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1 ETF Bi-Weekly Analyst 전 균 ASIA & PACIFIC ETFS RESEARCH ETF Bi-Weekly 4분기 초반 아시아 태평양지역 주식시장은 상반기 큰 폭의 조정을 보였던 동남아시아 국 가가 주도하면서 전반적인 상승세를 기록함. 태국과 인도 증시는 9월말 대비 +6% 상승 을 기록하였으며, 인도네시아와 필리핀 증시는 +4%, 그리고 한국과 중국 증시는 +2% 내외의 상승률을 기록하고 있음. 반면 일본 증시만 약세를 보였음. 미국 정부의 Shutdown과 부채한도 협상 불안에도 불구하고 아시아 태평양지역 주식시장은 상대적으로 견 조한 흐름을 유지하였음. 9월말 대비 10월 중 아시아 태평양지역 ETF시장은 주식형 ETF와 채권형 ETF에서 자 산규모 증가를 보인 반면 Commodity형 ETF에서는 소폭의 자산축소가 관찰됨. 일본에 서는 대표 주가지수 ETF로의 자금유입이 두드러졌으며, 홍콩 역시 중국 본토관련 주식 형 ETF로 자금유입이 발생하였음. 각 거래소에 상장된 채권형 ETF에서 전반적인 자산 증가가 나타남. 9월 미 연준의 Tapering 연기결정으로 인해 아시아 태평양지역의 채권 시장이 강세를 보이면서 일부 자금이 환입된 것으로 추정됨. Commodity ETF는 국제 원자재 가격의 하락세 지속에 따른 자금유출이 발생하였음. 아시아 태평양지역에 상장 되어 있는 Commodity ETF의 연초 이후 현재까지의 수익률은 데이터가 확보되는 66개 ETF에서 평균 -6.8%를 기록하였음. 특히 은(Silver) 추적 ETF의 경우 최대 -30%의 수익률을 기록하였음. 연초 이후 수익률 상위 ETF에서 심천(Shenzen)거래소의 ChiNext 주식을 대상으로 한 ETF가 포함되었음. ChiNext는 중국판 Nasdaq과 같이 벤처기업이나 신흥기업 중심 증 권시장임. 성장성 높은 기업들이 상장되어 있으며, ChiNext시장의 종합주가지수는 전년 말 대비 94%의 상승률을 기록하였음. 연초 이후 수익률 하위 ETF에는 금과 은 등 Commodity ETF가 절반을 차지함. 또한 VIX 관련 ETF도 약세를 지속함. 10월에 신규 상장된 아시아 태평양지역 ETF는 한국의 합성 ETF 1종임. 올해 하반기 현재까지 신규 상장된 아시아 태평양지역 ETF가 22개에 그쳐, 최근 5년간 가장 적은 수준임. 한국(KRX)은 지난 2008년부터 2012년까지 연평균 25개 ETF를 신규 상장하 였지만, 올해는 9개에 그치고 있음. 호주와 홍콩 역시 전년도에 비해 저조한 상장 실적을 보임. 반면 중국(상해, 심천)에서는 2000년대 들어 가장 적극적인 ETF상장을 진행하고 있음. 아시아 태평양지역 ETF시장은 2010년대 전후반 일본과 한국이 성장을 주도했다 면, 향후에는 중국이 아시아 태평양지역 ETF시장을 주도할 것으로 예상됨. 4분기 아시아 태평양지역 ETF시장은 미국발 이슈에 따라 자산별로 성과가 엇갈리는 양 상을 보일 것임. 정부의 부채한도 협상과 FOMC의 Tapering 결정 등이 순조롭게 이루 어질 경우 주식시장의 강세가 예상되지만, 채권시장은 자금이탈이 이루어 질 수 있음. 한 편 상품시장은 글로벌 경기의 본격적인 회복 신호가 나타나기 전까지는 당분간 정체를 거듭할 것으로 예상됨. 연말로 갈수록 ETF시장에서의 자금 유출입이 빠르게 진행될 것 임. Money Market형 ETF로 금리상승 리스크를 완화하면서 각국 대표적인 주식형 ETF로 주식시장의 overshooting을 대비하는 것이 필요할 것임. 본 조사자료는 당사의 저작물로서 모든 저작 권은 당사에게 있습니다. 본 조사자료는 당사의 동의없이 어떠한 경우에도 어떠한 형태로든 복 제, 배포, 전송, 변경, 대여할 수 없습니다. 본 조사자료에 수록된 내용은 당사 리서치센터가 신 뢰할 만한 자료 및 정보로부터 얻어진 것이나, 당사는 그 정확성이나 완전성을 보장할 수 없습 니다. 따라서 어떠한 경우에도 본 자료는 고객의 주식투자의 결과에 대한 법적 책임소재에 대한 증빙자료로 사용될 수 없습니다. 본 자료에는 외부의 부당한 압력이나 간섭없 이 애널리스트의 의견이 정확하게 반영되었습니 다. Samsung Securities (Korea)

2 아시아 태평양지역 ETF 규모 현황 ETF 신규상장종목 추이 (No of products) H05 2H05 1H06 2H06 1H07 2H07 1H08 2H08 1H09 2H09 1H10 2H10 1H11 2H11 1H12 2H12 1H13 2H13 참고: 10월 15일 현재, 현존 ETF 대상 (상장폐지 ETF는 반영되지 않음) 거래소별 ETF 상장현황 Exchange ASX Bangkok Hong Kong Indonesia Korea Kuala Lumpur Mumbai 1 1 Nagoya 1 Natl SE of India New Zealand Osaka Shanghai Shenzhen Singapore Taiwan Tokyo 총 합계 참고: 10월 15일 현재, 현존 ETF 대상 (상장폐지 종목은 반영되지 않음), Osaka 거래소의 신규상장은 7월 이후 Tokyo거래소로 집계됨 ETF 대상 자산별 상장현황 (2013년 현재) Class Focus 자산규모 (mil USD) 종목수 Equity 160, Debt 6, Commodity 5, Allocation 1, Money Market 1,578 3 Total 175, 참고: 10월 15일 현재, 자산배분형으로 상품형과 채권형 등이 일부 포함되어 있음 2

3 거래소별 자산별 ETF 자산규모 현황 (mil USD) Allocation Commodity Debt Equity Money Market Total ASE , ,959 Bangkok BSE India 2 2 Malaysia Hong Kong 130 3,555 30,998 34,683 Indonesia Korea ,480 14, ,859 Nagoya N.S. India 2, ,442 New Zealand Shanghai , ,794 Shenzhen - 9,528 9,528 Singapore 1, ,810 13,909 Taiwan 4,961 4,961 Tokyo 1, ,948 74,156 총합계 1,924 5,057 6, ,238 1, ,180 참고: 10월 15일 현재 거래소별 상장 ETF 자산규모 현황 Primary Exchange 합계 (mil USD) 평균 (mil USD) 직전월말(mil USD) Tokyo 74, ,227 Hong Kong 34, ,066 Korea 16, ,807 Singapore 13, ,416 Shanghai 11, ,759 Shenzhen 9, ,501 Australia 5, ,889 Taiwan 4, ,823 Natl SE of India 2, ,432 Bursa Malaysia New Zealand Bangkok Indonesia Nagoya BSE India Total 175, ,796 참고: 10월 15일 현재 거래소별 상장 ETF 현황 (3개월 평균 기준) Primary Exchange 전체 합계 (주수) 종목당 평균 (주수) Shenzhen 999,999,496 43,478,239 Shanghai 1,307,087,345 30,397,380 Taiwan 41,506,712 2,184,564 Hong Kong 153,958,285 1,811,274 Korea 64,169, ,836 Bangkok 2,993, ,550 Tokyo 14,119, ,962 Bursa Malaysia 205,355 41,071 Singapore 876,130 26,549 New Zealand 101,264 20,253 Australia 928,024 17,186 Natl SE of India 581,982 17,117 Indonesia 55,323 13,831 Nagoya BSE India 1, 참고: 10월 15일 현재 3

4 개별 ETF 자산규모 자산규모 상위 30 종목(sort by ) ETF Benchmark Exchange Total Value (mil USD) 직전월말 (mil USD) NOMURA ETF - NIKKEI 225 NKY Tokyo 16, , NOMURA ETF - TOPIX TPX Tokyo 14, , DAIWA ETF - TOPIX TPX Tokyo 9, , NIKKO ETF - NKY 225 NKY Tokyo 8, , TRACKER FUND OF HONG KONG HSI Hong Kong 7, , NIKKO ETF - TOPIX TPX Tokyo 7, , ISHARES FTSE A50 CHINA INDEX TX9HKTRH Hong Kong 7, , DAIWA ETF - NIKKEI 225 NKY Tokyo 6, , HANG SENG INDEX ETF HSI1N Hong Kong 4, , SAMSUNG KODEX 200 KOSPI2 Korea 4, , HARVEST CSI 300 INDEX ETF SHSZ300 Shenzhen 4, , MAXIS NIKKEI 225 ETF NKY Tokyo 3, , CHINA 50 ETF SSE50 Shanghai 3, , ABF PAN ASIA BOND INDEX FUND ABTRPAUH Hong Kong 3, , CHINA AMC CSI 300 INDEX ETF SHSZ300 Shanghai 3, , HANG SENG H-SHARE INDEX ETF HSI21N Hong Kong 2, , YUANTA/P-SHRS TW TOP 50 ETF TW50 Taiwan 2, , CSOP FTSE CHINA A50 ETF-CNY XIN9I Hong Kong 2, , E FUND SZSE100 INDEX FUND SI100 Shenzhen 2, , SPDR S&P/ASX 200 FUND ASA51 ASE 2, , SHANGHAI SSE180 ETF SSE180 Shanghai 1, , MIRAE TIGER 200 ETF KOSPI2 Korea 1, , CHINAAMC CSI 300 IDX ETF-CNY SHSZ300 Hong Kong 1, , LYXOR ETF MSCI EMER MKTS-B NDUEEGF Singapore 1, , SAMSUNG KODEX LEVERAGE ETF KOSPI2LG Korea 1, , NEXT FUNDS NKY225 LVRGED ETF NKYLEV Tokyo 1, , LYXOR ETF MSCI EUROPE-B M7EU Singapore 1, , MAXIS TOPIX ETF TPX Tokyo 1, , LYXOR ETF COMMODITIES THOMSO CRYTR Singapore 1, , LYXOR UCITS ETF CHINA ENTER HSI21N Singapore 1, , 참고: 10월 15일 현재, 기존 Osaka 상품을 Tokyo로 통합함 거래소별 ETF 자산규모(상위 30위 대상) 거래소별 ETF 자산규모 증감(상위 30위 대상) (USDm) 1, Korea 6% Tokyo 52% (200) (400) (154) (0) Hong Kong 23% Korea ASE Shenzhen Shanghai Taiwan Singapore Hong Kong Tokyo 참고: 10월 15일 현재 참고: 직전월말 대비 10월 15일 증감 4

5 거래소별 상위 ETF 현황(최근 3개월 평균 기준) Ticker Name Volume (주) Ticker Name Volume (주) Korea Stock Exchange KS SAMSUNG KODEX LEVERAGE ETF 28,094, JP NOMURA ETF - TOPIX 4,069, KS SAMSUNG KODEX INVERSE ETF 23,697, JP NEXT FUNDS NKY225 LVRGED ETF 3,947, KS SAMSUNG KODEX 200 7,380, JP NOMURA ETF BANKS INDEX 1,257, KS MIRAE TIGER 200 ETF 1,186, JP NIKKO ETF - TOPIX 641, KS MIRAE TIGER 200 2X ETF 732, JP NOMURA ETF - NIKKEI , KS SAMSUNG KODEX SAMSUNG GR ETF 446, JP NIKKO ETF - NKY , KS WOORI KOSEF ENHNCD CASH ETF 292, JP DAIWA ETF - TOPIX 510, KS MIRAE TIGER 200-1X ETF 221, JP NEXT FUNDS NKY225 INVERS ETF 460, KS SAMSUNG KODEX FTSE CH A50ETF 210, JP SIMPLEX TOPIX BULL 2X ETF 305, KS KITM KINDEX200 ETF 198, JP SIMPLEX NKY225 BULL 2X ETF 302,604 Hong Kong Tokyo Taiwan Stock Exchange 2823 HK ISHARES FTSE A50 CHINA INDEX 115,633, TT YUANTA-WISE CSI 300 ETF 13,061, HK TRACKER FUND OF HONG KONG 25,671, TT YUANTA/P-SHRS TW TOP 50 ETF 12,518, HK CSOP FTSE CHINA A50 ETF-CNY 3,662, TT YUANTA/P-SHRS SSE50 ETF 5,674, HK DB X-TRACKERS CSI300 UCITS E 3,390, TT FUBON SSE 180 INDEX ETF 4,966, HK HANG SENG H-SHARE INDEX ETF 2,053, TT YUANTA/P-SHRS MSCI TW FIN ET 1,379, HK WISE - CSI 300 CHINA TRACKER 681, TT YUANTA/P-SHRS TW DVD PLUS ET 1,343, HK ISHARES S&P BSE SENSEX INDIA 646, TT FUH HWA CSI 300 A SHARES ETF 1,232, HK CHINAAMC CSI 300 IDX ETF-CNY 486, TT SINOPAC TAIWAN TAIEX ETF 874, HK ISHARES MSCI CHINA INDEX ETF 180, TT FUBON MSCI TAIWAN ETF 238, HK DB CSI300 FINANCIALS INDEX 179, TT YUANTA/P-SHRS TW MID-CAP ,673 Shanghai Shenzhen CH CHINA 50 ETF 447,962, CH E FUND SZSE100 INDEX FUND 664,156, CH HUATAI-PB CSI 300 ETF 338,240, CH E FUND CHINEXT PRICE INDEX 179,756, CH SHANGHAI SSE180 ETF 282,804, CH CHINA SME ETF 60,900, CH CHINAAMC SSE HEALTH CARE ETF 56,222, CH HARVEST CSI 300 INDEX ETF 52,466, CH CHINA AMC CSI 300 INDEX ETF 36,340, CH SZSE COMPONENT INDEX FUND ET 19,122, CH CHINAAMC SSE FINANCIALS ETF 34,684, CH CHINA SOUTH KAIYUAN CSI300 4,933, CH CHINAAMC SSE ENERGY ETF 14,992, CH INVESCO GREAT WALL CSI300 EQ 3,382, CH CHINA SECURITY SOUTHERN ETF 12,055, CH PENGHUA SZSE PRIV OWN IDX ET 2,848, CH GUOTAI SHANGHAI 180 FIN ETF 11,249, CH ICBC SHENZHEN DVD PRICE ETF 1,995, CH CHINAAMC CONSUMER STAPLES 8,564, CH GUANGFA SZSE SEM300 FUND ETF 1,974,807 ASE Singapore STW AU SPDR S&P/ASX 200 FUND 148,035 INDIA SP ISHARES MSCI INDIA INDEX ETF 304,256 USD AU BETASHARES US DOLLAR ETF 145,585 STTF SP SPDR STRAITS TIMES INDEX ETF 224,750 SLF AU SPDR S&P/ASX 200 LISTED PROP 88,822 DBSSTI SP NIKKO AM SINGAPORE STI ETF 77,206 AAA AU BETASHARES AUS HIGH INTEREST 68,910 USSE50 SP UNITED SSE 50 CHINA ETF 66,825 ISO AU ISHARES S&P/ASX SMALL ORD 49,259 AEJ SP LYXOR UCITS ETF ASIA EX JP 46,042 IHD AU ISHARES S&P/ASX HIGH DIVIDND 42,699 AJAC SP ISHARES JPM USD ASIA BOND 29,906 VAS AU VANGUARD AUST SHARES IDX ETF 38,537 XMIN SP DB X-TRACKERS MSCI INDONESIA 19,491 IOZ AU ISHARES MSCI AUSTRALIA ,181 APEX SP LYXOR ETF MSCI ASIAXJP-USD 19,147 BEAR AU BETASHARES AUS EQ BEAR HF 33,292 SBIF SP ABF SINGAPORE BOND INDX FUND 18,078 RDV AU RUSSELL HIGH DVD AUS SHARES 28,484 ASEAN SP CIMB FTSE ASEAN 40 12,795 N.S.India Bangkok LBEES IN GOLDMAN LIQUID ETF BEES 254,090 GLD TB KTAM GOLD ETF TRACKER 939,249 MOST100 IN MOTILAL MIDCAP ,279 TDEX TB THAIDEX SET50 ETF 768,380 GBEES IN GOLD EXCH TRAD - GOLD BEES 59,853 TGOLDETF TB THANACHART GOLD ETF 311,905 NBEES IN GS NIFTY EXCH-GS NIFTY BEES 57,680 ENY TB KTAM SET ENERGY ETF TRACKER 273,503 JBEES IN GS NIFTY EXCH-GS JUNIOR BEES 40,387 EBANK TB KTAM SET BANKING ETF TRACKER 154,794 KOGOLD IN KOTAK GOLD ETF 15,671 CHINA TB WISE KTAM CSI 300 CHINA 117,925 MOSTM50 IN MOTILAL OSWAL MOST SHARES 13,604 ECOMM TB KTAM SET COMM ETF TRACKER 99,522 SGETS IN SBI GOLD EXCHANGE TRADED SCH 8,750 EFOOD TB KTAM SET FOOD AND BEV ETF TR 90,518 REGOLD IN R* SHARES GOLD ETF 7,530 TH100 TB THAIDEX SET100 ETF 58,014 MOSTNDX IN MOTILAL OSWAL MOST-NASDA-100 7,382 ENGY TB MTRACK ENERGY ETF 47,298 참고: 굵게 표시한 수치는 1억주 이상을 표시한 것임, 기존 Osaka 상품을 Tokyo로 통합함 5

6 신규상장 ETF Asia-Pacific 신규상장 ETF (10월) Ticker Name Domicile Class Parent Comp. Name Expense Ratio (%) KS TIGER SYNTH MSCI US REIT ETF Korea Equity Mirae Global 0.49 참고: Ticker는 Bloomberg용 USA 신규상장 ETF (10월) Ticker Name Class Parent Comp. Name Expense Ratio (%) DBAP US DB ASIA PAC EX-JAPAN HEDGED N.A. DB ETFs 0.60 DBEU US DB X-TRACKERS EUROPE HEDGED N.A. DB ETFs 0.45 DBUK US DB X-TRACKERS MSCI UK HEDGED N.A. DB ETFs 0.45 RDIV US REVENUESHARES ULTRA DIVIDEND N.A. RevenueShares ETFs 0.49 NOBL US PROSHARES S&P500 ARISTOCRATS N.A. ProShares ETFs 0.35 CHNA US POWERSHARES CHINA A-SHARE N.A. Powershares ETFs 0.50 ULST US SPDR ULTRA SHORT-TERM BOND Debt State Street ETF 0.20 JDST US DIREXION DAILY JUNIOR GOLD M N.A. Direxion Shares ETFs 1.00 JNUG US DIREXION DAILY JUNIOR GOLD N.A. Direxion Shares ETFs 1.00 FIEG US FI ENHANCED GLOBAL HI YLD Equity DB AG ETNs N.A. NFRA US FLEXSHARES STOXX GLOBAL BROA N.A. FlexShares ETFs 0.47 참고: Ticker는 Bloomberg용 6

7 수익률 상/하위 ETF 수익률 상위 30 ETF 현황 Code ETF Exchange YTD (%) 자산 1551 JP SIMPLEX JASDAQ TOP 20 ETF Tokyo Equity CH E FUND CHINEXT PRICE INDEX Shenzhen Equity 1314 JP NIKKO ETF S&P JP EMER EQ 100 Tokyo Equity 1568 JP SIMPLEX TOPIX BULL 2X ETF Tokyo Equity 1570 JP NEXT FUNDS NKY225 LVRGED ETF Tokyo Allocation 1563 JP SIMPLEX TSE MOTHERS CORE ETF Tokyo Equity CH CHINA MERCHANTS SZSE TMT50 Shenzhen Equity 1626 JP NEXT FUNDS TOPIX-17 IT&SERV Tokyo Equity 1643 JP DAIWA ETF-IT SERV TOPIX 17 Tokyo Equity 1650 JP DAIWA ETF-REAL EST TOPIX 17 Tokyo Equity 1639 JP DAIWA ETF-AUTOMOB TOPIX17 Tokyo Equity 1633 JP NEXT FUNDS TOPIX-17 REAL EST Tokyo Equity 1622 JP NEXT FUNDS TOPIX-17 AUTO&TRS Tokyo Equity 1623 JP NEXT FUNDS TOPIX-17 STL&ML Tokyo Equity 1640 JP DAIWA ETF-STEEL TOPIX17 Tokyo Equity CH HARVEST SME CHINEXT 400 ETF Shenzhen Equity 1649 JP DAIWA ETF-FINANCIALS TOPIX17 Tokyo Equity 1553 JP MAXIS S&P TOKAI ETF Nagoya Equity 1648 JP DAIWA ETF-BANKS TOPIX17 Tokyo Equity 1632 JP NEXT FUNDS TOPIX-17 FINANCL Tokyo Equity 1624 JP NEXT FUNDS TOPIX-17 MACHINER Tokyo Equity 1641 JP DAIWA ETF-MACHINE TOPIX17 Tokyo Equity 1319 JP NOMURA LISTED STOCK NIKK 300 Tokyo Equity 1644 JP DAIWA ETF - E POWER TOPIX17 Tokyo Equity 1347 JP NIKKO ETF - FTSE JPN GREEN C Tokyo Equity 1612 JP DAIWA ETF - TOPIX BANKS Tokyo Equity MOSTNDX IN MOTILAL OSWAL MOST-NASDA-100 N.S. India Equity 1344 JP MAXIS TOPIX CORE30 ETF Tokyo Equity 1627 JP NEXT FUNDS TOPIX-17 ELEC&GAS Tokyo Equity 1310 JP DAIWA ETF - TOPIX CORE 30 Tokyo Equity 참고: 10월 15일 현재, 기존 Osaka 상품을 Tokyo로 통합함 YTD 수익률 상위 30개 ETF 거래소별 분포 YTD 수익률 상위 30개 ETF 자산별 분포 (개수) (개수) Allocation Tokyo Shenzhen Nagoya N.S. India Equity 29 7

8 수익률 하위 30 ETF 현황 Code ETF Exchange YTD (%) 자산 2030 JP IPATH S&P 500 VIX S/T FU JDR Tokyo (50.00) Equity 1552 JP KOKUSAI S&P500 VIX SHORT ETF Tokyo (49.25) Equity PSUBBE IN GS PSU BANK-GS PSU BANK BEES N.S. India (39.21) Equity KOPSUB IN KOTAK PSU BANK ETF N.S. India (35.62) Equity 1571 JP NEXT FUNDS NKY225 INVERS ETF Tokyo (33.87) Allocation 1569 JP SIMPLEX TOPIX BEAR -1X ETF Tokyo (33.69) Allocation 3117 HK ETFS PHYSICAL SILVER ETF Hong Kong (30.80) Commodity KS KODEX SILVER FUTURES ETF Korea (30.46) Commodity ETPMAG AU ETFS PHYSICAL SILVER ASE (27.46) Commodity KS SAMSUNG KODEX TRANSPORT ETF Korea (26.96) Equity 3050 HK ISHARES CSI A-SH ENERGY INDE Hong Kong (26.64) Equity CH BOSERA SSE NAT RESOURCE ETF Shanghai (25.22) Equity 3017 HK DB CSI300 ENERGY UCITS ETF Hong Kong (25.03) Equity KS MIRAE TIGER-GOLD SILVER ETF Korea (24.77) Commodity CH GTJA ALLIANZ SSE CMDY EQ ETF Shanghai (24.71) Equity 3039 HK ISHARES CSI A-SH MATERIALS Hong Kong (24.71) Equity 1561 JP KOKUSAI S&P500 VIX MID ETF Tokyo (24.62) Equity 2830 HK ETFS PHYSICAL GOLD ETF Hong Kong (23.91) Commodity 3081 HK VALUE GOLD ETF Hong Kong (23.81) Commodity DGA AU DIGGA AUSTRALIAN MINING FUND ASE (23.54) Equity KS SAMSUNG KODEX GOLD FUTURES Korea (23.53) Allocation HK HANG SENG RMB GOLD ETF Hong Kong (23.53) Commodity TGOLDETF TB THANACHART GOLD ETF Bangkok (23.23) Commodity 3062 HK DB X-TRACKERS CSI300 MAT Hong Kong (23.02) Equity KG965 TB K GOLD ETF Bangkok (22.71) Commodity QAU AU BETASHARES GOLD BULLION ETF ASE (22.42) Commodity GLD TB KTAM GOLD ETF TRACKER Bangkok (22.41) Commodity BCHAY TB BUALUANG CHAY GOLD ETF Bangkok (22.24) Commodity 2029 JP IPATH S&P 500 VIX M/T FU JDR Tokyo (21.69) Equity GOLD99 TB THAIDEX GOLD ETF Bangkok (21.18) Commodity 참고: 10월 15일 현재, 기존 Osaka 상품을 Tokyo로 통합함 수익률 하위 30개 ETF 거래소별 분포 수익률 하위 30개 ETF 자산별 분포(개수) (개수) Equity 14 Allocation Hong Kong Tokyo Bangkok Korea ASE N.S. India Shanghai Commodity 13 8

9 거래소별 수익률 상위 ETF (sort by YTD) Ticker Name YTD (%) Ticker Name YTD (%) Korea Stock Exchange KS MIRAE TIGER SOFTWARE ETF JP SIMPLEX JASDAQ TOP 20 ETF KS MIRAE TIGER NASDAQ100 ETF JP NIKKO ETF S&P JP EMER EQ KS MIRAE TIGER-S&P500 FUTRS ETF JP SIMPLEX TOPIX BULL 2X ETF KS SAMSUNG KODEX JAPAN ETF JP NEXT FUNDS NKY225 LVRGED ETF KS KB KSTAR KOSDAQ ELITE JP SIMPLEX TSE MOTHERS CORE ETF KS MIRAE TIGER MEDIA TELECM ETF JP NEXT FUNDS TOPIX-17 IT&SERV KS HANWHA ARIRANG DEFENSIVE ETF JP DAIWA ETF-IT SERV TOPIX KS SAMSUNG KODEX SHIPBUILD ETF JP DAIWA ETF-REAL EST TOPIX KS SAMSUNG KODEX AUTOS ETF JP DAIWA ETF-AUTOMOB TOPIX KS HANWHA ARIRANG AUTO ETF JP NEXT FUNDS TOPIX-17 REAL EST Hong Kong Tokyo Taiwan Stock Exchange 3057 HK DB CSI300 HEALTH CARE UCITS TT YUANTA/P-SHRS MSCI TW FIN ET HK HORIZONS S&P GLOBAL CONSUMER TT FUBON TAIWAN FINANCE ETF HK DB CSI300 CONSUMER DISCRET TT YUANTA/P-SHRS TW GRETAI HK ISHARES CSI A-SH CONS DISCRE TT YUANTA/P-SHRS TWSE TW NON TE HK VALUE JAPAN ETF TT YUANTA/P-SHRS TW MID-CAP HK HORIZONS ASIA EX JANZ IT ETF TT SINOPAC TAIWAN TAIEX ETF HK VALUE KOREA ETF TT YUANTA/P-SHRS S&P CCP 50 ETF HK ISHARES MSCI ASIA APEX S/C TT FUBON MSCI TAIWAN ETF HK W.I.S.E. CSI CONSUMPTION TRK TT YUANTA/P-SHRS MSCI TW ETF HK VALUE TAIWAN ETF TT YUANTA/P-SHRS TW TOP 50 ETF 8.74 Shanghai Shenzhen CH LION SSE EMERGING INDUST ETF CH E FUND CHINEXT PRICE INDEX CH PENGHUA SSE PRIVATE-OWNED EN CH CHINA MERCHANTS SZSE TMT CH DACHENG CSI 500 STOCK ETF CH HARVEST SME CHINEXT 400 ETF CH CHINA MERCH SSE CONSUMER ETF CH PENGHUA SZSE PRIV OWN IDX ET CH CHINA SOUTHERN SSE 380 ETF CH GUANGFA SZSE SEM300 FUND ETF CH SSE NON-CYCLICAL 100 ETF CH CHINA SME ETF CH HUATAI-PIN SSE MED-SMALL ETF CH GUOTAI SZSE SME300 GROW ETF CH E FUND SSE MID-CAP ETF CH CHINA UNIVERSAL SZSE CH INVESCO GREAT WAL SSE 180 EW CH BOSERA SHENZHEN F CH HUATAI-PB CSI 300 ETF (0.12) CH HARVEST SHENZHEN F120 ETF 4.04 ASE Singapore OZF AU SPDR S&P/ASX 200 FINANCIALS SET SP LYXOR ETF THAILAND QFN AU BETASHARES S&P/ASX 200 FINAN MEU SP LYXOR ETF MSCI EUROPE-B VHY AU VANGUARD AUS HIGH YIELD JPN SP LYXOR ETF JAPAN TOPIX SYI AU SPDR MSCI AUS SELECT DVD DJI SP LYXOR ETF DOW JONES IND AV-B IHD AU ISHARES S&P/ASX HIGH DIVIDND NDX SP LYXOR ETF NASDAQ 100-B RDV AU RUSSELL HIGH DVD AUS SHARES WLD SP LYXOR ETF MSCI WORLD-E ILC AU ISHARES S&P/ASX 20 INDEX FD MAL SP LYXOR ETF MSCI MALAYSIA-B 9.98 SFY AU SPDR S&P/ASX 50 FUND HSI SP LYXOR UCITS ETF HANG SENG IN 6.56 VLC AU VANGUARD MSCI AUS LARGE CO TWN SP LYXOR ETF MSCI TAIWAN 6.47 RVL AU RUSSELL AUSTRALIAN VALUE ETF RUS SP LYXOR ETF RUSSIA 5.16 참고: 연초 이후 수익률 상위 ETF, 2013년 신규상장 ETF는 일부 제외됨, 기존 Osaka 상품을 Tokyo로 통합함 9

10 Commodity ETF 현황 Commodity ETF (1) Code Name Benchmark Exchange 수익률 (YTD,%) (mil USD) CRB SP LYXOR ETF COMMODITIES THOMSO CRYTR Singapore (5.00) 5,110 1, GBEES IN GOLD EXCH TRAD - GOLD BEES N.A. N.S. India (3.14) 59, REGOLD IN R* SHARES GOLD ETF N.A. N.S. India (4.15) 7, GOLD AU ETFS PHYSICAL GOLD GOLDLNPM ASE (16.68) 10, ICPGOLD IN ICICI PRUDENTIAL GOLD ETF N.A. N.S. India (5.82) CRN SP LYXOR ETF COMMODITIES THOMSO CRYNETR Singapore (12.09) 1, JP JAPAN PHYSICAL GOLD ETF/MUFG MUTFGOLD Tokyo (12.51) 63, SGETS IN SBI GOLD EXCHANGE TRADED SCH N.A. N.S. India (3.18) 8, KOGOLD IN KOTAK GOLD ETF N.A. N.S. India (3.65) 15, HDFGOLD IN HDFC GOLD ETF N.A. N.S. India (2.54) 4, UTIGOL IN UTI GOLD EXCHANGE TRADED FND N.A. N.S. India (3.77) 6, HK VALUE GOLD ETF GOLDLNAM Hong Kong (23.81) 26, JP GOLD-PRICE-LINKED ETF GOLDLNPM Tokyo (12.52) 10, AXGOLD IN AXIS GOLD ETF N.A. N.S. India (4.27) ETPMAG AU ETFS PHYSICAL SILVER SLVRLN ASE (27.46) 5, JP JAPAN PHYSICAL SILV ETF/MUFG MUTFSILV Tokyo (20.12) 7, KS SAMSUNG KODEX GOLD FUTURES SPGSGCTR Korea (23.53) 35, IDBIGLD IN IDBI GOLD ETF N.A. N.S. India (3.48) QAU AU BETASHARES GOLD BULLION ETF N.A. ASE (22.42) 18, JP SIMPLEX WTI CRUDE OIL ID ETF CTWCTR Tokyo , BSLGOLD IN BIRLA SUN LIFE GOLD ETF N.A. N.S. India (5.57) JP JAPAN PHYSICAL PLAT ETF/MUFG MUTFPLAT Tokyo , CRGETF IN CANARA ROBECO GOLD ETF-RG N.A. N.S. India (3.57) KS MIRAE TIGER AGRI FUTURES ETF SGECASP Korea (11.61) 5, GLD TB KTAM GOLD ETF TRACKER GOLDLNAM Bangkok (22.41) 939, KS KODEX SILVER FUTURES ETF SPGSSITR Korea (30.46) 50, KG965 TB K GOLD ETF GOLDLNAM Bangkok (22.71) 38, BCHAY TB BUALUANG CHAY GOLD ETF THGOBRBY Bangkok (22.24) 31, JP NOMURA NEXT GOLD DBL BUL ETN NTCCS4LV Tokyo N.A. 1, HK HANG SENG RMB GOLD ETF GOLDLNAM Hong Kong (23.53) 1, REGGOLD IN RELIGARE INVESCO GOLD EXCHAN N.A. N.S. India (4.34) KS SAMS KODEX EQ&GOLD BAL ETF SPKRBEG Korea (11.78) TGOLDETF TB THANACHART GOLD ETF GOLDLNAM Bangkok (23.23) 311, QTGOLD IN QUANTUM GOLD FUND N.A. N.S. India (0.37) 1, MOSTGLD IN MOTILAL OSWAL MOST GOLD N.A. N.S. India (2.91) 1, KS MIRAE TIGER PHYSICAL COPPER SPGSCO Korea (10.42) JP NOMURA NEXT TCM LEVE OIL ETN NTCS11LV Tokyo N.A JP NEXT FUNDS NOMURA CRUDE OIL NMLSCOIL Tokyo , HK ETFS PHYSICAL SILVER ETF SLVRLN Hong Kong (30.80) 2, JP NOMURA NEXT INVERSE GOLD ETN NTCCS4IV Tokyo N.A KS SAMSUNG KODEX COPPER ETF SPGCHGTR Korea (10.27) 3, JP IPATH S&P GSCI GRAINS TR JDR SPGCGRTR Tokyo (1.53) JP JAPAN PHYSICAL PALL ETF/MUFG MUTFPALL Tokyo KS SAMSUNG KODEX SOYBEANS ETF SPGCSOTR Korea , JP IPATH S&P GSCI AGRI TR JDR SPGCAGTR Tokyo 참고: Ticker는 Bloomberg용, 10월 15일 종가 기준, 기존 Osaka 상품을 Tokyo로 통합함 10

11 Commodity ETF (2) Code Name Benchmark Exchange 수익률 (mil USD) 2024 JP IPATH S&P GSCI ENERGY TR JDR SPGCENTR Tokyo JP IPATH S&P GSCI PREC META JDR SPGCPMTR Tokyo (10.36) JP IPATH S&P GSCI TR INDEX JDR SPGCCITR Tokyo JP NOMURA NEXT TOCM INV OIL ETN NTCS11IV Tokyo N.A ETPMPM AU ETFS PHYSICAL PM BASKET N.A. ASE (10.31) KS MIRAE TIGER WTI FUT ETF SPGSCLP Korea , JP IPATH S&P GSCI LIVESTOCK JDR SPGCLVTR Tokyo JP IPATH S&P GSCI SOFTS T R JDR SPGCSFTR Tokyo JP NEXT FUNDS PLATINUM NOMU ETF TMECSUB6 Tokyo , QCB AU BETASHARES COMMODITY SPGCLEP ASE (5.94) 1, KS MIRAE TIGER-GOLD SILVER ETF SPGSPMTR Korea (24.77) 1, JP IPATH GSCI INDUSTRI META JDR SPGCINTR Tokyo GOLD99 TB THAIDEX GOLD ETF GOLDLNAM Bangkok (21.18) 7, KS MIRAE TIGER-METALS ETF SPGCISTR Korea (13.12) ETPMPT AU ETFS PHYSICAL PLATINUM PLTMLNPM ASE HK ETFS PHYSICAL PLATINUM ETF PLTMLNPM Hong Kong (10.31) OOO AU BETASHARES CRUDE OIL SPGCCLP ASE HK ETFS PHYSICAL GOLD ETF GOLDLNPM Hong Kong (23.91) ETPMPD AU ETFS PHYSICAL PALLADIUM PLDMLNPM ASE QAG AU BETASHARES AGRICULTURE SGECASP ASE (13.43) JP MIZUHO GOLD ETF TMECSUB4 Tokyo (11.68) ETPCOP AU ETFS COPPER DJUBHGTR ASE ETPAGR AU ETFS AGRICULTURE DJUBSAG ASE (3.23) ETPWHT AU ETFS WHEAT DJUBWHTR ASE (11.86) ETPCRN AU ETFS CORN N.A. ASE (16.88) CH HUAAN YIFU GOLD ETF N.A. Shanghai N.A. N.A. N.A CH GUOTAI GOLD ETF SHGF9999 Shanghai N.A. N.A. N.A. 참고: Ticker는 Bloomberg용, 10월 15일 종가 기준, 기존 Osaka 상품을 Tokyo로 통합함 11

12 Bond ETF 현황 Bond ETF Code Name Benchmark Exchange 수익률 (mil USD) 2821 HK ABF PAN ASIA BOND INDEX FUND ABTRPAUH Hong Kong (4.30) 9,361 3, KS SAMSUNG KODEX KRW CASH ETF N.A. Korea , CH FORTUNE SGAM MONEY MKT FUND SHSZ300 Shanghai N.A. 2,037, SBIF SP ABF SINGAPORE BOND INDX FUND ABTRSG Singapore (3.13) 18, KS MIRAE TIGER MONEY MARKET ETF KISMTP Korea , HK ABF HONG KONG BOND INDEX FD ABTRHK Hong Kong (3.61) KS KB KSTAR KTB ETF KTBDP Korea , AAA AU BETASHARES AUS HIGH INTEREST N.A. ASE , MBIF MK ABF MALAYSIA BOND INDEX FUND ABTRMALA Malaysia , CH GUOTAI SSE 5-YR CHINA TREAS N.A. Shanghai N.A. 5,757, KS KYOBOAXA POWER KTB ETF BOND N.A. Korea N.A KS WOORI KOSEF KTB ETF KTBDP Korea , KS WOORI KOSEF MSB ETF KISKMSB Korea KS WOORI KOSEF ENHNCD CASH ETF MKMMITR Korea , LBEES IN GOLDMAN LIQUID ETF BEES N.A. N.S. India , AHYG SP ISHARES ASIA HIGH YIELD BD BAHDTRUU Singapore , KS SAMSUNG KODEX TBOND ETF MKFTR Korea KS MIRAE ASSET TIGER KTB3 ETF KTBDP Korea , KS KB-KSTAR CREDIT BOND ETF KBICTR Korea JP NIKKO ETF INL BOND CITI WGBI SBWJNJYU Tokyo IAF AU ISHARES UBS COMPOSITE BOND ACMPALL ASE , RCB AU RUSSELL AUS SEL CORP BOND DBLNAUCO ASE , AJAC SP ISHARES JPM USD ASIA BOND JPEIJACC Singapore (2.45) 29, CH YINHUA TRADED MONEY MARKET CNDRDD Shanghai N.A. 127, KS KITM KINDEX TB ETF KTBDP Korea KS WOORI KOSEF 10Y KTB LEVG ETF KISKK10Y Korea (1.89) HK ISHARES RMB BOND INX ETF-CNY CFIIRCIL Hong Kong N.A. 11, VAF AU VANGUARD AUST FI INTERST ETF ACMPALL ASE , KS WOORI KOSEF 10Y KTB ETF KISKK10Y Korea JP NIKKO ETF EMERGING BOND BARC EML1TRUU Tokyo ABLC SP ISHARES ASIA LOCAL CUR BOND BALNTRUU Singapore (4.23) 2, IGB AU ISHARES UBS TREASURY INDEX AGB ALL ASE (0.17) VGB AU VANGUARD AUS GOVT BD ETF UBSG0+YR ASE , KS SAMSUNG KODEX 10Y F-LKTB ETF FLKTB Korea N.A. 3, RSM AU RUSSELL AUS SEMI-GOVT BOND DBLNAUSS ASE , KS KB KSTAR TOP5&10YKTB PL ETF FNGDKSTR Korea ILB AU ISHARES UBS GOVT INFLATION AUINB ASE (4.04) BOND AU SPDR S&P/ASX AUSTRALIAN BOND SPBDASXT ASE RGB AU RUSSELL AUS GOVT BOND ETF DBLNAUSO ASE (2.51) ASHY SP ISHARES ASIA CRNCY 1-3 YR BASDTRUU Singapore (0.03) 1, KS KIM KINDEX SYNTH-IBOXX ETF IBOXHY Korea N.A. N.A KS SAMSUNG-KODEX 10Y F-LKTB ETF FLKTB Korea GOVT AU SPDR S&P/ASK AUS GOVT BOND SPBDAGVT ASE CH HARVEST CSI G-E MED TREA BD CSIH1017 Shenzhen N.A. N.A. N.A CH BOSERA SSE CORP BOND 30 ETF SH Shanghai N.A. N.A. N.A. 참고: Ticker는 Bloomberg용, 10월 15일 종가 기준, 기존 Osaka 상품을 Tokyo로 통합함 12

13 Currency ETF 현황 Currency ETF Code Name Benchmark Exchange 수익률 (mil USD) USD AU BETASHARES US DOLLAR ETF N.A. ASE , KS WOORI KOSEF USD FUTURES ETF F-USDKRW Korea (0.30) 30, EEU AU BETASHARES EURO ETF N.A. ASE , POU AU BETASHARES BRITISH POUND ETF N.A. ASE KS WOORI KOSEF USD INVERSE ETF F-USDKRW Korea , 참고: Ticker는 Bloomberg용, 10월 15일 종가 기준 13

14 KOREA Exchange ETF 자산규모 상위 30종목 대상(sort by ) Ticker Name 운용사 B.M 수익 KS SAMSUNG KODEX 200 Samsung Management KOSPI ,380,678 4, Equity KS MIRAE TIGER 200 ETF Mirae Global KOSPI ,186,471 1, Equity KS SAMSUNG KODEX LEVERAGE ETF Samsung Management KOSPI2LG (1.46) 28,094,174 1, Equity KS SAMSUNG KODEX KRW CASH ETF Samsung Management N.A , Money Market KS KITM KINDEX200 ETF Korea Investment Management KOSPI , Equity KS SAMSUNG KODEX SAMSUNG GR ETF Samsung Management FNGDSSGR , Equity KS SAMSUNG KODEX INVERSE ETF Samsung Management FKOSPI2 (0.14) 23,697, Equity KS KYOBO AXA-POWER K200 ETF Kyobo AXA Investment Mgt. KOSPI , Equity KS MIRAE TIGER MONEY MARKET ETF Mirae Global KISMTP , Debt KS KB KSTAR 200 ETF KB Management KOSPI , Equity KS WOORI KOSEF 200 ETF Woori Management KOSPI , Equity KS HANWHA-ARIRANG KOSPI200 ETF Hanwha Management KOSPI , Equity KS KB KSTAR KTB ETF KB Management KTBDP , Debt KS KYOBO AXA POWER K100 ETF Kyobo AXA Investment Mgt. KOSPI , Equity KS KYOBOAXA POWER KTB ETF BOND Kyobo AXA Investment Mgt. N.A. N.A Debt KS WOORI KOSEF KTB ETF Woori Management KTBDP , Debt KS WOORI KOSEF MSB ETF Woori Management KISKMSB Debt KS MIRAE TIGER CH CONSMER ETF Mirae Global FNGDCDTI , Equity KS SAMSUNG KODEX FTSE CH A50ETF Samsung Management XIN9I N.A. 210, Equity KS MIRAE TIGER IT ETF Mirae Global KSP2IT , Equity KS WOORI KOSEF ENHNCD CASH ETF Woori Management MKMMITR , Debt KS KINDEX CHINA A CSI300 ETF Korea Investment Management SHSZ300 (2.30) 113, Equity KS MIRAE TIGER 200 2X ETF Mirae Global KOSPI2LG (0.73) 732, Equity KS KITM KINDEX SAMSUNG SW ETF Korea Investment Management FNGDSSW (1.72) 9, Equity KS MIRAE TIGER SEMINCON ETF Mirae Global KRXSEMI , Equity KS SAMSUNG KODEX CHINA H ETF Samsung Management HSCEI (4.56) 14, Equity KS SAMSUNG KODEX TBOND ETF Samsung Management MKFTR Debt KS YURIE TREX200 ETF Yurie Management KOSPI , Equity KS KB KSTAR TOP5 GROUP ETF KB Management FNGDTOP , Equity KS MIRAE ASSET TIGER BANKS ETF Mirae Global KRXBANK , Equity 참고: Ticker, BM은 Bloomberg용, 10월 15일 현재 (US$ M) 14

15 Tokyo ETF Market 자산규모 상위 30종목 대상(sort by ) Ticker Name 운용사 B.M 수익 1321 JP NOMURA ETF - NIKKEI 225 Nomura Management NKY ,928 16, Equity 1306 JP NOMURA ETF - TOPIX Nomura Management TPX ,069,457 14, Equity 1305 JP DAIWA ETF - TOPIX Daiwa Management TPX ,357 9, Equity 1330 JP NIKKO ETF - NKY 225 Nikko Management NKY ,878 8, Equity 1308 JP NIKKO ETF - TOPIX Nikko Management TPX ,076 7, Equity 1320 JP DAIWA ETF - NIKKEI 225 Daiwa Management NKY ,604 6, Equity 1346 JP MAXIS NIKKEI 225 ETF Mitsubishi UFJ Mgt. NKY ,895 3, Equity 1570 JP NEXT FUNDS NKY225 LVRGED ETF Nomura Management NKYLEV ,947,027 1, Allocation 1348 JP MAXIS TOPIX ETF Mitsubishi UFJ Mgt. TPX ,084 1, Equity 1343 JP NEXT FUNDS REIT NOMURA ETF Nomura Management TSEREIT , Equity 1329 JP ISHARES NIKKEI 225 BlackRock Japan NKY , Equity 1345 JP LISTED J-REIT BI MONTHLY DVD Nikko Management TSEREIT , Equity 1568 JP SIMPLEX TOPIX BULL 2X ETF Simplex Management TPXLEV2X , Equity 1615 JP NOMURA ETF BANKS INDEX Nomura Management TPNBNK ,257, Equity 1540 JP JAPAN PHYSICAL GOLD ETF/MUFG Mitsubishi UFJ Trust & Banking MUTFGOLD (12.51) 63, Commodity 1577 JP NEXT FUNDS JPN EQT DVD70 ETF Nomura Management NMRIJOHD N.A. 1, Equity 1319 JP NOMURA LISTED STOCK NIKK 300 Nomura Management NTY , Equity 1579 JP SIMPLEX NKY225 BULL 2X ETF Simplex Management NKYLEV N.A. 302, Equity 1309 JP SSE50 INDEX LINKED ETF Nomura Management SSE50 (1.96) 1, Equity 1552 JP KOKUSAI S&P500 VIX SHORT ETF Kokusai Management SPVIXSTR (49.25) 193, Equity 1571 JP NEXT FUNDS NKY225 INVERS ETF Nomura Management NKYINV (33.87) 460, Allocation 1311 JP NOMURA ETF TOPIX CORE 30 Nomura Management TPXC , Equity 1681 JP NIKKO ETF MSCI EMERGING Nikko Management MSEUEGF , Equity 1328 JP GOLD-PRICE-LINKED ETF Nomura Management GOLDLNPM (12.52) 10, Commodity 1680 JP NIKKO ETF MSCI KOKUSAI Nikko Management MSDUKOK , Equity 1325 JP NEXT FUNDS IBOVESPA LINK ETF Nomura Management IBOV (11.61) 100, Equity 1633 JP NEXT FUNDS TOPIX-17 REAL EST Nomura Management TP17REAL Equity 1569 JP SIMPLEX TOPIX BEAR -1X ETF Simplex Management TPXINV1X (33.69) 66, Allocation 1578 JP NIKKO LISTED 225 MINI ETF Nikko Management NKY N.A Equity 1622 JP NEXT FUNDS TOPIX-17 AUTO&TRS Nomura Management TP17TPEQ Equity 참고: Ticker, BM은 Bloomberg용, 10월 15일 현재, 기존 Osaka 상품을 Tokyo로 통합함 (US$ M) 15

16 HongKong Exchange ETF Market 자산규모 상위 30종목 대상(sort by ) Ticker Name 운용사 B.M 수익 2800 HK TRACKER FUND OF HONG KONG SSgA Hong Kong HSI ,671,828 7, Equity 2823 HK ISHARES FTSE A50 CHINA INDEX BlackRock N Asia TX9HKTRH (10.41) 115,633,864 7, Equity 2833 HK HANG SENG INDEX ETF Hang Seng Investment Mgt. HSI1N ,341 4, Equity 2821 HK ABF PAN ASIA BOND INDEX FUND SSgA Singapore ABTRPAUH (4.30) 9,361 3, Debt 2828 HK HANG SENG H-SHARE INDEX ETF Hang Seng Investment Mgt. HSI21N (3.74) 2,053,466 2, Equity HK CSOP FTSE CHINA A50 ETF-CNY CSOP Mgt. HK XIN9I (11.74) 3,662,099 2, Equity HK CHINAAMC CSI 300 IDX ETF-CNY China Mgt. HK SHSZ300 (2.80) 486,466 1, Equity 2827 HK WISE - CSI 300 CHINA TRACKER BOCI-Prudential Mgt. SHSZ300 (10.24) 681,794 1, Equity 3049 HK DB X-TRACKERS CSI300 UCITS E DB Platinum Advisors SHSZ300 (2.59) 3,390, Equity 2819 HK ABF HONG KONG BOND INDEX FD HSBC Investment Funds ABTRHK (3.61) Debt HK E FUND CSI100 ASHARE ETF-CNY E Fund Management SHCSI100 (6.42) 44, Equity HK HARVEST MSCI CHINA A IDX-CNY Harvest Global Investments MXCN1A , Equity 2801 HK ISHARES MSCI CHINA INDEX ETF BlackRock N Asia NDEUCHF , Equity HK HARVEST MSCI CN A 50 ETF-CNY Harvest Global Investments MXCNA50 N.A. 92, Equity 2836 HK ISHARES S&P BSE SENSEX INDIA BlackRock N Asia SENSEX (4.84) 646, Equity 3081 HK VALUE GOLD ETF Sensible Management GOLDLNAM (23.81) 26, Commodity 2846 HK ISHARES CSI 300 A-SHARES IN BlackRock N Asia CSIR0300 (2.90) 60, Equity HK CH UNI-CSHARES CSI 300-CNY China Universal Mgt. SHSZ300 N.A. 41, Equity HK CSOP ETF SRS-CES CHINA A80-C CSOP Management CESA80 N.A. N.A Equity 3040 HK HORIZONS MSCI CHINA ETF Mirae Global HK NDELCHF N.A. 90, Equity 3070 HK PING AN OF CH CSI HK DIV Ping An of China Mgt. CSIH , Equity 3110 HK HORIZONS HANG SENG HI DVD YL Mirae Global HK HSI52N N.A. 17, Equity 2825 HK WISE - CSI HK100 TRACKER BOCI-Prudential Mgt. CSIH , Equity 3025 HK DB CSI300 CONSUMER DISCRET DB Platinum Advisors SH , Equity HK CHINAAMC CES CHINA A80 -CNY China Mgt. HK CESA80 N.A. N.A Equity 3054 HK HORIZONS S&P EMERGING ASIA C Mirae Global HK SPEACHN , Equity 2802 HK ISHARES MSCI EMERGING ASIA BlackRock N Asia MXMS , Equity 2838 HK HANG SENG FTSE CHI25 IDX ETF Hang Seng Investment Mgt. XIN0I (0.99) 1, Equity 3083 HK HSBC MSCI TAIWAN ETF HSBC Investment Funds NDELSTW , Equity 3046 HK VALUE CHINA ETF Sensible Management GPVP , Equity 참고: Ticker, BM은 Bloomberg용, 10월 15일 현재 (US$ M) 16

17 CHINA (Shanghai) Exchange ETF Market 자산규모 상위 30종목 대상(sort by ) Ticker Name 운용사 BM 수익 CH CHINA 50 ETF China Management SSE50 (7.77) 447,962,528 3, Equity CH CHINA AMC CSI 300 INDEX ETF China Management SHSZ300 N.A. 36,340,568 3, Equity CH SHANGHAI SSE180 ETF HuaAn Fund Management SSE180 (2.21) 282,804,224 1, Equity CH BCOMM SCHRODER SSE180 ETF BoC Schroder Fund Mgt. SSE180 (2.94) 2,148, Equity CH FORTUNE SGAM MONEY MKT FUND Fortune SG Fund Mgt. SHSZ300 N.A. 2,037, Money Market CH GUOTAI SSE 5-YR CHINA TREAS Guotai Management N.A. N.A. 5,757, Debt CH CHINA MERCH SSE CONSUMER ETF China Merchants Fund Mgt. SH , Equity CH HUATAI-PB SSE DIVIDEND ETF Huatai-PineBridge Fund Mgt. SSEDIV (3.68) 4,125, Equity CH E FUND CSI 300 ETF E Fund Management SHSZ300 N.A. 7,000, Equity CH GUOTAI SHANGHAI 180 FIN ETF Guotai Management SH (3.28) 11,249, Equity CH SSE 180 VALUE ETF Fortune SG Fund Mgt. SH (6.18) 8,531, Equity CH E FUND SSE MID-CAP ETF E Fund Management SH , Equity CH BOSERA SSE LARGE CAP ETF Bosera Management SH (15.69) 920, Equity CH ICBC CRED SUISSE CENT 50 ETF ICBC Credit Suisse Mgt. SH (11.59) 1,004, Equity CH HUAAN SSE IND TOP INDEX ETF HuaAn Fund Management SH (9.32) 118, Equity CH LION SSE EMERGING INDUST ETF Lion Fund Management SH ,999, Equity CH CHINAAMC SSE HEALTH CARE ETF China Management SH N.A. 56,222, Equity CH GTJA ALLIANZ SSE CMDY EQ ETF GTJA Allianz Fund Mgt. SH (24.71) 5,490, Equity CH CCB SOC RESPONSIBILITY ETF CCB Principal Mgt. SH (3.65) 84, Equity CH CHINAAMC SSE FINANCIALS ETF China Management SH N.A. 34,684, Equity CH FORTUNE SGAM SSE 180 GRO ETF Fortune SG Fund Mgt. SH (2.99) 828, Equity CH FULLGOAL SCI INDEX ETF Fullgoal Fund Management SHCOMP (2.10) 135, Equity CH PENGHUA SSE PRIVATE-OWNED EN Penghua Fund Management SSER ,416, Equity CH YINHUA TRADED MONEY MARKET Yinhua Fund Management CNDRDD N.A. 127, Debt CH CHINA SECURITY SOUTHERN ETF China Southern Fund Mgt. CSIR0901 (4.62) 12,055, Equity CH SSE PERIODICAL INDUST 50 ETF HFT Investment Management SH (10.40) 97, Equity CH CHINAAMC SSE ENERGY ETF China Management SH N.A. 14,992, Equity CH SSE NON-CYCLICAL 100 ETF HFT Investment Management SH , Equity CH CHINAAMC SSE MATERIALS ETF China Management SH N.A. 3,311, Equity CH CHINAAMC CONSUMER STAPLES China Management SH N.A. 8,564, Equity 참고: Ticker, BM은 Bloomberg용, 10월 15일 현재 (US$ M) 17

18 CHINA (Shezen) Exchange ETF Market 자산규모 상위 종목 대상(sort by ) Ticker Name 운용사 BM 수익 CH HARVEST CSI 300 INDEX ETF Harvest Fund Management SHSZ ,466,004 4, Equity CH E FUND SZSE100 INDEX FUND E Fund Management SI ,156,928 2, Equity CH HARVEST CSI 500 ETF Harvest Fund Management SH N.A. 1,163, Equity CH CHINA SME ETF China Management SZ ,900, Equity CH SZSE COMPONENT INDEX FUND ET China Southern Fund Mgt. SICOM (3.10) 19,122, Equity CH CHINA SOUTH KAIYUAN CSI300 China Southern Fund Mgt. SHSZ300 N.A. 4,933, Equity CH DACHENG SZSE GROWTH 40 INDEX Dacheng Fund Management SZ , Equity CH ICBC SHENZHEN DVD PRICE ETF ICBC Credit Suisse Mgt. SZ (3.58) 1,995, Equity CH E FUND CHINEXT PRICE INDEX E Fund Management SZ ,756, Equity CH GUANGFA SZSE SEM300 FUND ETF GF Fund Management SZ ,974, Equity CH HARVEST SHENZHEN F120 ETF Harvest Fund Management SZ , Equity CH PENGHUA SZSE PRIV OWN IDX ET Penghua Fund Management SZ ,848, Equity CH CHINA AMC HANG SENG ETF China Management HSI ,519, Equity CH CCB SHENZHEN F60 INDEX ETF CCB Principal Mgt. SZ (0.06) 62, Equity CH CHINA MERCHANTS SZSE TMT50 China Merchants Fund Mgt. SZ ,128, Equity CH CHINA UNIVERSAL SZSE 300 China Universal Mgt. SZ , Equity CH BOSERA SHENZHEN F200 Bank of Communications SZ , Equity CH HARVEST SME CHINEXT 400 ETF Harvest Fund Management SZ , Equity CH GUOTAI SZSE SME300 GROW ETF Guotai Management SZ , Equity CH BANK OF C SCHRODER SZSE 300 BoC Schroder Fund Mgt. SZ , Equity CH LION SZSE SME EQUAL WEIGHT Lion Fund Management SZSMEC N.A. 615, Equity CH HARVEST CSI G-E MED TREA BD Harvest Fund Management CSIH1017 N.A. N.A. N.A. Debt CH DACHENG CSI 100 ETF Dacheng Fund Management SZCSI100 N.A. 988,256 N.A. Equity CH INVESCO GREAT WALL CSI300 EQ INVESCO Great Wall Fund Mgt. SHSZ300 N.A. 3,382,282 N.A. Equity CH PENGHUA CSI 300 INDEX ETF Penghua Fund Management SHSZ300 N.A. N.A. N.A. Equity CH CHINA UNIVERSAL CSI CONSUM China Universal Mgt. CSIR0932 N.A. N.A. N.A. Equity CH CHINA UNIVERS CSI HEALTH CAR China Universal Mgt. CSIR0933 N.A. N.A. N.A. Equity CH CHINA CSI FINANCIALS ETF China Universal Mgt. CSIR0934 N.A. N.A. N.A. Equity CH CHINA UNIVERS CSI ENERGY ETF China Universal Mgt. CSIR0928 N.A. N.A. N.A. Equity 참고: Ticker, BM은 Bloomberg용, 10월 15일 현재 (US$ M) 18

19 ASE (Australia Stock Exchange) ETF Market 자산규모 상위 30종목 대상(sort by ) Ticker Name 운용사 BM 수익 STW AU SPDR S&P/ASX 200 FUND SSgA Australia ASA ,035 2, Equity VAS AU VANGUARD AUST SHARES IDX ETF Vanguard Australia AS , Equity GOLD AU ETFS PHYSICAL GOLD ETF Securities GOLDLNPM (16.68) 10, Commodity SLF AU SPDR S&P/ASX 200 LISTED PROP SSgA Australia AS51PROP , Equity SFY AU SPDR S&P/ASX 50 FUND SSgA Australia ASA , Equity VHY AU VANGUARD AUS HIGH YIELD Vanguard Australia GPVAN , Equity AAA AU BETASHARES AUS HIGH INTEREST BetaShares Capital N.A , Money Market RDV AU RUSSELL HIGH DVD AUS SHARES Russell Investment Mgt. RURAHDIA , Equity IOZ AU ISHARES MSCI AUSTRALIA 200 BlackRock Australia MSCI2HN , Equity IHD AU ISHARES S&P/ASX HIGH DIVIDND BlackRock Australia SPAXDIT , Equity ILC AU ISHARES S&P/ASX 20 INDEX FD BlackRock Australia ASA , Equity USD AU BETASHARES US DOLLAR ETF BetaShares Capital N.A , Allocation SYI AU SPDR MSCI AUS SELECT DVD SSgA Australia MSCTAYAG , Equity VAP AU VANGUARD AU PROP SEC IDX ETF Vanguard Australia AS52PROP , Equity YMAX AU BETASHARES AUS TOP 20 EQ YLD BetaShares Capital N.A , Equity ETPMAG AU ETFS PHYSICAL SILVER ETF Securities SLVRLN (27.46) 5, Commodity IAF AU ISHARES UBS COMPOSITE BOND BlackRock Australia ACMPALL , Debt RVL AU RUSSELL AUSTRALIAN VALUE ETF Russell Investment Mgt. RURAHVIA , Equity ETF AU UBS IQ RESEARCH PREF AUST SH UBS Global Mgt. UBSRPIN , Equity RCB AU RUSSELL AUS SEL CORP BOND Russell Investment Mgt. DBLNAUCO , Debt ISO AU ISHARES S&P/ASX SMALL ORD BlackRock Australia ASA38 (0.56) 49, Equity BEAR AU BETASHARES AUS EQ BEAR HF BetaShares Capital N.A. (12.40) 33, Allocation OZF AU SPDR S&P/ASX 200 FINANCIALS SSgA Australia ASA5FNXP , Equity QAU AU BETASHARES GOLD BULLION ETF BetaShares Capital N.A. (22.42) 18, Commodity WXOZ AU SPDR S&P WORLD EX AUSTRALIA SSgA Australia SDAXAT N.A. 12, Equity VLC AU VANGUARD MSCI AUS LARGE CO Vanguard Australia M8AUDLC , Equity VSO AU VANGUARD MSCI AUS SM CO ETF Vanguard Australia M8AUDSC , Equity VAF AU VANGUARD AUST FI INTERST ETF Vanguard Australia ACMPALL , Debt QFN AU BETASHARES S&P/ASX 200 FINAN BetaShares Capital AS51FNXP , Equity QRE AU BETASHARES S&P/ASX 200 RESOU BetaShares Capital AS45 (2.77) 4, Equity 참고: Ticker, BM은 Bloomberg용, 10월 15일 현재 (US$ M) 19

20 India (N.S. India) ETF Market 자산규모 상위 30종목 대상(sort by ) Ticker Name 운용사 BM 수익 GBEES IN GOLD EXCH TRAD - GOLD BEES Goldman Sachs Mgt. N.A. (3.14) 59, Commodity REGOLD IN R* SHARES GOLD ETF Reliance Capital Mgt. N.A. (4.15) 7, Commodity ICPGOLD IN ICICI PRUDENTIAL GOLD ETF ICICI Prudential Mgt. N.A. (5.82) Commodity SGETS IN SBI GOLD EXCHANGE TRADED SCH SBI Funds Management N.A. (3.18) 8, Commodity KOGOLD IN KOTAK GOLD ETF Kotak Mahindra Mgt. N.A. (3.65) 15, Commodity HDFGOLD IN HDFC GOLD ETF HDFC Mgt. N.A. (2.54) 4, Commodity UTIGOL IN UTI GOLD EXCHANGE TRADED FND UTI Mgt. N.A. (3.77) 6, Commodity LBEES IN GOLDMAN LIQUID ETF BEES Goldman Sachs Mgt. N.A , Debt AXGOLD IN AXIS GOLD ETF Axis Mgt. N.A. (4.27) Commodity NBEES IN GS NIFTY EXCH-GS NIFTY BEES Goldman Sachs Mgt. NIFTY , Equity IDBIGLD IN IDBI GOLD ETF IDBI Mutual Fund N.A. (3.48) Commodity BSLGOLD IN BIRLA SUN LIFE GOLD ETF Birla Sun Life Mgt. N.A. (5.57) Commodity CRGETF IN CANARA ROBECO GOLD ETF-RG Canara Robeco Mgt. N.A. (3.57) Commodity MOSTNDX IN MOTILAL OSWAL MOST-NASDA-100 Motilal Oswal Mgt. NDX , Equity REGGOLD IN RELIGARE INVESCO GOLD EXCHAN Religare India Mgt. N.A. (4.34) Commodity JBEES IN GS NIFTY EXCH-GS JUNIOR BEES Goldman Sachs Mgt. NIFTYJR (4.23) 40, Equity QTGOLD IN QUANTUM GOLD FUND Quantum Mgt. N.A. (0.37) 1, Commodity MOSTGLD IN MOTILAL OSWAL MOST GOLD Motilal Oswal Mgt. N.A. (2.91) 1, Commodity MOSTM50 IN MOTILAL OSWAL MOST SHARES Motilal Oswal Mgt. NIFTY (1.43) 13, Equity KONIFTY IN KOTAK NIFTY 50 Kotak Mahindra Mgt. NIFTY , Equity MOST100 IN MOTILAL MIDCAP 100 Motilal Oswal Mgt. CNXMCAP (12.15) 81, Equity BBEES IN GS BANKING EXCH-GS BANK BEES Goldman Sachs Mgt. CNXBANK (15.41) 3, Equity HSBEES IN HANG SENG BEES Goldman Sachs Mgt. HSI Equity RBETF IN R* SHARES BANKING ETF Reliance Capital Mgt. CNXBANK (10.95) Equity IIFLNFT IN INDIA INFOLINE NIFTY ETF India Infoline Mgt. NIFTY Equity KOPSUB IN KOTAK PSU BANK ETF Kotak Mahindra Mgt. CNXPSBK (35.62) 2, Equity RCNX100 IN R*SHARES CNX 100 FUND Reliance Capital Mgt. CNX100 N.A Equity PSUBBE IN GS PSU BANK-GS PSU BANK BEES Goldman Sachs Mgt. CNXPSBK (39.21) 1, Equity ICNIFTY IN ICICI PRUDENTIAL NIFTY ETF ICICI Prudential Mgt. NIFTY N.A. 4, Equity IBEES IN GOLDMAN INFRASTRUCTUR BEES Goldman Sachs Mgt. CNXINFR (14.02) Equity 참고: Ticker, BM은 Bloomberg용, 10월 15일 현재 (US$ M) 20

21 Singapore ETF Market 자산규모 상위 30종목 대상(sort by ) Ticker Name 운용사 BM 수익 LEM SP LYXOR ETF MSCI EMER MKTS-B Lyxor International NDUEEGF (4.85) 75 1, Equity MEU SP LYXOR ETF MSCI EUROPE-B Lyxor International M7EU , Equity CRB SP LYXOR ETF COMMODITIES THOMSO Lyxor International CRYTR (5.00) 5,110 1, Commodity ASI SP LYXOR UCITS ETF CHINA ENTER Lyxor International HSI21N (5.18) 5,915 1, Equity WLD SP LYXOR ETF MSCI WORLD-E Lyxor International NDDUWI , Equity JPN SP LYXOR ETF JAPAN TOPIX Lyxor International TPXDDVD , Equity DJI SP LYXOR ETF DOW JONES IND AV-B Lyxor International DJINR Equity AEJ SP LYXOR UCITS ETF ASIA EX JP Lyxor International NDUECAPF , Equity RUS SP LYXOR ETF RUSSIA Lyxor International DJRUSGD Equity INDIA SP ISHARES MSCI INDIA INDEX ETF BlackRock Singapore MXIN (5.23) 304, Equity XMRC SP DB X-TRACKERS MSCI RUS CP-2D DB Platinum Advisors MSRC25NU Equity CEC SP LYXOR ETF EASTERN EUROPE-B Lyxor International CECENTRE (8.77) Equity SBIF SP ABF SINGAPORE BOND INDX FUND Nikko Management ABTRSG (3.13) 18, Debt NDX SP LYXOR ETF NASDAQ 100-B Lyxor International XNDXNNR Equity STTF SP SPDR STRAITS TIMES INDEX ETF SSgA Singapore FSSTI , Equity CRN SP LYXOR ETF COMMODITIES THOMSO Lyxor International CRYNETR (12.09) 1, Commodity LTM SP LYXOR ETF MSCI EM LAT AMER-E Lyxor International NDUEEGFL (9.19) 2, Equity KRW SP LYXOR ETF MSCI KOREA-USD B Lyxor International MXKR (0.37) Equity HSI SP LYXOR UCITS ETF HANG SENG IN Lyxor International HSI , Equity XMIN SP DB X-TRACKERS MSCI INDONESIA DB Platinum Advisors NDEUINF (12.90) 19, Equity DBSSTI SP NIKKO AM SINGAPORE STI ETF Nikko Management FSSTI , Equity MAL SP LYXOR ETF MSCI MALAYSIA-B Lyxor International NDDUMAF , Equity AHYG SP ISHARES ASIA HIGH YIELD BD BlackRock Singapore BAHDTRUU , Debt APEX SP LYXOR ETF MSCI ASIAXJP-USD Lyxor International NDUECAXJ , Equity ASEAN SP CIMB FTSE ASEAN 40 CIMB-Principal Magt. ASEAN , Equity TWN SP LYXOR ETF MSCI TAIWAN Lyxor International NDEUSTW , Equity AJAC SP ISHARES JPM USD ASIA BOND BlackRock Singapore JPEIJACC (2.45) 29, Debt USSE50 SP UNITED SSE 50 CHINA ETF UOB Management SSE50 (9.04) 66, Equity INDO SP LYXOR ETF MSCI INDONESIA Lyxor International M0ID (12.92) Equity SET SP LYXOR ETF THAILAND Lyxor International SET50NTR Equity 참고: Ticker, BM은 Bloomberg용, 10월 15일 현재 (US$ M) 21