GOLDLNAM BCHAY TB BUALUANG CHAY GOLD ETF Bangkok THGOBRBY (6.73) QTGOLD IN QUANTUM GOLD FUND N.S. India N.A. (1.21) HK HANG SENG RMB GOLD ETF Hong Kong GOLDLNAM (4.94) KG965 TB K GOLD ETF Bangkok GOLDLNAM (3.69) JP JAPAN PHYSICAL PALL ETF/MUFG Tokyo MUTFPALL (17.55) 참고: Ticker는 Bloomberg용, 10월 30일 종가 기준 삼성증권 12

13 Commodity ETF (2) Code Name Exchange Benchmark 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러) (mil USD) 1543 JP JAPAN PHYSICAL PALL ETF/MUFG Tokyo MUTFPALL (17.55) CH GUOTAI GOLD ETF Shanghai SHGF9999 (1.90) REGGOLD IN RELIGARE INVESCO GOLD ETF N.S. India N.A. (5.53) TGOLDETF TB THANACHART GOLD ETF Bangkok GOLDLNAM QCB AU BETASHARES COMMODITY ASE SPGCLEP (18.41) KS MIRAE TIGER PHYSICAL COPPER Korea SPGSCO (16.47) JP IPATH S&P GSCI PREC META JDR Tokyo SPGCPMTR (6.39) JP IPATH S&P GSCI LIVESTOCK JDR Tokyo SPGCLVTR (18.46) KS SAMSUNG KODEX SOYBEANS ETF Korea SPGCSOTR (14.73) JP NOMURA NEXT INVERSE GOLD ETN Tokyo NTCCS4IV JP IPATH S&P GSCI GRAINS TR JDR Tokyo SPGCGRTR (14.45) JP IPATH S&P GSCI AGRI TR JDR Tokyo SPGCAGTR JP IPATH S&P GSCI SOFTS T R JDR Tokyo SPGCSFTR (27.51) KS SAMSUNG KODEX COPPER ETF Korea SPGCHGTR (17.91) ETPMPM AU ETFS PHYSICAL PM BASKET ASE N.A JP NEXT FUNDS PLATINUM NOMU ETF Tokyo TMECSUB6 (18.61) JP IPATH S&P GSCI TR INDEX JDR Tokyo SPGCCITR (40.22) JP IPATH GSCI INDUSTRI META JDR Tokyo SPGCINTR (6.73) ETPMPT AU ETFS PHYSICAL PLATINUM ASE PLTMLNPM (5.46) GOLD99 TB THAIDEX GOLD ETF Bangkok GOLDLNAM (6.65) JP IPATH S&P GSCI ENERGY TR JDR Tokyo SPGCENTR (45.39) HK ETFS PHYSICAL GOLD ETF Hong Kong GOLDLNPM (4.23) HK ETFS PHYSICAL PLATINUM ETF Hong Kong PLTMLNPM (18.39) QAG AU BETASHARES AGRICULTURE ASE SGECASP (16.49) ETPMPD AU ETFS PHYSICAL PALLADIUM ASE PLDMLNPM (5.24) ETPOIL AU ETFS BRENT CRUDE OIL ASE BCOMCO (18.23) ZGOL AU ANZ ETFS PHYSICAL GOLD ETF ASE GOLDLNAM N.A ETPGRN AU ETFS GRAINS ASE BCOMGRTR 0.00 N.A JP MIZUHO GOLD ETF Tokyo TMECSUB4 (4.05) ETPCOP AU ETFS COPPER ASE BCOMHGTR (7.10) ETPWHT AU ETFS WHEAT ASE BCOMWHTR (5.90) ETPNRG AU ETFS ENERGY ASE BCOMENTR (37.69) ETPCMD AU ETFS ALL COMMODITIES ASE BCOMTR (7.75) ETPIND AU ETFS INDUSTRIAL METALS ASE BCOMINTR ETPGAS AU ETFS NATURAL GAS ASE BCOMNGTR (20.91) 참고: Ticker는 Bloomberg용, 10월 30일 종가 기준 삼성증권 13

14 Bond ETF 현황 Code Name Exchange Benchmark 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러) (mil USD) 2821 HK ABF PAN ASIA BOND INDEX FUND Hong Kong ABTRPAUH (2.60) 578 3, KS SAMSUNG KODEX KRW CASH ETF Korea FNGDKRWC ,515 1, CH SSE PLEDGE URBAN INVE BD ETF Shanghai N.A KS MIRAE TIGER MONEY MARKET ETF Korea KISMTP KS SAMSUNG KODEX KRW CASH ETF Korea KBPMKRC+ N.A AAA AU BETASHARES AUS HIGH INTEREST ASE N.A , SBIF SP ABF SINGAPORE BOND INDX FUND Singapore ABTRSG HK ABF HONG KONG BOND INDEX FD Hong Kong ABTRHK KS ARIRANG SHORT-TERM BOND ETF Korea KBPMMMIF MBIF MK ABF MALAYSIA BOND INDEX FUND Bursa Malaysia ABTRMALA IAF AU ISHARES COMPOSITE BOND ETF ASE BACM , HK CSOP CHINA 5Y TRE BD ETF RMB Hong Kong CWTBTRID KS KY AXA POWER SHORT TERM ETF Korea KBPMSTBI N.A KS KB KSTAR SHORT TERM MSB ETF Korea N.A VAF AU VANGUARD AUST FI INTERST ETF ASE BACM KS KIWOOM KOSEF ENHANCED CASH E Korea MKMMITR , CH GUOTAI SSE 5-YR CHINA TREAS Shanghai N.A , LBEES IN GOLDMAN LIQUID ETF BEES N.S. India N.A , KS KB KSTAR KTB ETF Korea KTBDP KS KIWOOM KOSEF MSB ETF - FIXED Korea KISKMSB , KS KYOBOAXA POWER KTB ETF BOND Korea N.A , KS KIM KINDEX SHRT TRM MMM ETF Korea KISKMB1Y RGB AU RUSSELL AUS GOVT BOND ETF ASE DBLNAUSO KS KIWOOM KOSEF KTB ETF - FIXED Korea KTBDP XUTD SP DB X-TR II-IBX USD TRS UCITS Singapore ITRROV RSM AU RUSSELL AUS SEMI-GOVT BOND ASE DBLNAUSS AHYG SP ISHARES ASIA HIGH YIELD BD Singapore BAHDTRUU HK E FUND CITI CHI GOV 5-10 RMB Hong Kong SBCN50L JP NIKKO ETF INL BOND CITI WGBI Tokyo SBWJNJYU (3.67) KS ARIRANG BARBELL BOND ETF Korea KBPMBBIF AJAC SP ISHARES JPM USD ASIA BOND Singapore JPEIJACC RCB AU RUSSELL AUS SEL CORP BOND ASE DBLNAUCO KS KB-KSTAR CREDIT BOND ETF Korea KBICTR VGB AU VANGUARD AUS GOVT BD ETF ASE BAGV CH HARVEST CSI G-E MED TREA BD Shenzhen CSIH ILB AU ISHARES GOVERNMENT INFLATI E ASE BAIG KS SAMSUNG KODEX TBOND ETF Korea MKFTR KS MIRAE ASSET TIGER KTB3 ETF Korea KTBDP KS WOORI KOSEF 10Y KTB ETF Korea KISKK10Y KS WOORI KOSEF 10Y KTB LEVG ETF Korea KISKK10Y CH BOSERA SSE CORP BOND 30 ETF Shanghai SH HK ISHARES RMB BOND INX ETF-CNY Hong Kong CFIIRCIL HK BMO ASIA USD INVEST GR ETF Hong Kong BAIGTRUU IGB AU ISHARES TREASURY ETF ASE BATY BOND AU SPDR S&P/ASX AUSTRALIAN BOND ASE SPBDASXT HK CSOP CHINA ULTRA ST BON F-RM Hong Kong CFIIGPSL N.A LICGSLT IN LIC NOMURA G-SEC LONG T ETF N.S. India N.A. N.A KS SAMSUNG KODEX 10Y F-LKTB ETF Korea FLKTB (3.54) KS MIR TIGER SYNTH-IBOXX HY ETF Korea IBXXSHY1 (0.76) KS SAMSUNG-KODEX 10Y F-LKTB ETF Korea FLKTB KS KITM KINDEX TB ETF Korea KTBDP GOVT AU SPDR S&P/ASK AUS GOVT BOND ASE SPBDAGVT YTMWOW AU XTB UNITS WOW ASE N.A. N.A. 0 N.A. 참고: Ticker는 Bloomberg용, 10월 30일 종가 기준 삼성증권 14

15 Currency ETF 현황 Code Name Exchange Benchmark 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러) (mil USD) USD AU BETASHARES US DOLLAR ETF ASE N.A , HK DBX II AUSTR DOLLAR CASH Hong Kong DBMMAUDO KS WOORI KOSEF USD FUTURES ETF Korea F-USDKRW (11.01) KS KW KOSEF SYNTH-USD F LV ETF Korea F-USDKRW N.A POU AU BETASHARES BRITISH POUND ETF ASE N.A KS WOORI KOSEF USD INVERSE ETF Korea F-USDKRW (2.36) EEU AU BETASHARES EURO ETF ASE N.A ZUSD AU ANZ ETFS PHYSICAL USD ETF ASE N.A. N.A ZCNH AU ANZ ETFS PHYSICAL RMB ETF ASE N.A. N.A KS SHINHAN K200 USD B S ETN 1 Korea N.A N.A KS SHINHAN USD K200 B S ETN 2 Korea N.A N.A KS SHINHAN INVS DR IND ETN H 10 Korea SPUSDT1I N.A N.A KS SHINHAN DOLLAR INX F ETN H11 Korea SPUSDTR N.A. 4 N.A. 참고: Ticker는 Bloomberg용, 10월 30일 종가 기준 삼성증권 15

16 KOREA Exchange ETF 자산규모 상위 30종목 대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러) (US$ M) KS SAMSUNG KODEX 200 ETF Samsung Asset Management Equity KOSPI ,894 4, KS SAMSUNG KODEX LEVERAGE ETF Samsung Asset Management Equity KOSPI2LG ,683 1, KS MIRAE TIGER 200 ETF Mirae Asset Global Investments Equity KOSPI ,023 1, KS SAMSUNG KODEX KRW CASH ETF Samsung Asset Management Fixed Income FNGDKRWC ,515 1, KS KB KSTAR 200 ETF KB Asset Management Equity KOSPI , KS MIRAE TIGER MONEY MARKET ETF Mirae Asset Global Investments Fixed Income KISMTP KS SAMSUNG KODEX SAMSUNG GR ETF Samsung Asset Management Specialty FNGDSSGR KS KITM KINDEX200 ETF Korea Investment Management Equity KOSPI , KS SAMSUNG KODEX KRW CASH ETF Samsung Asset Management Fixed Income KBPMKRC+ N.A KS SAMSUNG KODEX INVERSE ETF Samsung Asset Management Equity FKOSPI2 (2.25) 127, KS KYOBO AXA-POWER K200 ETF Kyobo AXA Investment Management Equity KOSPI KS HANWHA-ARIRANG KOSPI200 ETF Hanwha Asset Management Equity KOSPI , KS MIRAE TIGER CONSUMER ETF Mirae Asset Global Investments Equity KSP2CS , KS ARIRANG SHORT-TERM BOND ETF Hanwha Asset Management Fixed Income KBPMMMIF KS MIRAE TIGER CH CONSMER ETF Mirae Asset Global Investments Equity FNGDCDTI , KS TIGER SYNTH-CHINA A LVG ETF Mirae Asset Global Investments Equity SHSZ300 (8.90) 22, KS KIWOOM KOSEF 200 ETF Kiwoom Asset Management Equity KOSPI KS KY AXA POWER SHORT TERM ETF Kyobo AXA Investment Management Fixed Income KBPMSTBI N.A KS KB KSTAR SHORT TERM MSB ETF KB Asset Management Fixed Income N.A KS MIRAE TIGER WTI FUT ETF Mirae Asset Global Investments Commodity SPGSCLP (22.61) 1, KS KIWOOM KOSEF ENHANCED CASH E Kiwoom Asset Management Fixed Income MKMMITR , KS KB KSTAR KTB ETF KB Asset Management Fixed Income KTBDP KS KIWOOM KOSEF MSB ETF - FIXED Kiwoom Asset Management Fixed Income KISKMSB , KS KYOBOAXA POWER KTB ETF BOND Kyobo AXA Investment Management Fixed Income N.A , KS KINDEX CHINA A CSI300 ETF Samsung Asset Management Equity SHSZ , KS KIM KINDEX SHRT TRM MMM ETF Korea Investment Management Fixed Income KISKMB1Y KS KIWOOM KOSEF KTB ETF - FIXED Kiwoom Asset Management Fixed Income KTBDP KS MIRAE ASSET TIGER CH A300ETF Mirae Asset Global Investments Equity SHSZ , KS SAMSUNG KODEX KOSPI ETF Samsung Asset Management Equity KOSPI N.A. 4, KS MIRAE TIGER 200 2X ETF Mirae Asset Global Investments Equity KOSPI2LG , 참고: Ticker, BM은 Bloomberg용, 10월 30일 기준 삼성증권 16

17 Tokyo stock Exchange ETF 자산규모 상위 30종목 대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러) (US$ M) 1321 JP NOMURA ETF - NIKKEI 225 Nomura Asset Management Equity NKY ,491 26, JP NOMURA ETF - TOPIX Nomura Asset Management Equity TPX ,442 23, JP NIKKO ETF - NKY 225 Nikko Asset Management Equity NKY ,120 12, JP DAIWA ETF - NIKKEI 225 Daiwa Asset Management Equity NKY ,304 12, JP DAIWA ETF - TOPIX Daiwa Asset Management Equity TPX ,471 11, JP NIKKO ETF - TOPIX Nikko Asset Management Equity TPX ,370 10, JP NEXT FUNDS NKY225 LVRGED ETF Nomura Asset Management Equity NKYLEV ,769,153 6, JP MAXIS NIKKEI 225 ETF Mitsubishi UFJ Kokusai Asset Management Equity NKY ,551 5, JP MAXIS TOPIX ETF Mitsubishi UFJ Kokusai Asset Management Equity TPX ,622 3, JP NOMURA NEXT F JPX NIKKEI 400 Nomura Asset Management Equity JPNK ,356 2, JP ISHARES NIKKEI 225 ETF BlackRock Japan Equity NKY ,539 1, JP NEXT FUNDS REIT NOMURA ETF Nomura Asset Management Equity TSEREIT (7.21) 1,698 1, JP DIAM ETF NIKKEI 225 DIAM Equity N.A. N.A JP LISTED J-REIT BI MONTHLY DVD Nikko Asset Management Equity TSEREIT (6.61) 1, JP MAXIS JPX-NIKKEI INDEX 400 Mitsubishi UFJ Kokusai Asset Management Equity JPNK , JP DAIWA ETF-JPX NIKKEI 400 Daiwa Asset Management Equity JPNK JP NOMURA BANKS INDEX ETF Nomura Asset Management Equity TPNBNK , JP NOMURA NEXT TCM LEVE OIL ETN Nomura Europe Finance NV Commodity NTCS11LV (56.08) 11, JP DIAM ETF TOPIX DIAM Equity N.A. N.A JP NIKKO ETF JPX NIKKEI IDX 400 Nikko Asset Management Equity JPNK JP ISHARES JPX NIKKEI 400 ETF BlackRock Japan Equity JPNK , JP NZAM ETF J-REIT INDEX Norinchukin Zenkyoren Asset Management Equity N.A. (6.47) JP NEXT FUNDS NK22 D-INVRS ETF Nomura Asset Management Equity NKYDIN (27.32) 204, JP NEXT FUNDS JPN EQT DVD70 ETF Nomura Asset Management Equity NMRIJOHD JP DIAM ETF JPX-NIKKEI 400 DIAM Equity N.A. N.A JP SIMPLEX WTI CRUDE OIL ID ETF Simplex Asset Management Commodity N.A. (32.91) 7, JP ISHARES TOPIX ETF BlackRock Japan Equity TPX N.A JP SIMPLEX NKY225 BULL 2X ETF Simplex Asset Management Equity NKYLEV , JP JAPAN PHYSICAL GOLD ETF/MUFG Mitsubishi UFJ Trust & Banking Corp Commodity MUTFGOLD (3.00) 1, JP NEXT FUNDS NOMURA CRUDE OIL Nomura Asset Management Commodity NMLSCOIL (27.78) 5, 참고: Ticker, BM은 Bloomberg용, 10월 30일 기준 삼성증권 17

18 Hong Kong Stock Exchange ETF 자산규모 상위 30종목 대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러) (US$ M) 2800 HK TRACKER FUND OF HONG KONG State Street Global Advisors Asia Equity HSI (1.15) 146,528 9, HK HANG SENG H-SHARE IND ETF-HK Hang Seng Investment Management Equity HSI21N (11.17) 133,824 6, HK HANG SENG INDEX ETF-HKD Hang Seng Investment Management Equity HSI1N (1.03) 946 5, HK ISHARES FTSE A50 CHINA INDEX BlackRock Asset Management North Asia Equity TX9HKNRH (14.48) 188,995 5, HK CSOP FTSE CHINA A50 ETF-RMB CSOP Asset Management Equity XINA50NC (8.66) 10,368 3, HK ABF PAN ASIA BOND INDEX FUND State Street Global Advisors Singapore Fixed Income ABTRPAUH (2.60) 578 3, HK CHINAAMC CSI 300 IDX ETF-CNY China Asset Management HK Equity SHSZ ,623 1, HK WISE - CSI 300 CHINA TRACKER BOCI-Prudential Asset Management Equity SHSZ300 (0.93) 7, HK ABF HONG KONG BOND INDEX FD HSBC Investment Funds HK Fixed Income ABTRHK HK ISHARES MSCI CHINA INDEX ETF BlackRock Asset Management North Asia Equity NDEUCHF (2.60) 3, HK DBX CSI 300 Deutsche Asset & Wealth Management Equity SHSZ300 (3.90) HK DBX MSCI CHINA Deutsche Asset & Wealth Management Equity NDEUCHF (3.53) HK CSOP CHINA 5Y TRE BD ETF RMB CSOP Asset Management Fixed Income CWTBTRID HK DBX MSCI INDIA Deutsche Asset & Wealth Management Equity NDEUSIA (3.71) HK ISHARES S&P BSE SENSEX INDIA BlackRock Asset Management North Asia Equity SENSEX (6.06) HK VALUEGOLD ETF Sensible Asset Management HK Commodity GOLDLNAM (4.60) HK E FUND CSI100 ASHARE ETF-CNY E Fund Management HK Equity SHCSI100 (3.21) HK DBX MSCI INDONESIA Deutsche Asset & Wealth Management Equity NDEUINF (22.28) HK E FUND CITI CHI GOV 5-10 RMB E Fund Management HK Fixed Income SBCN50L HK WISE - CSI HK100 TRACKER BOCI-Prudential Asset Management Equity CSIH1100 (2.87) HK HAITONG CSI 300 INDEX ETF-RB Hai Tong Asset Management HK Equity SHSZ HK BMO ASIA HIGH DIVIDEND ETF BMO Global Asset Management Asia Equity DAAXJPHN (7.32) HK HANG SENG CHINA A TOP ETF RB Hang Seng Investment Management Equity HSCAIT HK CSOP SZSE CHINEXT ETF-CNY CSOP Asset Management Equity SZ N.A HK HORIZONS HANG SENG HI DVD YL Mirae Asset Global Investments HK Equity HSI52N HK ISHARES CSI 300 A-SHARES IN BlackRock Asset Management North Asia Equity CSICU007 (0.56) HK SPDR FTSE GREATER CHINA ETF State Street Global Advisors Asia Equity GPSSG239 (2.63) HK HORIZONS MSCI CHINA ETF Mirae Asset Global Investments HK Equity NDELCHF (2.30) HK HARVEST MSCI CHINA A IDX-CNY Harvest Global Investments Equity MXCN1A HK DB X-TRACKERS MSCI THAILAND Deutsche Asset & Wealth Management Equity NDEUTHF (15.42) 참고: Ticker, BM은 Bloomberg용, 10월 30일 기준 삼성증권 18

19 CHINA (Shanghai) Exchange ETF 자산규모 상위 30종목 대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러) (US$ M) CH FORTUNE SGAM MONEY MKT FUND Fortune SG Fund Management Money Market N.A. (0.04) 3,290,319 30, CH YINHUA TRADED MONEY MARKET Yinhua Fund Management Money Market CNDRDD N.A. 934,275 10, CH CHINA 50 ETF China Asset Management Equity SSE50 (9.48) 232,450 4, CH HUATAI-PB CSI 300 ETF Huatai-PineBridge Fund Management Equity SHSZ ,824 3, CH SHANGHAI SSE180 ETF HuaAn Fund Management Equity SSE180 (2.80) 65,639 2, CH CHINA CSI 500 ETF China Southern Fund Management Equity N.A ,877 2, CH CHINA AMC CSI 300 INDEX ETF China Asset Management Equity SHSZ ,739 2, CH CN-SOUTHERN CASH MGT MMF ETF China Southern Fund Management Money Market N.A. N.A. 478,358 2, CH SSE PLEDGE URBAN INVE BD ETF HFT Investment Management Fixed Income N.A CH E FUND CSI 300 ETF E Fund Management Equity SHSZ , CH E FUND CHINA ENTERPRISES ETF E Fund Management Equity HSCEI (11.96) 32, CH GUOTAI SHANGHAI 180 FIN ETF Guotai Asset Management Equity SH (16.53) 12, CH HUATAI-PB TRADED MONEY MKT F Huatai-PineBridge Fund Management Money Market N.A. N.A. 59, CH BOSERA SECURITY DEPO RL-T MM Bosera Asset Management Money Market N.A , CH GUANGFA CSI 500 ETF GF Fund Management Equity SH , CH CHINA AMC CSI 500 ETF China Asset Management Equity SH N.A. 2, CH E FUND CSI 300 FIN EX BA ETF E Fund Management Equity N.A. (30.44) 4, CH CHINA SECURITY SOUTHERN ETF China Southern Fund Management Equity CSIR CH GUOTAI SSE 5-YR CHINA TREAS Guotai Asset Management Fixed Income N.A , CH HUATAI-PB SSE DIVIDEND ETF Huatai-PineBridge Fund Management Equity SSEDIV , CH BCOMM SCHRODER SSE180 ETF Schroder Fund Management Equity SSE180 (7.18) 11, CH MSCI CHINA-A SHARE ETF FUND China Asset Management Equity MXCN1A N.A CH INVESCO CSI TMT 150 ETF INVESCO Great Wall Fund Management Equity N.A CH HUAAN YIFU GOLD ETF HuaAn Fund Management Commodity SHGF9999 (2.53) 5, CH CHINA LIFE AMP CSI 500 ETF China Life AMP Asset Management Co Equity N.A. N.A CH HUATAI-PB CSI 500 ETF Huatai-PineBridge Fund Management Equity N.A. N.A CH E FUND SSE MID-CAP ETF E Fund Management Hong Kong Equity SH CH ICBC CRED SUISSE CENT 50 ETF ICBC Credit Suisse Asset Management Equity SH (6.52) 3, CH CHINA SOUTHERN SSE 380 ETF China Southern Fund Management Equity SH , CH C-AMC SH-HK STOCK CN HSI ETF China Asset Management Equity HSI N.A 참고: Ticker, BM은 Bloomberg용, 10월 30일 기준 삼성증권 19

20 CHINA (Shenzen) Exchange ETF 자산규모 상위 30종목 대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러) (US$ M) CH HARVEST CSI 300 INDEX ETF Harvest Fund Management Equity SHSZ ,676 3, CH E FUND SZSE100 INDEX FUND E Fund Management Equity SI , CH CHINA MERCHANTS SEC DEP MM-A China Merchants Fund Management Money Market N.A , CH HARVEST CSI 500 ETF Harvest Fund Management Equity SH , CH E FUND CHINEXT PRICE INDEX E Fund Management Equity SZ , CH CHINA SME ETF China Asset Management Equity SZ , CH E FUND SWIFT CASH MONEY MK-A E Fund Management Money Market N.A. (0.09) 72, CH CHINA UNIVERSAL CSI CONSUM China Universal Asset Management Equity CSIR CH CHINA SOUTH KAIYUAN CSI300 China Southern Fund Management Equity SHSZ300 (2.01) CH BOSERA GOLD OPEN-END ETF Bosera Asset Management Commodity N.A. (2.17) CH DACHENG SZSE COMPONENT ETF Dacheng Fund Management Equity N.A. N.A. 7, CH GF CSI ALL SHARE MED&HLH ETF GF Fund Management Equity N.A. N.A CH SZSE COMPONENT INDEX FUND ET China Southern Fund Management Equity SICOM , CH CHINA UNI QUCIK GAINS MMK FD China Universal Asset Management Money Market CNDRDD N.A. 11, CH CHINA AMC HANG SENG ETF China Asset Management Equity HSI , CH GF CSI ALL SH CON DIS IX ETF GF Fund Management Equity SH CH UBS SDIC CSI 300 FINL & PROP UBS SDIC Fund Management Equity SH (16.63) CH GF CSI ALL SH INFOR TECH ETF GF Fund Management Equity N.A. N.A. 2, CH GUANGFA SZSE SEM300 FUND ETF GF Fund Management Equity SZ CH ICBC SHENZHEN DVD PRICE ETF ICBC Credit Suisse Asset Management Equity SZ (2.78) 2, CH HARVEST CSI G-E MED TREA BD Harvest Fund Management Fixed Income CSIH CH DACHENG SZSE GROWTH 40 INDEX Dacheng Fund Management Equity SZ CH HARVEST SME CHINEXT 400 ETF Harvest Fund Management Equity SZ CH GF CSI ALL SHARE FINA IX ETF GF Fund Management Equity N.A. N.A CH CHINA UNIVERS CSI HEALTH CAR China Universal Asset Management Equity CSIR CH HUARUN YUANDA SME-CN 100 ETF CR Yuanta Fund Management Equity N.A. N.A CH GF CSI ALL SH MATERIALS ETF GF Fund Management Equity N.A. N.A CH GF CSI ALL SH ENERGY ETF GF Fund Management Equity N.A. N.A CH INVESCO GREAT WALL CSI300 EQ INVESCO Great Wall Fund Management Equity SHSZ CH INVESCO GREAT WALL CSI500 EF INVESCO Great Wall Fund Management Equity SH 참고: Ticker, BM은 Bloomberg용, 10월 30일 기준 삼성증권 20

21 ASE (Australia Stock Exchange) ETF 자산규모 상위 30종목 대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러) (US$ M) STW AU SPDR S&P/ASX 200 FUND State Street Global Advisors Equity ASA , VAS AU VANGUARD AUST SHARES IDX ETF Vanguard Investments Equity AS , AAA AU BETASHARES AUS HIGH INTEREST Betashares Capital Fixed Income N.A , SLF AU SPDR S&P/ASX 200 LISTED PROP State Street Global Advisors Equity AS51PROP VHY AU VANGUARD AUS HIGH YIELD Vanguard Investments Equity TGPVN13A (4.36) 1, USD AU BETASHARES US DOLLAR ETF Betashares Capital Specialty N.A , VAP AU VANGUARD AU PROP SEC IDX ETF Vanguard Investments Equity AS52PROP SFY AU SPDR S&P/ASX 50 FUND State Street Global Advisors Equity ASA31 (0.88) GOLD AU ETFS PHYSICAL GOLD ETFS Management Co Jersey Commodity GOLDLNPM IOZ AU ISHARES MSCI AUSTRALIA 200 E BlackRock Investment Management Equity MSCI2HN YMAX AU BETASHARES AUS TOP 20 EQ YLD BetaShares Capital ETFs Equity ASA26 (5.65) ILC AU ISHARES S&P/ASX 20 ETF BlackRock Investment Management Equity ASA26 (3.81) IAF AU ISHARES COMPOSITE BOND ETF BlackRock Investment Management Fixed Income BACM , RDV AU RUSSELL HIGH DVD AUS SHARES Russell Investment Management Equity RURAHDIA (0.23) VAF AU VANGUARD AUST FI INTERST ETF Vanguard Investments Fixed Income BACM IHD AU ISHARES S&P/ASX DIVIDEND OPP BlackRock Investment Management Equity SPAXDIT (0.69) RGB AU RUSSELL AUS GOVT BOND ETF Russell Investment Management Fixed Income DBLNAUSO SYI AU SPDR MSCI AUS SELECT DVD State Street Global Advisors Equity MSCTAYAG (3.07) WXOZ AU SPDR S&P WORLD EX AUSTRALIA State Street Global Advisors Equity SDAXAT HVST AU BETASHARES AU DVD HARVESTER Betashares Capital Equity N.A. (5.98) VGS AU VANGUARD MSCI IND INTL ETF Vanguard Investments Equity EANREXAN RSM AU RUSSELL AUS SEMI-GOVT BOND Russell Investment Management Fixed Income DBLNAUSS UBA AU UBS IQ MSCI AUSTRALIA ETF UBS Global Asset Management Equity M2CXUBSL N.A QOZ AU BETASHARES FTSE RAFI AU 200 Betashares Capital Equity TFRAU200 (0.30) WDIV AU SPDR S&P GLOBAL DIVIDEND FUN State Street Global Advisors Equity SPGDAUN VSO AU VANGUARD MSCI AUS SM CO ETF Vanguard Investments Equity M8AUDSC GEAR AU BETASHARES GEARED AUS EQTY F Betashares Capital Equity AS51 (5.15) 1, RCB AU RUSSELL AUS SEL CORP BOND Russell Investment Management Fixed Income DBLNAUCO DJRE AU SPDR DJ GLOBAL REAL ESTATE F State Street Global Advisors Equity DWGRSN WXHG AU SPDR S&P WORLD EX AUS HEDGED State Street Global Advisors Equity SVDAXAI 참고: Ticker, BM은 Bloomberg용, 10월 30일 기준 삼성증권 21