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1 ETF Bi-Weekly Analyst 전균 ASIA & PACIFIC ETFS RESEARCH ETF Bi-Weekly 11 월아시아태평양지역주식시장은일본과홍콩을제외하고대부분국가에서박스권등락을보임. 여전히미연준의 Tapering 시행일정에대한논란으로주식시장은방향성을상실한채조정과반등을거듭함. 반면일본주식시장은엔 / 달러의약세에힘입은수출주의강세로종가기준으로연중최고치에도달하였으며, 홍콩증시는중국의 3 중전회 ( 三中全會 ) 결과와미국증시강세등에연동되어하반기최고점에도달한상태임. 한편아시아태평양지역의채권시장은예외없이약세를기록하였음. 양적완화축소움직임에채권시장에서투자자들의이탈이지속되고있음. 외환시장역시일본엔화를중심으로대부분전월말대비약세를기록하였음. 아시아태평양지역 ETF 시장에서채권형과 Commodity ETF 에서자금이탈이발생하였음. Commodity ETF 는모든거래소에서소액이지만자산총액의감소가나타났음. 주식형 ETF 도한국을중심으로대부분의거래소에자산규모감소가소폭발생하였지만, 일본에서 20 억달러규모의자금유입이이루어지면서지역전체적으로주식형 ETF 자산규모는전월말대비증가하였음. 홍콩거래소상장채권 ETF 에서자금유출이발생하였으며, 아시아채권시장에유입된유동성의이탈이올해 4 분기에계속나타나고있는것으로판단됨. 연초대비수익률상위 ETF 는일본 ETF 가압도적인비중을차지함. 상반기일본주식시장의폭등과정에서소형주와은행 /REITs 가평균 50% 이상의수익률을기록하였기때문임. 반면연초대비수익률하위 ETF 에는인도의은행주 ETF, 한국과홍콩, 방콕거래소의금 / 은 ETF, 그리고한국과홍콩의운송 / 에너지 / 건설 ETF 가포함되어있음. 상품시장의약세와금융시스템불안정으로인해인도 ETF 의상당수를차지하는금융주와 Commodity ETF 가약세를면치못하였음. 또한글로벌경기회복의지연과중국경기둔화등으로후방산업관련 ETF 가올해지지부진한성과를기록하였음. 11 월에미국에서는중국본토투자가간접적으로가능한 ETF 가상장되었음. 기존에미국증시에상장되어있는중국관련 ETF 는 swap 을활용한합성 ETF 이거나홍콩증시에상장된 H 주등을대상으로하였음. 금번에상장된 Harvest CSI300 China-A ETF(ASHR) 은직접중국본토주식시장의 A 주로구성된 ETF 이며, 적격외국기관투자자 (RQFII) 자격을얻은해외운용기관이미국에서최초로상장하는상품임. 중국주식시장에의투자경로로 ETF 가활용되기시작하였다는점에서, 2014 년에는중국 ETF 상품이아시아태평양지역이외에도미국과유럽으로도확산될가능성이높음. 연말까지중국의내부개혁정책의후속조치가중국 / 홍콩주식시장에반등모멘텀으로작용할것으로예상됨. 중국 / 홍콩의중국본토관련 ETF 에대한비중을늘릴필요가있음. 이와함께미연준의 Tapering 에대한논란은연말연초경제지표의결과에따라단기변동성상승요인으로작용할수있어, Money market ETF 를중심으로유동성비중을늘리는것을고려해야할것임. 즉중국 / 홍콩 ETF 비중확대와단기자금 ETF 확대라는 바벨전략 이 11 월대응방안으로유효할것임. 본조사자료는당사의저작물로서모든저작권은당사에게있습니다. 본조사자료는당사의동의없이어떠한경우에도어떠한형태로든복제, 배포, 전송, 변경, 대여할수없습니다. 본조사자료에수록된내용은당사리서치센터가신뢰할만한자료및정보로부터얻어진것이나, 당사는그정확성이나완전성을보장할수없습니다. 따라서어떠한경우에도본자료는고객의주식투자의결과에대한법적책임소재에대한증빙자료로사용될수없습니다. 본자료에는외부의부당한압력이나간섭없이애널리스트의의견이정확하게반영되었습니다. Samsung Securities (Korea)

2 아시아태평양지역 ETF 규모현황 ETF 신규상장종목추이 (No of products) H05 2H05 1H06 2H06 1H07 2H07 1H08 2H08 1H09 2H09 1H10 2H10 1H11 2H11 1H12 2H12 1H13 2H13 참고 : 11 월 15 일현재, 현존 ETF 대상 ( 상장폐지 ETF 는반영되지않음 ) 거래소별 ETF 상장현황 Exchange ASX Bangkok Hong Kong Indonesia Korea Kuala Lumpur Mumbai 1 1 Nagoya 1 Natl SE of India New Zealand Osaka Shanghai Shenzhen Singapore Taiwan Tokyo 총합계 참고 : 11 월 15 일현재, 현존 ETF 대상 ( 상장폐지종목은반영되지않음 ), 31 일상장된 ETF 는미포함 Osaka 거래소의신규상장은 7 월이후 Tokyo 거래소로집계됨 ETF 대상자산별상장현황 (2013년현재 ) Class Focus 자산규모 (mil USD) 종목수 Equity 161, Debt 5, Commodity 4, Allocation 1, Money Market 1,736 3 Total 175, 참고 : 11월 15일현재, 자산배분형으로상품형과채권형등이일부포함되어있음 2

3 거래소별자산별 ETF 자산규모현황 (mil USD) Allocation Commodity Debt Equity Money Market Total ASE , ,109 Bangkok BSE India 2 2 Malaysia Hong Kong 136 3,169 30,279 33,584 Indonesia Korea ,485 13,221 1,045 15,923 Nagoya N.S. India 1, ,091 New Zealand Shanghai , ,836 Shenzhen - 9,545 9,545 Singapore 1, ,867 13,839 Taiwan 4,531 4,531 Tokyo 1, ,063 77,174 총합계 1,815 4,571 5, ,372 1, ,299 참고 : 11월 15일현재 거래소별상장 ETF 자산규모현황 Primary Exchange 합계 (mil USD) 평균 (mil USD) 직전월말 (mil USD) Tokyo 77, ,748 Hong Kong 33, ,733 Korea 15, ,337 Singapore 13, ,104 Shanghai 11, ,832 Shenzhen 9, ,542 Australia 6, ,150 Taiwan 4, ,700 Natl SE of India 2, ,432 New Zealand Bangkok Bursa Malaysia Indonesia Nagoya BSE India Total 175, ,479 참고 : 11월 15일현재 거래소별상장 ETF 현황 (3개월평균기준 ) Primary Exchange 전체합계 ( 주수 ) 종목당평균 ( 주수 ) Shenzhen 853,726,749 35,571,948 Shanghai 1,307,471,144 28,423,286 Taiwan 37,866,738 1,992,986 Hong Kong 148,823,563 1,750,865 Korea 61,300, ,210 Bangkok 2,808, ,223 Tokyo 13,927, ,509 Bursa Malaysia 151,134 50,378 New Zealand 151,264 30,253 Singapore 934,862 28,329 Natl SE of India 618,173 18,182 Australia 967,811 17,597 Indonesia 60,157 15,039 Nagoya BSE India 1, 참고 : 11월 15일현재 3

4 개별 ETF 자산규모 자산규모상위 30 종목 (sort by ) ETF Benchmark Exchange Total Value (mil USD) 직전월말 (mil USD) NOMURA ETF - NIKKEI 225 NKY Tokyo 17, , NOMURA ETF - TOPIX TPX Tokyo 14, , NIKKO ETF - NKY 225 NKY Tokyo 9, , DAIWA ETF - TOPIX TPX Tokyo 8, , DAIWA ETF - NIKKEI 225 NKY Tokyo 7, , NIKKO ETF - TOPIX TPX Tokyo 7, , TRACKER FUND OF HONG KONG HSI Hong Kong 7, , ISHARES FTSE A50 CHINA INDEX TX9HKTRH Hong Kong 6, , HANG SENG INDEX ETF HSI1N Hong Kong 4, , HARVEST CSI 300 INDEX ETF SHSZ300 Shenzhen 4, , SAMSUNG KODEX 200 KOSPI2 Korea 4, , MAXIS NIKKEI 225 ETF NKY Tokyo 3, , CHINA 50 ETF SSE50 Shanghai 3, , ABF PAN ASIA BOND INDEX FUND ABTRPAUH Hong Kong 3, , CHINA AMC CSI 300 INDEX ETF SHSZ300 Shanghai 3, , CSOP FTSE CHINA A50 ETF-CNY XIN9I Hong Kong 3, , HANG SENG H-SHARE INDEX ETF HSI21N Hong Kong 2, , YUANTA/P-SHRS TW TOP 50 ETF TW50 Taiwan 2, , E FUND SZSE100 INDEX FUND SI100 Shenzhen 2, , SPDR S&P/ASX 200 FUND ASA51 ASE 2, , SHANGHAI SSE180 ETF SSE180 Shanghai 1, , MIRAE TIGER 200 ETF KOSPI2 Korea 1, , LYXOR ETF MSCI EMER MKTS-B NDUEEGF Singapore 1, , LYXOR ETF MSCI EUROPE-B M7EU Singapore 1, , MAXIS TOPIX ETF TPX Tokyo 1, , SAMSUNG KODEX LEVERAGE ETF KOSPI2LG Korea 1, , NEXT FUNDS NKY225 LVRGED ETF NKYLEV Tokyo 1, , CHINAAMC CSI 300 IDX ETF-CNY SHSZ300 Hong Kong 1, , LYXOR ETF COMMODITIES THOMSO CRYTR Singapore 1, , LYXOR ETF MSCI WORLD-E NDDUWI Singapore 1, , 참고 : 11월 15일현재, 기존 Osaka 상품을 Tokyo로통합함 거래소별 ETF 자산규모 ( 상위 30 위대상 ) 거래소별 ETF 자산규모증감 ( 상위 30 위대상 ) (USDm) Korea 5% Tokyo 54% 3,000 2,500 2,000 1,500 1, (500) (1,000) (1,500) (1,103) (68) (67) (7) ,408 Hong Kong 22% Korea Taiwan ASE Singapore Shenzhen Shanghai Hong Kong Tokyo 참고 : 11 월 15 일현재 참고 : 직전월말대비 11 월 15 일증감 4

5 거래소별상위 ETF 현황 ( 최근 3 개월평균기준 ) Ticker Name Volume ( 주 ) Ticker Name Volume ( 주 ) Korea Stock Exchange KS SAMSUNG KODEX LEVERAGE ETF 25,178, JP NEXT FUNDS NKY225 LVRGED ETF 4,111, KS SAMSUNG KODEX INVERSE ETF 22,539, JP NOMURA ETF - TOPIX 3,860, KS SAMSUNG KODEX 200 7,849, JP NOMURA ETF BANKS INDEX 1,021, KS MIRAE TIGER 200 ETF 1,511, JP NIKKO ETF - TOPIX 614, KS MIRAE TIGER 200 2X ETF 776, JP NOMURA ETF - NIKKEI , KS SAMSUNG KODEX SAMSUNG GR ETF 477, JP NIKKO ETF - NKY , KS KITM KINDEX200 ETF 279, JP DAIWA ETF - TOPIX 466, KS WOORI KOSEF ENHNCD CASH ETF 272, JP NEXT FUNDS NKY225 INVERS ETF 466, KS MIRAE TIGER 200-1X ETF 268, JP SIMPLEX NKY225 BULL 2X ETF 377, KS WOORI KOSEF 200 ETF 245, JP SIMPLEX TOPIX BULL 2X ETF 339,701 Hong Kong Tokyo Taiwan Stock Exchange 2823 HK ISHARES FTSE A50 CHINA INDEX 114,307, TT YUANTA/P-SHRS TW TOP 50 ETF 11,342, HK TRACKER FUND OF HONG KONG 22,480, TT YUANTA-WISE CSI 300 ETF 10,254, HK CSOP FTSE CHINA A50 ETF-CNY 4,229, TT YUANTA/P-SHRS SSE50 ETF 5,946, HK DB X-TRACKERS CSI300 UCITS E 2,658, TT FUBON SSE 180 INDEX ETF 5,005, HK HANG SENG H-SHARE INDEX ETF 1,932, TT YUANTA/P-SHRS TW DVD PLUS ET 2,006, HK CHINAAMC CSI 300 IDX ETF-CNY 550, TT FUH HWA CSI 300 A SHARES ETF 1,254, HK WISE - CSI 300 CHINA TRACKER 528, TT YUANTA/P-SHRS MSCI TW FIN ET 980, HK ISHARES S&P BSE SENSEX INDIA 491, TT SINOPAC TAIWAN TAIEX ETF 697, HK ISHARES MSCI CHINA INDEX ETF 166, TT FUBON MSCI TAIWAN ETF 169, HK DB CSI300 FINANCIALS INDEX 163, TT YUANTA/P-SHRS TW MID-CAP ,927 Shanghai Shenzhen CH CHINA 50 ETF 444,568, CH E FUND SZSE100 INDEX FUND 572,188, CH HUATAI-PB CSI 300 ETF 315,151, CH E FUND CHINEXT PRICE INDEX 148,907, CH SHANGHAI SSE180 ETF 294,966, CH HARVEST CSI 300 INDEX ETF 53,664, CH CHINAAMC SSE HEALTH CARE ETF 41,981, CH CHINA SME ETF 41,539, CH CHINAAMC SSE FINANCIALS ETF 29,317, CH SZSE COMPONENT INDEX FUND ET 18,737, CH CHINA AMC CSI 300 INDEX ETF 28,291, CH CHINA SOUTH KAIYUAN CSI300 4,941, CH CHINA SECURITY SOUTHERN ETF 22,437, CH INVESCO GREAT WALL CSI300 EQ 2,297, CH E FUND CSI 300 ETF 20,834, CH PENGHUA SZSE PRIV OWN IDX ET 2,170, CH CHINAAMC SSE ENERGY ETF 13,380, CH ICBC SHENZHEN DVD PRICE ETF 2,161, CH GUOTAI SHANGHAI 180 FIN ETF 12,240, CH CHINA AMC HANG SENG ETF 1,337,399 ASE Singapore STW AU SPDR S&P/ASX 200 FUND 164,198 INDIA SP ISHARES MSCI INDIA INDEX ETF 350,886 USD AU BETASHARES US DOLLAR ETF 138,882 STTF SP SPDR STRAITS TIMES INDEX ETF 249,409 SLF AU SPDR S&P/ASX 200 LISTED PROP 79,807 DBSSTI SP NIKKO AM SINGAPORE STI ETF 80,998 AAA AU BETASHARES AUS HIGH INTEREST 73,956 USSE50 SP UNITED SSE 50 CHINA ETF 76,268 ISO AU ISHARES S&P/ASX SMALL ORD 54,191 AEJ SP LYXOR UCITS ETF ASIA EX JP 50,869 IHD AU ISHARES S&P/ASX HIGH DIVIDND 44,847 APEX SP LYXOR ETF MSCI ASIAXJP-USD 27,061 VAS AU VANGUARD AUST SHARES IDX ETF 40,448 XMIN SP DB X-TRACKERS MSCI INDONESIA 19,862 IOZ AU ISHARES MSCI AUSTRALIA ,754 ASEAN SP CIMB FTSE ASEAN 40 14,670 YMAX AU BETASHARES AUS TOP 20 EQ YLD 33,947 SBIF SP ABF SINGAPORE BOND INDX FUND 12,621 BEAR AU BETASHARES AUS EQ BEAR HF 31,357 TWN SP LYXOR ETF MSCI TAIWAN 7,502 N.S.India Bangkok LBEES IN GOLDMAN LIQUID ETF BEES 270,138 GLD TB KTAM GOLD ETF TRACKER 899,424 MOST100 IN MOTILAL MIDCAP ,693 TDEX TB THAIDEX SET50 ETF 755,070 GBEES IN GOLD EXCH TRAD - GOLD BEES 70,936 TGOLDETF TB THANACHART GOLD ETF 342,638 NBEES IN GS NIFTY EXCH-GS NIFTY BEES 59,168 ENY TB KTAM SET ENERGY ETF TRACKER 194,688 JBEES IN GS NIFTY EXCH-GS JUNIOR BEES 41,946 EBANK TB KTAM SET BANKING ETF TRACKER 145,891 MOSTM50 IN MOTILAL OSWAL MOST SHARES 17,894 EFOOD TB KTAM SET FOOD AND BEV ETF TR 100,247 KOGOLD IN KOTAK GOLD ETF 17,424 CHINA TB WISE KTAM CSI 300 CHINA 98,665 SGETS IN SBI GOLD EXCHANGE TRADED SCH 8,846 ECOMM TB KTAM SET COMM ETF TRACKER 86,398 REGOLD IN R* SHARES GOLD ETF 7,399 TH100 TB THAIDEX SET100 ETF 38,015 MOSTNDX IN MOTILAL OSWAL MOST-NASDA-100 6,990 BCHAY TB BUALUANG CHAY GOLD ETF 32,286 참고 : 굵게표시한수치는 1억주이상을표시한것임, 기존 Osaka 상품을 Tokyo로통합함 5

6 신규상장 ETF Asia-Pacific 신규상장 ETF (11 월 ) Ticker Name Domicile Class Parent Comp. Name Expense Ratio (%) WEMG AU SPDR S&P EMERGING MARKETS FD Australia N.A. SSgA Australia 0.65 WDIV AU SPDR S&P GLOBAL DIVIDEND FUN Australia N.A. SSgA Australia 0.50 DJRE AU SPDR DJ GLOBAL REAL ESTATE F Australia N.A. SSgA Australia 0.50 참고 : Ticker 는 Bloomberg 용 USA 신규상장 ETF (11 월 ) Ticker Name Class Parent Comp. Name Expense Ratio (%) ENFR US ALERIAN ENERGY INFRASTRUCTUR Equity Alerian Capital Management 0.65 DVHL US ETRACS MON PAY 2XLEV HI INC Allocation UBS AG London 0.85 PGAL US GLOBAL X FTSE PORTUGAL 20 ET Equity Global X Management 0.61 IGHG US PROSHARES IG HEDGED N.A. ProShares ETFs 0.30 FTSD US FRANKLIN SHORT DURATION US G Debt Franklin Advisors ETFs 0.30 GQRE US FLEXSHARES GLOBAL QUALITY RE N.A. FlexShares ETFs 0.45 ASHR US DB HARVEST CSI 300 CHINA A Equity DB ETFs 1.08 DXKW US WISDOM TREE KOREA HEDGED EQU Equity WisdomTree ETFs 0.58 EMFM US GLOBAL X NEXT EMERGING & FRO Equity Global X Management 0.58 참고 : Ticker는 Bloomberg용 6

7 수익률상 / 하위 ETF 수익률상위 30 ETF 현황 Code ETF Exchange YTD (%) 자산 1551 JP SIMPLEX JASDAQ TOP 20 ETF Tokyo Equity 1570 JP NEXT FUNDS NKY225 LVRGED ETF Tokyo Allocation 1568 JP SIMPLEX TOPIX BULL 2X ETF Tokyo Equity 1314 JP NIKKO ETF S&P JP EMER EQ 100 Tokyo Equity 1563 JP SIMPLEX TSE MOTHERS CORE ETF Tokyo Equity CH E FUND CHINEXT PRICE INDEX Shenzhen Equity 1643 JP DAIWA ETF-IT SERV TOPIX 17 Tokyo Equity 1626 JP NEXT FUNDS TOPIX-17 IT&SERV Tokyo Equity 1650 JP DAIWA ETF-REAL EST TOPIX 17 Tokyo Equity 1633 JP NEXT FUNDS TOPIX-17 REAL EST Tokyo Equity 1649 JP DAIWA ETF-FINANCIALS TOPIX17 Tokyo Equity 1632 JP NEXT FUNDS TOPIX-17 FINANCL Tokyo Equity 1639 JP DAIWA ETF-AUTOMOB TOPIX17 Tokyo Equity 1545 JP NEXT FUNDS NASDAQ 100 ETF Tokyo Equity 1622 JP NEXT FUNDS TOPIX-17 AUTO&TRS Tokyo Equity CH CHINA MERCHANTS SZSE TMT50 Shenzhen Equity MOSTNDX IN MOTILAL OSWAL MOST-NASDA-100 N.S. India Equity 1648 JP DAIWA ETF-BANKS TOPIX17 Tokyo Equity 1553 JP MAXIS S&P TOKAI ETF Nagoya Equity 1641 JP DAIWA ETF-MACHINE TOPIX17 Tokyo Equity 1623 JP NEXT FUNDS TOPIX-17 STL&ML Tokyo Equity 1319 JP NOMURA LISTED STOCK NIKK 300 Tokyo Equity 1615 JP NOMURA ETF BANKS INDEX Tokyo Equity 1330 JP NIKKO ETF - NKY 225 Tokyo Equity 1329 JP ISHARES NIKKEI 225 ETF Tokyo Equity 1344 JP MAXIS TOPIX CORE30 ETF Tokyo Equity 1640 JP DAIWA ETF-STEEL TOPIX17 Tokyo Equity 1310 JP DAIWA ETF - TOPIX CORE 30 Tokyo Equity 1320 JP DAIWA ETF - NIKKEI 225 Tokyo Equity 1321 JP NOMURA ETF - NIKKEI 225 Tokyo Equity 참고 : 11월 15일현재, 기존 Osaka 상품을 Tokyo로통합함 YTD 수익률상위 30 개 ETF 거래소별분포 YTD 수익률상위 30 개 ETF 자산별분포 ( 개수 ) ( 개수 ) Allocation Tokyo Shenzhen Nagoya N.S. India Equity 29 7

8 수익률하위 30 ETF 현황 Code ETF Exchange YTD (%) 자산 1552 JP KOKUSAI S&P500 VIX SHORT ETF Tokyo (58.32) Equity 2030 JP IPATH S&P 500 VIX S/T FU JDR Tokyo (58.23) Equity 1571 JP NEXT FUNDS NKY225 INVERS ETF Tokyo (37.40) Allocation 1569 JP SIMPLEX TOPIX BEAR -1X ETF Tokyo (36.27) Allocation PSUBBE IN GS PSU BANK-GS PSU BANK BEES N.S. India (32.71) Equity KS SAMSUNG KODEX TRANSPORT ETF Korea (32.31) Equity KS KODEX SILVER FUTURES ETF Korea (31.94) Commodity 3117 HK ETFS PHYSICAL SILVER ETF Hong Kong (31.78) Commodity KOPSUB IN KOTAK PSU BANK ETF N.S. India (31.51) Equity CH GTJA ALLIANZ SSE CMDY EQ ETF Shanghai (30.27) Equity CH BOSERA SSE NAT RESOURCE ETF Shanghai (29.26) Equity 3039 HK ISHARES CSI A-SH MATERIALS Hong Kong (29.12) Equity 3050 HK ISHARES CSI A-SH ENERGY INDE Hong Kong (28.23) Equity 1561 JP KOKUSAI S&P500 VIX MID ETF Tokyo (27.72) Equity ETPMAG AU ETFS PHYSICAL SILVER ASE (27.42) Commodity 3062 HK DB X-TRACKERS CSI300 MAT Hong Kong (27.21) Equity 3017 HK DB CSI300 ENERGY UCITS ETF Hong Kong (26.56) Equity KS MIRAE TIGER CONST&MACH ETF Korea (24.48) Equity KS SAMSUNG KODEX CONST ETF Korea (24.41) Equity 2029 JP IPATH S&P 500 VIX M/T FU JDR Tokyo (24.17) Equity KS MIRAE TIGER-GOLD SILVER ETF Korea (23.88) Commodity HK HANG SENG RMB GOLD ETF Hong Kong (23.23) Commodity 2830 HK ETFS PHYSICAL GOLD ETF Hong Kong (22.94) Commodity KS SAMSUNG KODEX GOLD FUTURES Korea (22.40) Allocation DGA AU DIGGA AUSTRALIAN MINING FUND ASE (21.76) Equity TGOLDETF TB THANACHART GOLD ETF Bangkok (21.65) Commodity GLD TB KTAM GOLD ETF TRACKER Bangkok (21.55) Commodity QAU AU BETASHARES GOLD BULLION ETF ASE (21.54) Commodity KG965 TB K GOLD ETF Bangkok (20.85) Commodity 3081 HK VALUE GOLD ETF HKD Hong Kong (20.63) Commodity 참고 : 11월 15일현재, 기존 Osaka 상품을 Tokyo로통합함 수익률하위 30 개 ETF 거래소별분포수익률하위 30 개 ETF 자산별분포 ( 개수 ) ( 개수 ) Equity 16 Allocation Hong Kong Tokyo Korea Bangkok ASE N.S. India Shanghai Commodity 11 8

9 거래소별수익률상위 ETF (sort by YTD) Ticker Name YTD (%) Ticker Name YTD (%) Korea Stock Exchange KS MIRAE TIGER SOFTWARE ETF JP SIMPLEX JASDAQ TOP 20 ETF KS MIRAE TIGER-S&P500 FUTRS ETF JP NEXT FUNDS NKY225 LVRGED ETF KS MIRAE TIGER NASDAQ100 ETF JP SIMPLEX TOPIX BULL 2X ETF KS SAMSUNG KODEX JAPAN ETF JP NIKKO ETF S&P JP EMER EQ KS KB KSTAR KOSDAQ ELITE JP SIMPLEX TSE MOTHERS CORE ETF KS MIRAE TIGER MEDIA TELECM ETF JP DAIWA ETF-IT SERV TOPIX KS HANWHA ARIRANG DEFENSIVE ETF JP NEXT FUNDS TOPIX-17 IT&SERV KS SAMSUNG KODEX AUTOS ETF JP DAIWA ETF-REAL EST TOPIX KS SAMSUNG KODEX SHIPBUILD ETF JP NEXT FUNDS TOPIX-17 REAL EST KS HANWHA ARIRANG AUTO ETF JP DAIWA ETF-FINANCIALS TOPIX Hong Kong Tokyo Taiwan Stock Exchange 3056 HK HORIZONS S&P GLOBAL CONSUMER TT YUANTA/P-SHRS MSCI TW FIN ET HK DB CSI300 HEALTH CARE UCITS TT FUBON TAIWAN FINANCE ETF HK DB CSI300 CONSUMER DISCRET TT YUANTA/P-SHRS TW GRETAI HK VALUE JAPAN ETF TT YUANTA/P-SHRS TWSE TW NON TE HK ISHARES CSI A-SH CONS DISCRE TT YUANTA/P-SHRS TW MID-CAP HK HORIZONS ASIA EX JANZ IT ETF TT YUANTA/P-SHRS S&P CCP 50 ETF HK ISHARES MSCI ASIA APEX S/C TT SINOPAC TAIWAN TAIEX ETF HK VALUE KOREA ETF TT FUBON MSCI TAIWAN ETF HK W.I.S.E. CSI CONSUMPTION TRK TT YUANTA/P-SHRS TW TOP 50 ETF HK HSBC MSCI HONG KONG ETF TT YUANTA/P-SHRS MSCI TW ETF 5.78 Shanghai Shenzhen CH DACHENG CSI 500 STOCK ETF CH E FUND CHINEXT PRICE INDEX CH LION SSE EMERGING INDUST ETF CH CHINA MERCHANTS SZSE TMT CH PENGHUA SSE PRIVATE-OWNED EN CH HARVEST SME CHINEXT 400 ETF CH CHINA MERCH SSE CONSUMER ETF CH PENGHUA SZSE PRIV OWN IDX ET CH CHINA SOUTHERN SSE 380 ETF CH GUANGFA SZSE SEM300 FUND ETF CH SSE NON-CYCLICAL 100 ETF CH CHINA SME ETF CH HUATAI-PIN SSE MED-SMALL ETF CH GUOTAI SZSE SME300 GROW ETF CH E FUND SSE MID-CAP ETF CH CHINA UNIVERSAL SZSE CH INVESCO GREAT WAL SSE 180 EW (2.20) CH DACHENG SZSE GROWTH 40 INDEX CH HUATAI-PB CSI 300 ETF (4.99) CH CHINA AMC HANG SENG ETF 1.27 ASE Singapore OZF AU SPDR S&P/ASX 200 FINANCIALS MEU SP LYXOR ETF MSCI EUROPE-B QFN AU BETASHARES S&P/ASX 200 FINAN JPN SP LYXOR ETF JAPAN TOPIX VHY AU VANGUARD AUS HIGH YIELD NDX SP LYXOR ETF NASDAQ 100-B SYI AU SPDR MSCI AUS SELECT DVD SET SP LYXOR ETF THAILAND RDV AU RUSSELL HIGH DVD AUS SHARES WLD SP LYXOR ETF MSCI WORLD-E ILC AU ISHARES S&P/ASX 20 INDEX FD DJI SP LYXOR ETF DOW JONES IND AV-B IHD AU ISHARES S&P/ASX HIGH DIVIDND MAL SP LYXOR ETF MSCI MALAYSIA-B SFY AU SPDR S&P/ASX 50 FUND TWN SP LYXOR ETF MSCI TAIWAN 8.21 VLC AU VANGUARD MSCI AUS LARGE CO STTF SP SPDR STRAITS TIMES INDEX ETF 3.57 RVL AU RUSSELL AUSTRALIAN VALUE ETF DBSSTI SP NIKKO AM SINGAPORE STI ETF 3.40 참고 : 연초이후수익률상위 ETF, 2013년신규상장 ETF는일부제외됨, 기존 Osaka 상품을 Tokyo로통합함 9

10 Commodity ETF 현황 Commodity ETF (1) Code Name Benchmark Exchange 수익률 (YTD,%) (mil USD) CRB SP LYXOR ETF COMMODITIES THOMSO CRYTR Singapore (8.21) 5,401 1, GBEES IN GOLD EXCH TRAD - GOLD BEES N.A. N.S. India (0.14) 70, REGOLD IN R* SHARES GOLD ETF N.A. N.S. India (1.33) 7, GOLD AU ETFS PHYSICAL GOLD GOLDLNPM ASE (13.89) 8, CRN SP LYXOR ETF COMMODITIES THOMSO CRYNETR Singapore (12.82) 1, JP JAPAN PHYSICAL GOLD ETF/MUFG MUTFGOLD Tokyo (9.88) 62, SGETS IN SBI GOLD EXCHANGE TRADED SCH N.A. N.S. India (1.02) 8, KOGOLD IN KOTAK GOLD ETF N.A. N.S. India (1.50) 17, HDFGOLD IN HDFC GOLD ETF N.A. N.S. India (1.39) 4, UTIGOL IN UTI GOLD EXCHANGE TRADED FND N.A. N.S. India (3.61) 5, HK VALUE GOLD ETF HKD GOLDLNAM Hong Kong (20.63) 39, JP GOLD-PRICE-LINKED ETF GOLDLNPM Tokyo (12.39) 8, AXGOLD IN AXIS GOLD ETF N.A. N.S. India (1.00) ETPMAG AU ETFS PHYSICAL SILVER SLVRLN ASE (27.42) 5, JP JAPAN PHYSICAL SILV ETF/MUFG MUTFSILV Tokyo (20.12) 5, KS SAMSUNG KODEX GOLD FUTURES SPGSGCTR Korea (22.40) 38, ICPGOLD IN ICICI PRUDENTIAL GOLD ETF N.A. N.S. India (1.96) 1, IDBIGLD IN IDBI GOLD ETF N.A. N.S. India QAU AU BETASHARES GOLD BULLION ETF N.A. ASE (21.54) 16, JP JAPAN PHYSICAL PLAT ETF/MUFG MUTFPLAT Tokyo , BSLGOLD IN BIRLA SUN LIFE GOLD ETF N.A. N.S. India (1.64) JP SIMPLEX WTI CRUDE OIL ID ETF CTWCTR Tokyo , CRGETF IN CANARA ROBECO GOLD ETF-RG N.A. N.S. India (1.31) KS MIRAE TIGER AGRI FUTURES ETF SGECASP Korea (14.47) 4, GLD TB KTAM GOLD ETF TRACKER GOLDLNAM Bangkok (21.55) 899, KS KODEX SILVER FUTURES ETF SPGSSITR Korea (31.94) 48, KG965 TB K GOLD ETF GOLDLNAM Bangkok (20.85) 31, HK HANG SENG RMB GOLD ETF GOLDLNAM Hong Kong (23.23) 2, JP NOMURA NEXT GOLD DBL BUL ETN NTCCS4LV Tokyo N.A. 1, BCHAY TB BUALUANG CHAY GOLD ETF THGOBRBY Bangkok (20.57) 32, REGGOLD IN RELIGARE INVESCO GOLD EXCHAN N.A. N.S. India (0.74) KS SAMS KODEX EQ&GOLD BAL ETF SPKRBEG Korea (12.08) TGOLDETF TB THANACHART GOLD ETF GOLDLNAM Bangkok (21.65) 342, QTGOLD IN QUANTUM GOLD FUND N.A. N.S. India (0.50) 1, KS MIRAE TIGER PHYSICAL COPPER SPGSCO Korea (14.41) MOSTGLD IN MOTILAL OSWAL MOST GOLD N.A. N.S. India (1.03) 1, JP NOMURA NEXT TCM LEVE OIL ETN NTCS11LV Tokyo N.A JP NEXT FUNDS NOMURA CRUDE OIL NMLSCOIL Tokyo , HK ETFS PHYSICAL SILVER ETF SLVRLN Hong Kong (31.78) 2, KS SAMSUNG KODEX COPPER ETF SPGCHGTR Korea (13.41) 1, JP NOMURA NEXT INVERSE GOLD ETN NTCCS4IV Tokyo N.A JP JAPAN PHYSICAL PALL ETF/MUFG MUTFPALL Tokyo JP IPATH S&P GSCI GRAINS TR JDR SPGCGRTR Tokyo (1.02) JP IPATH S&P GSCI PREC META JDR SPGCPMTR Tokyo (10.51) JP IPATH S&P GSCI AGRI TR JDR SPGCAGTR Tokyo 참고 : Ticker는 Bloomberg용, 11월 15일종가기준, 기존 Osaka 상품을 Tokyo로통합함 10

11 Commodity ETF (2) Code Name Benchmark Exchange 수익률 (mil USD) 2024 JP IPATH S&P GSCI ENERGY TR JDR SPGCENTR Tokyo JP NOMURA NEXT TOCM INV OIL ETN NTCS11IV Tokyo N.A JP IPATH S&P GSCI TR INDEX JDR SPGCCITR Tokyo ETPMPM AU ETFS PHYSICAL PM BASKET N.A. ASE (11.32) JP NEXT FUNDS PLATINUM NOMU ETF TMECSUB6 Tokyo , JP IPATH S&P GSCI LIVESTOCK JDR SPGCLVTR Tokyo KS SAMSUNG KODEX SOYBEANS ETF SPGCSOTR Korea , KS MIRAE TIGER WTI FUT ETF SPGSCLP Korea , KS MIRAE TIGER-GOLD SILVER ETF SPGSPMTR Korea (23.88) 1, JP IPATH S&P GSCI SOFTS T R JDR SPGCSFTR Tokyo QCB AU BETASHARES COMMODITY SPGCLEP ASE (9.21) JP IPATH GSCI INDUSTRI META JDR SPGCINTR Tokyo (3.27) ETPMPT AU ETFS PHYSICAL PLATINUM PLTMLNPM ASE GOLD99 TB THAIDEX GOLD ETF GOLDLNAM Bangkok (20.13) 4, KS MIRAE TIGER-METALS ETF SPGCISTR Korea (16.06) HK ETFS PHYSICAL PLATINUM ETF PLTMLNPM Hong Kong (5.41) HK ETFS PHYSICAL GOLD ETF GOLDLNPM Hong Kong (22.94) OOO AU BETASHARES CRUDE OIL SPGCCLP ASE ETPMPD AU ETFS PHYSICAL PALLADIUM PLDMLNPM ASE QAG AU BETASHARES AGRICULTURE SGECASP ASE (16.40) JP MIZUHO GOLD ETF TMECSUB4 Tokyo (10.20) ETPCOP AU ETFS COPPER DJUBHGTR ASE (0.23) ETPNRG AU ETFS ENERGY DJUBENTR ASE ETPGRN AU ETFS GRAINS DJUBGRTR ASE (13.66) ETPWHT AU ETFS WHEAT DJUBWHTR ASE (16.17) ETPCMD AU ETFS ALL COMMODITIES DJUBSTR ASE (0.07) CH HUAAN YIFU GOLD ETF N.A. Shanghai N.A. 6,540,795 N.A CH GUOTAI GOLD ETF SHGF9999 Shanghai N.A. 998,488 N.A. 참고 : Ticker는 Bloomberg용, 11월 15일종가기준, 기존 Osaka 상품을 Tokyo로통합함 11

12 Bond ETF 현황 Bond ETF Code Name Benchmark Exchange 수익률 (mil USD) 2821 HK ABF PAN ASIA BOND INDEX FUND ABTRPAUH Hong Kong (4.46) 7,734 3, KS SAMSUNG KODEX KRW CASH ETF N.A. Korea ,270 1, CH FORTUNE SGAM MONEY MKT FUND SHSZ300 Shanghai ,262, SBIF SP ABF SINGAPORE BOND INDX FUND ABTRSG Singapore (3.99) 12, KS MIRAE TIGER MONEY MARKET ETF KISMTP Korea , AAA AU BETASHARES AUS HIGH INTEREST N.A. ASE , KS KB KSTAR KTB ETF KTBDP Korea , CH GUOTAI SSE 5-YR CHINA TREAS N.A. Shanghai N.A. 6,423, KS KYOBOAXA POWER KTB ETF BOND N.A. Korea N.A KS WOORI KOSEF KTB ETF KTBDP Korea , KS WOORI KOSEF ENHNCD CASH ETF MKMMITR Korea , KS WOORI KOSEF MSB ETF KISKMSB Korea LBEES IN GOLDMAN LIQUID ETF BEES N.A. N.S. India , AHYG SP ISHARES ASIA HIGH YIELD BD BAHDTRUU Singapore , KS SAMSUNG KODEX TBOND ETF MKFTR Korea , KS MIRAE ASSET TIGER KTB3 ETF KTBDP Korea , KS KB-KSTAR CREDIT BOND ETF KBICTR Korea JP NIKKO ETF INL BOND CITI WGBI SBWJNJYU Tokyo IAF AU ISHARES UBS COMPOSITE BOND ACMPALL ASE , RCB AU RUSSELL AUS SEL CORP BOND DBLNAUCO ASE , AJAC SP ISHARES JPM USD ASIA BOND JPEIJACC Singapore (3.03) 4, CH YINHUA TRADED MONEY MARKET CNDRDD Shanghai N.A. 151, KS KITM KINDEX TB ETF KTBDP Korea KS WOORI KOSEF 10Y KTB LEVG ETF KISKK10Y Korea (1.92) HK ISHARES RMB BOND INX ETF-CNY CFIIRCIL Hong Kong N.A. 6, VAF AU VANGUARD AUST FI INTERST ETF ACMPALL ASE , RSM AU RUSSELL AUS SEMI-GOVT BOND DBLNAUSS ASE , JP NIKKO ETF EMERGING BOND BARC EML1TRUU Tokyo KS WOORI KOSEF 10Y KTB ETF KISKK10Y Korea ABLC SP ISHARES ASIA LOCAL CUR BOND BALNTRUU Singapore (5.99) 2, KS KB KSTAR FIXED INCOME BL ETF N.A. Korea N.A. N.A IGB AU ISHARES UBS TREASURY INDEX AGB ALL ASE (0.03) KS SAMSUNG KODEX 10Y F-LKTB ETF FLKTB Korea N.A. 2, VGB AU VANGUARD AUS GOVT BD ETF UBSG0+YR ASE , KS KB KSTAR TOP5&10YKTB PL ETF FNGDKSTR Korea (0.02) ILB AU ISHARES UBS GOVT INFLATION AUINB ASE (4.18) BOND AU SPDR S&P/ASX AUSTRALIAN BOND SPBDASXT ASE RGB AU RUSSELL AUS GOVT BOND ETF DBLNAUSO ASE (2.56) ASHY SP ISHARES ASIA CRNCY 1-3 YR BASDTRUU Singapore KS KIM KINDEX SYNTH-IBOXX ETF IBOXHY Korea N.A KS SAMSUNG-KODEX 10Y F-LKTB ETF FLKTB Korea GOVT AU SPDR S&P/ASK AUS GOVT BOND SPBDAGVT ASE HK ABF HONG KONG BOND INDEX FD ABTRHK Hong Kong (3.51) CH HARVEST CSI G-E MED TREA BD CSIH1017 Shenzhen N.A. 57,838 N.A CH BOSERA SSE CORP BOND 30 ETF SH Shanghai N.A. N.A. N.A. 참고 : Ticker는 Bloomberg용, 11월 15일종가기준, 기존 Osaka 상품을 Tokyo로통합함 12

13 Currency ETF 현황 Currency ETF Code Name Benchmark Exchange 수익률 (mil USD) USD AU BETASHARES US DOLLAR ETF N.A. ASE , KS WOORI KOSEF USD FUTURES ETF F-USDKRW Korea (0.63) 37, POU AU BETASHARES BRITISH POUND ETF N.A. ASE KS WOORI KOSEF USD INVERSE ETF F-USDKRW Korea , EEU AU BETASHARES EURO ETF N.A. ASE , 참고 : Ticker는 Bloomberg용, 11월 15일종가기준 13

14 KOREA Exchange ETF 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 B.M 수익 KS SAMSUNG KODEX 200 Samsung Management KOSPI ,849,470 4, Equity KS MIRAE TIGER 200 ETF Mirae Global KOSPI ,511,469 1, Equity KS SAMSUNG KODEX LEVERAGE ETF Samsung Management KOSPI2LG (5.24) 25,178,190 1, Equity KS SAMSUNG KODEX KRW CASH ETF Samsung Management N.A ,270 1, Money Market KS KITM KINDEX200 ETF Korea Investment Management KOSPI , Equity KS SAMSUNG KODEX SAMSUNG GR ETF Samsung Management FNGDSSGR (2.90) 477, Equity KS SAMSUNG KODEX INVERSE ETF Samsung Management FKOSPI ,539, Equity KS KYOBO AXA-POWER K200 ETF Kyobo AXA Investment Mgt. KOSPI2 (0.06) 74, Equity KS MIRAE TIGER MONEY MARKET ETF Mirae Global KISMTP , Debt KS KB KSTAR 200 ETF KB Management KOSPI2 (0.20) 141, Equity KS HANWHA-ARIRANG KOSPI200 ETF Hanwha Management KOSPI2 (0.87) 142, Equity KS KB KSTAR KTB ETF KB Management KTBDP , Debt KS WOORI KOSEF 200 ETF Woori Management KOSPI , Equity KS KYOBO AXA POWER K100 ETF Kyobo AXA Investment Mgt. KOSPI , Equity KS KYOBOAXA POWER KTB ETF BOND Kyobo AXA Investment Mgt. N.A. N.A Debt KS WOORI KOSEF KTB ETF Woori Management KTBDP , Debt KS WOORI KOSEF ENHNCD CASH ETF Woori Management MKMMITR , Debt KS WOORI KOSEF MSB ETF Woori Management KISKMSB Debt KS MIRAE TIGER CH CONSMER ETF Mirae Global FNGDCDTI , Equity KS SAMSUNG KODEX FTSE CH A50ETF Samsung Management XIN9I N.A. 173, Equity KS MIRAE TIGER IT ETF Mirae Global KSP2IT , Equity KS KINDEX CHINA A CSI300 ETF Korea Investment Management SHSZ300 (6.13) 123, Equity KS MIRAE TIGER SEMINCON ETF Mirae Global KRXSEMI , Equity KS MIRAE TIGER 200 2X ETF Mirae Global KOSPI2LG (4.55) 776, Equity KS KITM KINDEX SAMSUNG SW ETF Korea Investment Management FNGDSSW (4.75) 8, Equity KS SAMSUNG KODEX CHINA H ETF Samsung Management HSCEI (4.65) 13, Equity KS SAMSUNG KODEX TBOND ETF Samsung Management MKFTR , Debt KS MIRAE ASSET TIGER KTB3 ETF Mirae Global KTBDP , Debt KS KB-KSTAR CREDIT BOND ETF KB Management KBICTR Debt KS MIRAE ASSET TIGER BANKS ETF Mirae Global KRXBANK , Equity 참고 : Ticker, BM은 Bloomberg용, 11월 15일현재 (US$ M) 14

15 Tokyo ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 B.M 수익 1321 JP NOMURA ETF - NIKKEI 225 Nomura Management NKY ,868 17, Equity 1306 JP NOMURA ETF - TOPIX Nomura Management TPX ,860,778 14, Equity 1330 JP NIKKO ETF - NKY 225 Nikko Management NKY ,558 9, Equity 1305 JP DAIWA ETF - TOPIX Daiwa Management TPX ,614 8, Equity 1320 JP DAIWA ETF - NIKKEI 225 Daiwa Management NKY ,278 7, Equity 1308 JP NIKKO ETF - TOPIX Nikko Management TPX ,448 7, Equity 1346 JP MAXIS NIKKEI 225 ETF Mitsubishi UFJ Mgt. NKY ,716 3, Equity 1348 JP MAXIS TOPIX ETF Mitsubishi UFJ Mgt. TPX ,852 1, Equity 1570 JP NEXT FUNDS NKY225 LVRGED ETF Nomura Management NKYLEV ,111,564 1, Allocation 1343 JP NEXT FUNDS REIT NOMURA ETF Nomura Management TSEREIT , Equity 1329 JP ISHARES NIKKEI 225 ETF BlackRock Japan NKY , Equity 1345 JP LISTED J-REIT BI MONTHLY DVD Nikko Management TSEREIT , Equity 1568 JP SIMPLEX TOPIX BULL 2X ETF Simplex Management TPXLEV2X , Equity 1615 JP NOMURA ETF BANKS INDEX Nomura Management TPNBNK ,021, Equity 1540 JP JAPAN PHYSICAL GOLD ETF/MUFG Mitsubishi UFJ Trust & Banking MUTFGOLD (9.88) 62, Commodity 1577 JP NEXT FUNDS JPN EQT DVD70 ETF Nomura Management NMRIJOHD N.A. 2, Equity 1579 JP SIMPLEX NKY225 BULL 2X ETF Simplex Management NKYLEV N.A. 377, Equity 1319 JP NOMURA LISTED STOCK NIKK 300 Nomura Management NTY , Equity 1309 JP SSE50 INDEX LINKED ETF Nomura Management SSE50 (2.84) 1, Equity 1552 JP KOKUSAI S&P500 VIX SHORT ETF Kokusai Management SPVIXSTR (58.32) 214, Equity 1571 JP NEXT FUNDS NKY225 INVERS ETF Nomura Management NKYINV (37.40) 466, Allocation 1311 JP NOMURA ETF TOPIX CORE 30 Nomura Management TPXC , Equity 1681 JP NIKKO ETF MSCI EMERGING Nikko Management MSEUEGF , Equity 1328 JP GOLD-PRICE-LINKED ETF Nomura Management GOLDLNPM (12.39) 8, Commodity 1680 JP NIKKO ETF MSCI KOKUSAI Nikko Management MSDUKOK , Equity 1585 JP DAIWA ETF TOPIX EX-FINANCIAL Daiwa Management TPXEXF N.A. N.A Equity 1325 JP NEXT FUNDS IBOVESPA LINK ETF Nomura Management IBOV (16.07) 87, Equity 1578 JP NIKKO LISTED 225 MINI ETF Nikko Management NKY N.A Equity 1569 JP SIMPLEX TOPIX BEAR -1X ETF Simplex Management TPXINV1X (36.27) 63, Allocation 1677 JP NIKKO ETF INL BOND CITI WGBI Nikko Management SBWJNJYU Debt 참고 : Ticker, BM은 Bloomberg용, 11월 15일현재, 기존 Osaka 상품을 Tokyo로통합함 (US$ M) 15

16 HongKong Exchange ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 B.M 수익 2800 HK TRACKER FUND OF HONG KONG SSgA Hong Kong HSI ,480,950 7, Equity 2823 HK ISHARES FTSE A50 CHINA INDEX BlackRock N Asia TX9HKTRH (11.31) 114,307,680 6, Equity 2833 HK HANG SENG INDEX ETF Hang Seng Investment Mgt. HSI1N ,163 4, Equity 2821 HK ABF PAN ASIA BOND INDEX FUND SSgA Singapore ABTRPAUH (4.46) 7,734 3, Debt HK CSOP FTSE CHINA A50 ETF-CNY CSOP Management XIN9I (12.67) 4,229,344 3, Equity 2828 HK HANG SENG H-SHARE INDEX ETF Hang Seng Investment Mgt. HSI21N (3.65) 1,932,072 2, Equity HK CHINAAMC CSI 300 IDX ETF-CNY China Management SHSZ300 (6.60) 550,632 1, Equity 2827 HK WISE - CSI 300 CHINA TRACKER BOCI-Prudential Mgt. SHSZ300 (12.97) 528,494 1, Equity 3049 HK DB X-TRACKERS CSI300 UCITS E DB Platinum Advisors SHSZ300 (6.71) 2,658, Equity HK E FUND CSI100 ASHARE ETF-CNY E Fund Management SHCSI100 (9.11) 58, Equity 2801 HK ISHARES MSCI CHINA INDEX ETF BlackRock N Asia NDEUCHF , Equity HK HARVEST MSCI CHINA A IDX-CNY Harvest Global Investments MXCN1A (3.45) 151, Equity HK HARVEST MSCI CN A 50 ETF-CNY Harvest Global Investments MXCNA50 N.A. 78, Equity 2836 HK ISHARES S&P BSE SENSEX INDIA BlackRock N Asia SENSEX (7.26) 491, Equity 3081 HK VALUE GOLD ETF HKD Sensible Management GOLDLNAM (20.63) 39, Commodity 2846 HK ISHARES CSI 300 A-SHARES IN BlackRock N Asia CSIR0300 (9.15) 79, Equity HK E-FUND CES CHINA 120 IDX-CNY E Fund Management CES120 N.A. N.A Equity HK CSOP ETF SRS-CES CHINA A80-C CSOP Management CESA80 N.A. N.A Equity 3040 HK HORIZONS MSCI CHINA ETF Mirae Global HK NDELCHF N.A. 37, Equity HK CH UNI-CSHARES CSI 300-CNY China Universal MGT HK SHSZ300 N.A. 28, Equity 3070 HK PING AN OF CH CSI HK DIV Ping An of China Mgt. CSIH , Equity 3110 HK HORIZONS HANG SENG HI DVD YL Mirae Global HK HSI52N N.A. 16, Equity 2825 HK WISE - CSI HK100 TRACKER BOCI-Prudential Mgt. CSIH , Equity HK CHINAAMC CES CHINA A80 -CNY China Management CESA80 N.A. N.A Equity 3025 HK DB CSI300 CONSUMER DISCRET DB Platinum Advisors SH , Equity 3054 HK HORIZONS S&P EMERGING ASIA C Mirae Global HK SPEACHN (2.07) Equity 2802 HK ISHARES MSCI EMERGING ASIA BlackRock N Asia MXMS (2.54) 13, Equity 2838 HK HANG SENG FTSE CHI25 IDX ETF Hang Seng Investment Mgt. XIN0I (2.85) 1, Equity 3083 HK HSBC MSCI TAIWAN ETF HSBC Investment Funds NDELSTW , Equity 3046 HK VALUE CHINA ETF Sensible Management GPVP002 (1.20) 10, Equity 참고 : Ticker, BM은 Bloomberg용, 11월 15일현재 (US$ M) 16

17 CHINA (Shanghai) Exchange ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 BM 수익 CH CHINA 50 ETF China Management SSE50 (10.84) 444,568,736 3, Equity CH CHINA AMC CSI 300 INDEX ETF China Management SHSZ300 N.A. 28,291,964 3, Equity CH SHANGHAI SSE180 ETF HuaAn Fund Management SSE180 (6.44) 294,966,688 1, Equity CH BCOMM SCHRODER SSE180 ETF BoC Schroder Fund Mgt. SSE180 (6.17) 4,733, Equity CH FORTUNE SGAM MONEY MKT FUND Fortune SG Fund Management SHSZ ,262, Money Market CH GUOTAI SSE 5-YR CHINA TREAS Guotai Management N.A. N.A. 6,423, Debt CH CHINA MERCH SSE CONSUMER ETF China Merchants Fund Mgt. SH , Equity CH HUATAI-PB SSE DIVIDEND ETF Huatai-PineBridge Fund Mgt. SSEDIV (6.95) 4,891, Equity CH E FUND CSI 300 ETF E Fund Management SHSZ300 N.A. 20,834, Equity CH GUOTAI SHANGHAI 180 FIN ETF Guotai Management SH (6.44) 12,240, Equity CH SSE 180 VALUE ETF Fortune SG Fund Management SH (8.19) 8,637, Equity CH E FUND SSE MID-CAP ETF E Fund Management SH ,093, Equity CH BOSERA SSE LARGE CAP ETF Bosera Management SH (18.47) 806, Equity CH ICBC CRED SUISSE CENT 50 ETF ICBC Credit Suisse Mgt. SH (13.30) 1,259, Equity CH HUAAN SSE IND TOP INDEX ETF HuaAn Fund Management SH (12.32) 118, Equity CH LION SSE EMERGING INDUST ETF Lion Fund Management SH ,086, Equity CH CHINAAMC SSE HEALTH CARE ETF China Management SH N.A. 41,981, Equity CH GTJA ALLIANZ SSE CMDY EQ ETF GTJA Allianz Fund Mgt. SH (30.27) 4,881, Equity CH CCB SOC RESPONSIBILITY ETF CCB Principal Mgt. SH (8.22) 76, Equity CH CHINAAMC SSE FINANCIALS ETF China Management SH N.A. 29,317, Equity CH FORTUNE SGAM SSE 180 GRO ETF Fortune SG Fund Management SH (6.98) 618, Equity CH FULLGOAL SCI INDEX ETF Fullgoal Fund Management SHCOMP (7.12) 154, Equity CH PENGHUA SSE PRIVATE-OWNED EN Penghua Fund Management SSER ,773, Equity CH YINHUA TRADED MONEY MARKET Yinhua Fund Management CNDRDD N.A. 151, Debt CH CHINA SECURITY SOUTHERN ETF China Southern Fund Mgt. CSIR0901 (8.38) 22,437, Equity CH SSE PERIODICAL INDUST 50 ETF HFT Investment Management SH (12.30) 76, Equity CH CHINAAMC SSE ENERGY ETF China Management SH N.A. 13,380, Equity CH SSE NON-CYCLICAL 100 ETF HFT Investment Management SH , Equity CH CHINAAMC SSE MATERIALS ETF China Management SH N.A. 2,751, Equity CH CHINAAMC CONSUMER STAPLES China Management SH N.A. 11,104, Equity 참고 : Ticker, BM은 Bloomberg용, 11월 15일현재 (US$ M) 17

18 CHINA (Shezen) Exchange ETF Market 자산규모상위종목대상 (sort by ) Ticker Name 운용사 BM 수익 CH HARVEST CSI 300 INDEX ETF Harvest Fund Management SHSZ300 (4.54) 53,664,132 4, Equity CH E FUND SZSE100 INDEX FUND E Fund Management SI100 (2.75) 572,188,800 2, Equity CH HARVEST CSI 500 ETF Harvest Fund Management SH N.A. 971, Equity CH CHINA SME ETF China Management SZ ,539, Equity CH SZSE COMPONENT INDEX FUND ET China Southern Fund Mgt. SICOM (7.39) 18,737, Equity CH CHINA SOUTH KAIYUAN CSI300 China Southern Fund Mgt. SHSZ300 N.A. 4,941, Equity CH DACHENG SZSE GROWTH 40 INDEX Dacheng Fund Management SZ , Equity CH ICBC SHENZHEN DVD PRICE ETF ICBC Credit Suisse SZ (6.19) 2,161, Equity CH E FUND CHINEXT PRICE INDEX E Fund Management SZ ,907, Equity CH GUANGFA SZSE SEM300 FUND ETF GF Fund Management SZ ,039, Equity CH HARVEST SHENZHEN F120 ETF Harvest Fund Management SZ (6.36) 182, Equity CH PENGHUA SZSE PRIV OWN IDX ET Penghua Fund Management SZ ,170, Equity CH CHINA AMC HANG SENG ETF China Management HSI ,337, Equity CH CCB SHENZHEN F60 INDEX ETF CCB Principal Mgt. SZ (6.65) 76, Equity CH CHINA MERCHANTS SZSE TMT50 China Merchants Fund Mgt. SZ , Equity CH CHINA UNIVERSAL SZSE 300 China Universal Mgt. SZ , Equity CH BOSERA SHENZHEN F200 Bank of Communications SZ (4.08) 363, Equity CH HARVEST SME CHINEXT 400 ETF Harvest Fund Management SZ , Equity CH GUOTAI SZSE SME300 GROW ETF Guotai Management SZ , Equity CH BANK OF C SCHRODER SZSE 300 BoC Schroder Fund Mgt. SZ (3.56) 135, Equity CH LION SZSE SME EQUAL WEIGHT Lion Fund Management SZSMEC N.A. 365, Equity CH UBS SDIC CSI 300 FINL & PROP UBS SDIC Fund Management SH N.A. N.A. N.A. Equity CH DACHENG CSI 100 ETF Dacheng Fund Management SZCSI100 N.A. 914,713 N.A. Equity CH INVESCO GREAT WALL CSI300 EQ INVESCO Great Wall Fund Mgt. SHSZ300 N.A. 2,297,062 N.A. Equity CH HARVEST CSI G-E MED TREA BD Harvest Fund Management CSIH1017 N.A. 57,838 N.A. Debt CH PENGHUA CSI 300 INDEX ETF Penghua Fund Management SHSZ300 N.A. N.A. N.A. Equity CH CHINA UNIVERS CSI HEALTH CAR China Universal Mgt. CSIR0933 N.A. N.A. N.A. Equity CH CHINA UNIVERSAL CSI CONSUM China Universal Mgt. CSIR0932 N.A. N.A. N.A. Equity CH CHINA CSI FINANCIALS ETF China Universal Mgt. CSIR0934 N.A. N.A. N.A. Equity CH CHINA UNIVERS CSI ENERGY ETF China Universal Mgt. CSIR0928 N.A. N.A. N.A. Equity 참고 : Ticker, BM은 Bloomberg용, 11월 15일현재 (US$ M) 18

19 ASE (Australia Stock Exchange) ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 BM 수익 STW AU SPDR S&P/ASX 200 FUND SSgA Australia ASA ,198 2, Equity VAS AU VANGUARD AUST SHARES IDX ETF Vanguard Investments AS , Equity GOLD AU ETFS PHYSICAL GOLD ETF Securities Management GOLDLNPM (13.89) 8, Commodity SLF AU SPDR S&P/ASX 200 LISTED PROP SSgA Australia AS51PROP , Equity SFY AU SPDR S&P/ASX 50 FUND SSgA Australia ASA , Equity VHY AU VANGUARD AUS HIGH YIELD Vanguard Investments GPVAN , Equity AAA AU BETASHARES AUS HIGH INTEREST BetaShares Capital ETFs N.A , Money Market IOZ AU ISHARES MSCI AUSTRALIA 200 BlackRock Australia MSCI2HN , Equity RDV AU RUSSELL HIGH DVD AUS SHARES Russell Investment Mgt. RURAHDIA , Equity IHD AU ISHARES S&P/ASX HIGH DIVIDND BlackRock Australia SPAXDIT , Equity ILC AU ISHARES S&P/ASX 20 INDEX FD BlackRock Australia ASA , Equity SYI AU SPDR MSCI AUS SELECT DVD SSgA Australia MSCTAYAG , Equity USD AU BETASHARES US DOLLAR ETF BetaShares Capital ETFs N.A , Allocation VAP AU VANGUARD AU PROP SEC IDX ETF Vanguard Investments AS52PROP , Equity YMAX AU BETASHARES AUS TOP 20 EQ YLD BetaShares Capital ETFs N.A , Equity IAF AU ISHARES UBS COMPOSITE BOND BlackRock Australia ACMPALL , Debt RCB AU RUSSELL AUS SEL CORP BOND Russell Investment Mgt. DBLNAUCO , Debt ISO AU ISHARES S&P/ASX SMALL ORD BlackRock Australia ASA , Equity ETPMAG AU ETFS PHYSICAL SILVER ETF Securities Management SLVRLN (27.42) 5, Commodity RVL AU RUSSELL AUSTRALIAN VALUE ETF Russell Investment Mgt. RURAHVIA , Equity ETF AU UBS IQ RESEARCH PREF AUST SH UBS Global Mgt. UBSRPIN , Equity WXOZ AU SPDR S&P WORLD EX AUSTRALIA SSgA Australia SDAXAT N.A. 15, Equity OZF AU SPDR S&P/ASX 200 FINANCIALS SSgA Australia ASA5FNXP , Equity BEAR AU BETASHARES AUS EQ BEAR HF BetaShares Capital ETFs N.A. (14.88) 31, Allocation QFN AU BETASHARES S&P/ASX 200 FINAN BetaShares Capital ETFs AS51FNXP , Equity QAU AU BETASHARES GOLD BULLION ETF BetaShares Capital ETFs N.A. (21.54) 16, Commodity VSO AU VANGUARD MSCI AUS SM CO ETF Vanguard Investments M8AUDSC , Equity VAF AU VANGUARD AUST FI INTERST ETF Vanguard Investments ACMPALL , Debt VLC AU VANGUARD MSCI AUS LARGE CO Vanguard Investments M8AUDLC , Equity RSM AU RUSSELL AUS SEMI-GOVT BOND Russell Investment Mgt. DBLNAUSS , Debt 참고 : Ticker, BM은 Bloomberg용, 11월 15일현재 (US$ M) 19

20 India (N.S. India) ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 BM 수익 GBEES IN GOLD EXCH TRAD - GOLD BEES Goldman Sachs Mgt. N.A. (0.14) 70, Commodity REGOLD IN R* SHARES GOLD ETF Reliance Capital Mgt. N.A. (1.33) 7, Commodity SGETS IN SBI GOLD EXCHANGE TRADED SCH SBI Funds Management N.A. (1.02) 8, Commodity KOGOLD IN KOTAK GOLD ETF Kotak Mahindra Mgt. N.A. (1.50) 17, Commodity HDFGOLD IN HDFC GOLD ETF HDFC Management N.A. (1.39) 4, Commodity UTIGOL IN UTI GOLD EXCHANGE TRADED FND UTI Management N.A. (3.61) 5, Commodity LBEES IN GOLDMAN LIQUID ETF BEES Goldman Sachs Mgt. N.A , Debt AXGOLD IN AXIS GOLD ETF Axis Management N.A. (1.00) Commodity NBEES IN GS NIFTY EXCH-GS NIFTY BEES Goldman Sachs Mgt. NIFTY , Equity ICPGOLD IN ICICI PRUDENTIAL GOLD ETF ICICI Prudential Mgt. N.A. (1.96) 1, Commodity IDBIGLD IN IDBI GOLD ETF IDBI Mutual Fund N.A Commodity BSLGOLD IN BIRLA SUN LIFE GOLD ETF Birla Sun Life Mgt. N.A. (1.64) Commodity CRGETF IN CANARA ROBECO GOLD ETF-RG Canara Robeco Mgt. N.A. (1.31) Commodity MOSTNDX IN MOTILAL OSWAL MOST-NASDA-100 Motilal Oswal Mgt. NDX , Equity REGGOLD IN RELIGARE INVESCO GOLD EXCHAN Religare India Mgt. N.A. (0.74) Commodity QTGOLD IN QUANTUM GOLD FUND Quantum Mgt. N.A. (0.50) 1, Commodity JBEES IN GS NIFTY EXCH-GS JUNIOR BEES Goldman Sachs Mgt. NIFTYJR (0.64) 41, Equity MOSTGLD IN MOTILAL OSWAL MOST GOLD Motilal Oswal Mgt. N.A. (1.03) 1, Commodity MOSTM50 IN MOTILAL OSWAL MOST SHARES Motilal Oswal Mgt. NIFTY , Equity KONIFTY IN KOTAK NIFTY 50 Kotak Mahindra Mgt. NIFTY , Equity BBEES IN GS BANKING EXCH-GS BANK BEES Goldman Sachs Mgt. CNXBANK (11.54) 3, Equity MOST100 IN MOTILAL MIDCAP 100 Motilal Oswal Mgt. CNXMCAP (10.50) 87, Equity HSBEES IN HANG SENG BEES Goldman Sachs Mgt. HSI Equity RBETF IN R* SHARES BANKING ETF Reliance Capital Mgt. CNXBANK (8.71) Equity IIFLNFT IN INDIA INFOLINE NIFTY ETF India Infoline Mgt. NIFTY Equity KOPSUB IN KOTAK PSU BANK ETF Kotak Mahindra Mgt. CNXPSBK (31.51) Equity PSUBBE IN GS PSU BANK-GS PSU BANK BEES Goldman Sachs Mgt. CNXPSBK (32.71) 2, Equity RCNX100 IN R*SHARES CNX 100 FUND Reliance Capital Mgt. CNX100 N.A Equity ICNIFTY IN ICICI PRUDENTIAL NIFTY ETF ICICI Prudential Mgt. NIFTY N.A. 1, Equity IBEES IN GOLDMAN INFRASTRUCTUR BEES Goldman Sachs Mgt. CNXINFR (12.10) Equity 참고 : Ticker, BM은 Bloomberg용, 11월 15일현재 (US$ M) 20

21 Singapore ETF Market 자산규모상위 30 종목대상 (sort by ) Ticker Name 운용사 BM 수익 LEM SP LYXOR ETF MSCI EMER MKTS-B Lyxor International NDUEEGF (0.67) 124 1, Equity MEU SP LYXOR ETF MSCI EUROPE-B Lyxor International M7EU , Equity CRB SP LYXOR ETF COMMODITIES THOMSO Lyxor International CRYTR (8.21) 5,401 1, Commodity WLD SP LYXOR ETF MSCI WORLD-E Lyxor International NDDUWI , Equity ASI SP LYXOR UCITS ETF CHINA ENTER Lyxor International HSI21N (6.79) 3,659 1, Equity JPN SP LYXOR ETF JAPAN TOPIX Lyxor International TPXDDVD , Equity DJI SP LYXOR ETF DOW JONES IND AV-B Lyxor International DJINR Equity AEJ SP LYXOR UCITS ETF ASIA EX JP Lyxor International NDUECAPF , Equity INDIA SP ISHARES MSCI INDIA INDEX ETF BlackRock Singapore MXIN (13.63) 350, Equity RUS SP LYXOR ETF RUSSIA Lyxor International DJRUSGD , Equity XMRC SP DB X-TRACKERS MSCI RUS CP-2D DB Platinum Advisors MSRC25NU Equity CEC SP LYXOR ETF EASTERN EUROPE-B Lyxor International CECENTRE Equity SBIF SP ABF SINGAPORE BOND INDX FUND Nikko Singapore ABTRSG (3.99) 12, Debt NDX SP LYXOR ETF NASDAQ 100-B Lyxor International XNDXNNR Equity STTF SP SPDR STRAITS TIMES INDEX ETF SSgA Singapore FSSTI , Equity CRN SP LYXOR ETF COMMODITIES THOMSO Lyxor International CRYNETR (12.82) 1, Commodity LTM SP LYXOR ETF MSCI EM LAT AMER-E Lyxor International NDUEEGFL (9.72) 1, Equity KRW SP LYXOR ETF MSCI KOREA-USD B Lyxor International MXKR , Equity HSI SP LYXOR UCITS ETF HANG SENG IN Lyxor International HSI1N , Equity DBSSTI SP NIKKO AM SINGAPORE STI ETF Nikko Singapore FSSTI , Equity XMIN SP DB X-TRACKERS MSCI INDONESIA DB Platinum Advisors NDEUINF (18.83) 19, Equity MAL SP LYXOR ETF MSCI MALAYSIA-B Lyxor International NDDUMAF , Equity AHYG SP ISHARES ASIA HIGH YIELD BD BlackRock Singapore BAHDTRUU , Debt APEX SP LYXOR ETF MSCI ASIAXJP-USD Lyxor International NDUECAXJ , Equity ASEAN SP CIMB FTSE ASEAN 40 CIMB-Principal Mgt. ASEAN40 (0.21) 14, Equity TWN SP LYXOR ETF MSCI TAIWAN Lyxor International NDEUSTW , Equity AJAC SP ISHARES JPM USD ASIA BOND BlackRock Singapore JPEIJACC (3.03) 4, Debt USSE50 SP UNITED SSE 50 CHINA ETF UOB Management SSE50 (12.43) 76, Equity INDO SP LYXOR ETF MSCI INDONESIA Lyxor International M0ID (17.72) Equity SET SP LYXOR ETF THAILAND Lyxor International SET50NTR Equity 참고 : Ticker, BM은 Bloomberg용, 11월 15일현재 (US$ M) 21