Microsoft Word K_01_02.docx

2015 년 11 월 II 11 월, 금리인상앞두고파편화된시장 주식시장차별화 : 11 월아시아태평양지역주식시장은시장별로차별화된흐름을연출하였음. 중국상해증시는강보합 (+1.8%) 을기록한반면심천증시는급등 (+9.3%) 를기록하면서 2 개월동안무려 +28% 나상승하였음. 일본증시 (Nikkei225) 는 +3.4% 으로견조한상승세를보였지만, 한국증시 (KOSPI) 와대만증시 (TWI) 는각각 -1.8% 와 -2.7% 를기록하였음. 또한인도네시아 (JKSE) 와태국 (SET) 는각각 +5.4% 와 +3.4% 의강세를보인반면인도 (BSE30) 와호주 (ASX) 는각각 -1.6% 와 -1.3% 의약세를기록하였음. 미국연준의금리인상을앞두고신흥시장에서의자금이탈이지속되면서국가별로내부정책모멘텀여부에따라주식시장이상이한반응을보인것으로해석됨. 전균 Analyst gyun.jun@samsung.com 02 2020 7044 김수명 Research Associate soomyung.kim@samsung.com 02 2020 7754 소폭의자산감소 : 10 월말대비대부분의지역에서 ETF 자산규모가소규모감소를기록하였음. 10 월이후이어진주식시장의안도랠리에서일부자금의이익실현이이루어진것으로추정됨. 한국과일본의레버리지 ETF 가 10 월말대비자금유출이발생한것이이를반영함. 뉴질랜드증시가 10 월이후연일사상최고치를경신하는강세를기록함에따라, 뉴질랜드상장 ETF 규모가 10 월대비 60% 증가하였음. 주식시장호조에따른국내외자금유입이이루어진것으로추정됨. 참고로데이터제공처 (Bloomberg) 의분류변경으로중국 MMF 펀드의제외로중국 ETF 시장의자산규모조정이발생하였음. YTD 수익률상하위종목 : 연초이후수익률하위 30 ETF 현황을보면, 대부분이에너지와비철금속, 중국과브라질주식시장, 그리고해운과조선업종섹터에집중되었음. 원자재상품시장의구조적인약세가신흥시장경기위축과연계되어관련섹터까지동반하여저조한수익률을기록한것임. 연초이후수익률상위 30 ETF 현황에서는여전히중국심천시장의중소형주와의약 / 건강관리섹터의수익률이상위권을차지하고있음. 2016 년에도아시아태평양지역의경제성장률이정체상태를보일경우중소형주장세는지속될것으로예상됨. 포트폴리오재조정과정 : 연말미국금리인상을기정사실화하고있는가운데, 향후금리인상의속도에따라글로벌금융시장의변동성이결정될것임. 일단금리인상을앞두고신흥시장중심으로이탈하였던국제투자자금은연말이후시장상황을관망하면서자금유입을재개할시점을모색하고있음. 금리인상이후지역별 / 자산별로본격적인포트폴리오재조정에대한수요가높아질것임. 강세흐름이지속되고있는국가 ( 뉴질랜드, 인도등 ) 와섹터 ( 소비재, 건강관리등 ) 관련 ETF 에대한자금유입여부를확인해야할것임.

아시아태평양지역 ETF 개괄 ETF 신규상장종목추이 (No of products) 80 70 60 50 40 30 20 10 7 6 19 37 45 20 30 46 50 72 55 69 39 57 45 48 62 73 68 0 2H06 1H07 2H07 1H08 2H08 1H09 2H09 1H10 2H10 1H11 2H11 1H12 2H12 1H13 2H13 1H14 2H14 1H15 2H15 참고 : 11 월 30 일기준, 현존 ETF 대상자료 : Bloomberg, 삼성증권 거래소별 ETF 상장현황 Exchange 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Australia 1 4 15 12 20 10 11 16 Bangkok 1 1 1 1 5 3 5 4 Hong Kong 1 3 6 12 20 8 29 11 12 11 Indonesia 1 1 2 3 1 Korea 8 5 15 18 16 44 29 16 36 87 Bursa Malaysia 1 1 2 1 Ho Chi Min 1 Mumbai 1 1 1 Nagoya 1 N.S. India 6 3 2 8 7 2 4 4 2 New Zealand 2 Osaka 2 2 2 6 1 2 Philippine 1 Shanghai 1 1 2 7 11 6 18 11 2 Shenzhen 2 6 11 4 14 2 3 Singapore 2 1 5 2 2 4 2 Taiwan 2 4 4 1 5 3 4 1 Tokyo 43 6 13 18 7 20 18 28 Total 16 25 82 50 96 127 108 102 110 151 참고 : 11 월 30 일기준, 현존 ETF 대상 ( 상장폐지종목은반영되지않음 ) 자료 : Bloomberg, 삼성증권 삼성증권 2

ETF 대상자산별상장현황 (2015 년현재 ) Asset Class Focus 자산규모 (mil USD) 종목수 Equity 233,700 752 Fixed Income 11,342 76 Money Market 4,849 81 Commodity 3,761 6 Specialty 1,434 50 Mixed Allocation 415 3 N.A. 139 8 Total 255,640 976 참고 : 11 월 30 일기준, Specialty- 변동성 & 통화, Mixed Allocation- 다중자산상품자료 : Bloomberg, 삼성증권 거래소별자산별 ETF 자산규모현황 (mil USD) Commodity Equity Fixed Income Specialty Mixed Allocation Money Market Total ASE 367 7,334 1,317 368 9,387 Bangkok 33 100 133 BSE India 99 99 Hanoi 4 4 Ho Chi Minh 16 16 Hong Kong 103 33,825 3,926 61 37,915 Indonesia 128 128 Korea 304 13,220 3,918 843 85 18,370 Malaysia 82 225 307 N.S. India 936 1,265 144 2,344 Nagoya 37 37 New Zealand 627 627 Philippines 29 29 Shanghai 72 19,359 1,109 2,631 23,171 Shenzhen 174 6,992 33 1,130 8,329 Singapore 1,086 15,244 613 16,943 Taiwan 83 6,195 54 6,332 Tokyo 1,690 129,144 57 162 415 131,468 총합계 4,849 233,700 11,342 1,434 554 3,761 255,640 삼성증권 3

거래소별 ETF 자산규모 Primary Exchange 합계 (mil USD) 평균 (mil USD) 직전월말 (mil USD) Tokyo 131,468 747 132,308 Hong Kong 37,915 339 39,051 Shanghai 23,171 322 64,411 Korea 18,370 93 19,287 Singapore 16,943 434 17,151 Australia 9,387 96 8,915 Shenzhen 8,329 185 8,505 Taiwan 6,332 204 6,268 N.S. India 2,344 50 2,250 New Zealand 627 33 383 Bursa Malaysia 307 44 305 Bangkok 133 6 136 Indonesia 128 18 122 BSE India 99 25 66 Nagoya 37 37 37 Philippines 29 29 30 Ho Chi Minh 16 16 17 Hanoi 4 4 4 Total 255,640 291 299,244 거래소별 ETF 거래대금현황 (3 개월평균거래대금기준 ) Primary Exchange 전체합계 ( 천달러 ) 종목당평균 ( 천달러 ) Shanghai 5,713,927 73,255 Tokyo 2,646,505 15,037 Shenzhen 371,361 8,073 Taiwan 246,261 7,696 Hong Kong 517,066 4,701 Korea 697,225 2,682 Australia 44,176 371 N.S. India 15,671 333 Singapore 5,034 129 Philippines 65 65 New Zealand 912 51 Ho Chi Minh 49 49 Bangkok 276 13 Nagoya 8 8 Bursa Malaysia 56 8 BSE India 7 2 Indonesia 2 0 참고 : 11 월 30 일기준, 종목당평균은전체거래대금 / 상장 ETFs 로산출함자료 : Bloomberg, 삼성증권 삼성증권 4

개별 ETF 자산규모 자산규모상위 30 종목 (sort by AUM) ETF Exchange Benchmark Total Asset Value (mil USD) 직전월말 (mil USD) NOMURA ETF - NIKKEI 225 Tokyo NKY 26,416 26,573 NOMURA ETF - TOPIX Tokyo TPX 23,752 23,812 NIKKO ETF - NKY 225 Tokyo NKY 13,070 12,993 DAIWA ETF - NIKKEI 225 Tokyo NKY 11,799 12,610 DAIWA ETF - TOPIX Tokyo TPX 11,043 11,090 NIKKO ETF - TOPIX Tokyo TPX 10,586 10,605 TRACKER FUND OF HONG KONG Hong Kong HSI 9,156 9,290 HANG SENG H-SHARE IND ETF-HK Hong Kong HSI21N 6,560 6,701 NEXT FUNDS NKY225 LVRGED ETF Tokyo NKYLEV 6,212 6,829 MAXIS NIKKEI 225 ETF Tokyo NKY 5,917 5,370 HANG SENG INDEX ETF-HKD Hong Kong HSI1N 5,341 5,476 ISHARES FTSE A50 CHINA INDEX Hong Kong TX9HKNRH 5,299 5,434 CHINA 50 ETF Shanghai SSE50 4,475 4,530 SAMSUNG KODEX 200 ETF Korea KOSPI2 3,929 4,481 HUATAI-PB CSI 300 ETF Shanghai SHSZ300 3,278 3,318 MAXIS TOPIX ETF Tokyo TPX 3,209 3,111 HARVEST CSI 300 INDEX ETF Shenzhen SHSZ300 3,023 3,059 CSOP FTSE CHINA A50 ETF-RMB Hong Kong XINA50NC 3,006 3,429 ABF PAN ASIA BOND INDEX FUND Hong Kong ABTRPAUH 2,985 3,022 SHANGHAI SSE180 ETF Shanghai SSE180 2,733 2,766 CHINA CSI 500 ETF Shanghai N.A. 2,543 2,574 CHINA AMC CSI 300 INDEX ETF Shanghai SHSZ300 2,461 2,491 YUANTA/P-SHRS TW TOP 50 ETF Taiwan TW50 2,402 2,390 SPDR S&P/ASX 200 FUND ASE ASA51 2,253 2,104 CN-SOUTHERN CASH MGT MMF ETF Shanghai N.A. 2,141 2,167 NOMURA NEXT F JPX NIKKEI 400 Tokyo JPNK400 2,125 2,111 LYXOR ETF MSCI EUROPE-B Singapore M7EU 2,099 2,195 DB X-TRACKERS MSCI WORLD TRN Singapore NDDUWI 2,026 1,981 ISHARES NIKKEI 225 ETF Tokyo NKY 1,975 1,941 CHINAAMC CSI 300 IDX ETF-CNY Hong Kong SHSZ300 1,592 1,859 참고 : 11 월 30 일기준자료 : Bloomberg, 삼성증권 거래소별 ETF 자산규모 ( 상위 30 위대상 ) 거래소별 ETF 자산규모증감 ( 상위 30 위대상 ) Korea 2% Taiwan 1% (USDm) 100 67 0 (100) (200) (300) (153) (113) (60) (26) (18) (11) Hong Kong 19% Tokyo 63% (400) (500) (397) Korea Shanghai Singapore Hong Kong Shenzhen ASE Taiwan Tokyo 참고 : 11 월 30 일기준자료 : Bloomberg, 삼성증권 참고 : 직전월말대비 11 월 30 일증감자료 : Bloomberg, 삼성증권 삼성증권 5

거래소별자산규모증가 / 감소상위 5 개 ETF 현황 ( 직전월말대비 ) Ticker Name Asset (USD mil) Ticker Name Asset (USD mil) Korea Stock Exchange 105190 KS KITM KINDEX200 ETF 99.6 1346 JP MAXIS NIKKEI 225 ETF 546.9 190620 KS KIM KINDEX SHRT TRM MMM ETF 44.7 1369 JP DIAM ETF NIKKEI 225 266.0 139280 KS MIRAE TIGER CONSUMER ETF 40.1 1360 JP SMPLX-NIKKEI AVR BR DBL ETF 104.7 152100 KS HANWHA-ARIRANG KOSPI200 ETF 37.9 1348 JP MAXIS TOPIX ETF 98.2 150460 KS MIRAE TIGER CH CONSMER ETF 16.0 1330 JP NIKKO ETF - NKY 225 76.6 153130 KS SAMSUNG KODEX KRW CASH ETF (51.0) 1306 JP NOMURA ETF - TOPIX (60.0) 102110 KS MIRAE TIGER 200 ETF (72.1) 1579 JP SIMPLEX NKY225 BULL 2X ETF (76.0) 148020 KS KB KSTAR 200 ETF (90.9) 1321 JP NOMURA ETF - NIKKEI 225 (157.1) 122630 KS SAMSUNG KODEX LEVERAGE ETF (164.0) 1570 JP NEXT FUNDS NKY225 LVRGED ETF (616.9) 069500 KS SAMSUNG KODEX 200 ETF (551.7) 1320 JP DAIWA ETF - NIKKEI 225 (810.6) Hong Kong Taiwan Stock Exchange 83199 HK CSOP CHINA 5Y TRE BD ETF RMB 189.5 00632R TT YUANTA/P-SHRS TW T50 1X ETF 27.0 3141 HK BMO ASIA USD INVEST GR ETF 56.8 00633L TT FUBON SSE180 LEV 2X IN ETF 23.1 3055 HK DBX MSCI CHINA 16.7 00634R TT FUBON SSE180 INV INDEX ETF 13.9 83118 HK HARVEST MSCI CHINA A IDX-CNY 8.3 0050 TT YUANTA/P-SHRS TW TOP 50 ETF 11.4 2827 HK WISE - CSI 300 CHINA TRACKER 5.1 00639 TT FUBON SZSE 100 ETF 11.3 2823 HK ISHARES FTSE A50 CHINA INDEX (135.0) 159902 CH CHINA SME ETF (5.1) 2833 HK HANG SENG INDEX ETF-HKD (135.2) 159915 CH E FUND CHINEXT PRICE INDEX (6.8) 2828 HK HANG SENG H-SHARE IND ETF-HK (141.4) 159003 CH CHINA MERCHANTS SEC DEP MM-A (10.0) 83188 HK CHINAAMC CSI 300 IDX ETF-CNY (266.9) 159901 CH E FUND SZSE100 INDEX FUND (10.0) 82822 HK CSOP FTSE CHINA A50 ETF-RMB (422.7) 159919 CH HARVEST CSI 300 INDEX ETF (36.8) Shanghai Shenzhen 512110 CH HUAAN CSI REAL ESTA INX ETF (0.0) 159922 CH HARVEST CSI 500 ETF 0.0 510450 CH CIFM SSE 180 HIGH BETA ETF (0.0) 159930 CH CHINA UNIVERS CSI ENERGY ETF (0.0) 510680 CH WANJIA SSE380 INDEX ETF (0.0) 159932 CH DACHENG CSI 500 SZE STK IDX (0.1) 512600 CH HARVEST CSI PRI CONSU ETF FD (0.0) 159927 CH PENGHUA CSI 300 INDEX ETF (0.1) 510270 CH BANK OF CHINA SSE EN 100 ETF (0.1) 159908 CH BOSERA SHENZHEN F200 (0.1) 510330 CH CHINA AMC CSI 300 INDEX ETF (30.0) 159902 CH CHINA SME ETF (3.7) 510500 CH CHINA CSI 500 ETF (31.0) 159915 CH E FUND CHINEXT PRICE INDEX (4.8) 510180 CH SHANGHAI SSE180 ETF (33.3) 159003 CH CHINA MERCHANTS SEC DEP MM-A (7.1) 510300 CH HUATAI-PB CSI 300 ETF (39.9) 159901 CH E FUND SZSE100 INDEX FUND (7.2) 510050 CH CHINA 50 ETF (54.5) 159919 CH HARVEST CSI 300 INDEX ETF (26.3) ASE Tokyo Singapore STW AU SPDR S&P/ASX 200 FUND 149.4 RUS SP LYXOR ETF RUSSIA 110.5 VAS AU VANGUARD AUST SHARES IDX ETF 65.2 LEM SP LYXOR ETF MSCI EMER MKTS-B 57.8 VAP AU VANGUARD AU PROP SEC IDX ETF 25.3 XMWO SP DB X-TRACKERS MSCI WORLD TRN 45.0 AAA AU BETASHARES AUS HIGH INTEREST 21.6 LTM SP LYXOR ETF MSCI EM LAT AMER-E 23.6 IOZ AU ISHARES MSCI AUSTRALIA 200 E 21.0 XMAS SP DB X-TRACKERS MSCI EM ASIA 20.0 YMAX AU BETASHARES AUS TOP 20 EQ YLD (2.4) XMEM SP DB X-TRACKERS EMERG MARKET (23.5) BBOZ AU BETASHARES AUS EQ STR BR HDG (3.6) INDIA SP ISHARES MSCI INDIA INDEX ETF (42.0) ETPMAG AU ETFS PHYSICAL SILVER (3.9) ASI SP LYXOR UCITS ETF CHINA ENTER (42.1) RSM AU RUSSELL AUS SEMI-GOVT BOND (14.3) CRB SP LYXOR ETF COMMODITIES THOMSO (43.3) GOLD AU ETFS PHYSICAL GOLD (25.3) MEU SP LYXOR ETF MSCI EUROPE-B (95.5) 참고 : 직전월말대비 11 월 30 일자산규모증감표시, 중국 ETF 시장의데이타가일부누락되었을가능성이존재함자료 : Bloomberg, 삼성증권 삼성증권 6

거래소별거래대금상위 ETF 현황 ( 최근 3 개월평균기준 ) Ticker Name ( 천달러 ) Ticker Name ( 천달러 ) Korea Stock Exchange 122630 KS SAMSUNG KODEX LEVERAGE ETF 159,175 1570 JP NEXT FUNDS NKY225 LVRGED ETF 1,605,575 069500 KS SAMSUNG KODEX 200 ETF 126,376 1357 JP NEXT FUNDS NK22 D-INVRS ETF 164,349 114800 KS SAMSUNG KODEX INVERSE ETF 117,917 1579 JP SIMPLEX NKY225 BULL 2X ETF 104,522 130730 KS KIWOOM KOSEF ENHANCED CASH E 30,844 1321 JP NOMURA ETF - NIKKEI 225 89,238 102110 KS MIRAE TIGER 200 ETF 30,251 1306 JP NOMURA ETF - TOPIX 44,255 204480 KS TIGER SYNTH-CHINA A LVG ETF 16,941 1568 JP SIMPLEX TOPIX BULL 2X ETF 39,677 148020 KS KB KSTAR 200 ETF 15,598 1360 JP SMPLX-NIKKEI AVR BR DBL ETF 22,147 105190 KS KITM KINDEX200 ETF 7,060 1330 JP NIKKO ETF - NKY 225 18,656 122260 KS KIWOOM KOSEF MSB ETF - FIXED 5,342 1365 JP DAIWA ETF-NK225 LVRGD INDX 16,526 530011 KS SAMS SMAMS ONLINE SHP ETN11 5,024 1320 JP DAIWA ETF - NIKKEI 225 16,080 Hong Kong Taiwan Stock Exchange 2823 HK ISHARES FTSE A50 CHINA INDEX 150,210 00633L TT FUBON SSE180 LEV 2X IN ETF 89,695 2800 HK TRACKER FUND OF HONG KONG 140,656 00637L TT YUANTA/P-SHRS CSI 300 2X ETF 36,559 2828 HK HANG SENG H-SHARE IND ETF-HK 123,661 0050 TT YUANTA/P-SHRS TW TOP 50 ETF 19,308 82822 HK CSOP FTSE CHINA A50 ETF-RMB 8,458 00632R TT YUANTA/P-SHRS TW T50 1X ETF 17,510 2827 HK WISE - CSI 300 CHINA TRACKER 6,146 006205 TT FUBON SSE 180 INDEX ETF 8,104 2801 HK ISHARES MSCI CHINA INDEX ETF 4,588 0061 TT W.I.S.E. YUANTA/P SHS C300 E 7,814 83188 HK CHINAAMC CSI 300 IDX ETF-CNY 4,535 00640L TT FUBON TOPIX LEV 2X INDEX ETF 6,697 3141 HK BMO ASIA USD INVEST GR ETF 1,273 00645 TT FUBON TOPIX INDEX ETF 5,431 2833 HK HANG SENG INDEX ETF-HKD 1,102 00634R TT FUBON SSE180 INV INDEX ETF 4,590 3090 HK XIE SHARES KOREA ETF 1,026 006206 TT YUANTA/P-SHRS SSE50 ETF 4,550 Shanghai Shenzhen 511810 CH CN-SOUTHERN CASH MGT MMF ETF 466,596 159915 CH E FUND CHINEXT PRICE INDEX 103,123 510050 CH CHINA 50 ETF 154,133 159003 CH CHINA MERCHANTS SEC DEP MM-A 87,033 511010 CH GUOTAI SSE 5-YR CHINA TREAS 102,761 159001 CH E FUND SWIFT CASH MONEY MK-A 58,295 510300 CH HUATAI-PB CSI 300 ETF 95,519 159902 CH CHINA SME ETF 26,637 511830 CH HUATAI-PB TRADED MONEY MKT F 41,980 159919 CH HARVEST CSI 300 INDEX ETF 17,036 510900 CH E FUND CHINA ENTERPRISES ETF 35,195 159901 CH E FUND SZSE100 INDEX FUND 8,527 511890 CH INVESCO GREAT WALL TRAD MM 33,326 159920 CH CHINA AMC HANG SENG ETF 2,832 510500 CH CHINA CSI 500 ETF 32,077 159939 CH GF CSI ALL SH INFOR TECH ETF 2,418 510180 CH SHANGHAI SSE180 ETF 15,218 159903 CH SZSE COMPONENT INDEX FUND ET 1,650 518880 CH HUAAN YIFU GOLD ETF 5,056 159922 CH HARVEST CSI 500 ETF 1,076 ASE Tokyo Singapore STW AU SPDR S&P/ASX 200 FUND 8,571 INDIA SP ISHARES MSCI INDIA INDEX ETF 1,443 VAS AU VANGUARD AUST SHARES IDX ETF 3,840 STTF SP SPDR STRAITS TIMES INDEX ETF 766 AAA AU BETASHARES AUS HIGH INTEREST 3,318 AJAC SP ISHARES JPM USD ASIA BOND 357 USD AU BETASHARES US DOLLAR ETF 2,493 AHYG SP ISHARES ASIA HIGH YIELD BD 285 BBOZ AU BETASHARES AUS EQ STR BR HDG 1,510 XMIN SP DBX MSCI INDONESIA 206 IAF AU ISHARES COMPOSITE BOND ETF 1,329 ASI SP LYXOR UCITS ETF CHINA ENTER 145 IOZ AU ISHARES MSCI AUSTRALIA 200 E 1,204 DBSSTI SP NIKKO AM SINGAPORE STI ETF 102 MGE AU MAGELLAN GLOBAL EQUITIES FND 1,155 XCSI SP DBX CSI 300 98 GEAR AU BETASHARES GEARED AUS EQTY F 1,050 INDO SP LYXOR ETF MSCI INDONESIA 93 BEAR AU BETASHARES AUS EQ BEAR HF 1,000 XMAS SP DB X-TRACKERS MSCI EM ASIA 85 N.S. India Bangkok LBEES IN GOLDMAN LIQUID ETF BEES 13,548 TDEX TB THAIDEX SET50 ETF 60 NBEES IN GS NIFTY EXCH-GS NIFTY BEES 683 CHINA TB WISE KTAM CSI 300 CHINA 49 GBEES IN GOLDMAN GOLD ETF-GOLD BEES 557 MEU TB MAYBANK EURO ETF 14 BBEES IN GS BANKING EXCH-GS BANK BEES 355 GLD TB KTAM GOLD ETF TRACKER 12 KONIFTY IN KOTAK NIFTY 50 154 MUS TB MAYBANK US ETF 11 SGETS IN SBI-ETF GOLD 141 KG965 TB K GOLD ETF 10 UTIGOL IN UTI GOLD EXCHANGE TRADED FND 99 TGOLDETF TB THANACHART GOLD ETF 7 CPSEBE IN GS CPSE ID EXCH-GS CPSE BEES 84 ESET50 TB KTAM SET50 ETF TRACKER 5 KOTBANK IN KOTAK BANKING ETF 68 MJP TB MAYBANK JAPAN ETF 4 REGOLD IN R* SHARES GOLD ETF 65 1DIV TB THAIDEX SET HIGH DVD ETF 4 자료 : Bloomberg, 삼성증권 삼성증권 7

신규상장 ETF Asia-Pacific 신규상장 ETF (2015 년 11 월 ) Ticker Name Asset Class Exchange Inception date Management Company YTMQF3 AU XTB UNITS QF3 Fixed Income Australia 11/4/2015 Theta Asset Management YTMCTX AU XTB UNITS CTX Fixed Income Australia 11/4/2015 Theta Asset Management YTMQF2 AU XTB UNITS QF2 Fixed Income Australia 11/4/2015 Theta Asset Management 3102 HK XIE SHARES CLSA GARY ETF Equity Hong Kong 11/11/2015 Enhanced Investment Products 232080 KS TIGER KOSDAQ150 ETF Equity Korea 11/12/2015 Mirae Asset Global Investments YTMF06 AU XTB UNITS F06 Fixed Income Australia 11/12/2015 Theta Asset Management 230480 KS KW KOSEF STH-US F INV 2X ETF Specialty South Korea 11/16/2015 Kiwoom Asset Management 83149 HK CSOP MSCI CHINA A IN ETF-RMB Equity Hong Kong 11/26/2015 CSOP Asset Management 참고 : Ticker 는 Bloomberg 용자료 : Bloomberg, 삼성증권 USA 신규상장 ETF (2015 년 11 월 ) Ticker Name Asset Class Inception date Management Company ITEQ US BLUESTAR TA-BIGTECH ISRAEL Equity 11/3/2015 Factorshares Trust HEFV US ISHARES CURR HDG MSCI EAFE Equity 11/2/2015 ishares ETFs HEUS US ISHARES CUR HDG EUR SMAL CAP Equity 11/2/2015 ishares ETFs HEMV US ISHARES CUR HDG EM MIN VOL Equity 11/2/2015 ishares ETFs HACV US ISHARES CUR HDG MSCI ACWI MI Equity 11/2/2015 ishares ETFs HEUV US ISHARES CUR HDG EUR MIN VOL Equity 11/2/2015 ishares ETFs FCVT US FIRST TRUST SSI STRATEGI ETF Fixed Income 11/4/2015 First Trust/ETFs USLB US POWERSHARES RUSS LOW BETA EQ Equity 11/5/2015 PowerShares ETFs IDLB US POWERSHARES FTSE INTL LO BET Equity 11/5/2015 PowerShares ETFs ALFI US ALPHACLONE INTERNATIONAL ETF Equity 11/10/2015 Exchange-Traded Concepts ETFs GSIE US GOLDMAN SACHS ACTIVEBETA INT Equity 11/10/2015 Goldman Sachs ETF Trust TLDH US FlexShares Currency Hedged M Equity 11/10/2015 FlexShares ETFs ETHO US ETHO CLIMATE LEADERSHIP ETF Equity 11/19/2015 Factorshares Trust TLEH US FlexShares Currency Hedged M Equity 11/10/2015 FlexShares ETFs GSD US WISDOMTREE GLOBAL SMCAP DIVI Equity 11/12/2015 WisdomTree ETFs PRME US FIRST TRUST HEITMAN GLB R.E. Equity 11/12/2015 First Trust/ETFs IAGG US ISHARES INTL AGGREGATE BOND Fixed Income 11/12/2015 ishares ETFs DEUS US DEUTSCHE X-TRACKERS ENHC BET Equity 11/24/2015 DB ETFs 참고 : Ticker 는 Bloomberg 용자료 : Bloomberg, 삼성증권 삼성증권 8

수익률상 / 하위 ETF 수익률상위 30 ETF 현황 Code ETF Exchange 자산 YTD (%) 143860 KS MIRAE TIGER HEALTH CARE ETF Korea Equity 103.71 159915 CH E FUND CHINEXT PRICE INDEX Shenzhen Equity 76.22 159918 CH HARVEST SME CHINEXT 400 ETF Shenzhen Equity 55.91 512220 CH INVESCO CSI TMT 150 ETF Shanghai Equity 55.67 159932 CH DACHENG CSI 500 SZE STK IDX Shenzhen Equity 53.70 152180 KS MIRAE TIGER CONSUMER ETF Korea Equity 49.71 159907 CH GUANGFA SZSE SEM300 FUND ETF Shenzhen Equity 49.37 159902 CH CHINA SME ETF Shenzhen Equity 49.12 159909 CH CHINA MERCHANTS SZSE TMT50 Shenzhen Equity 46.88 510520 CH LION CSI 500 INDEX ETF Shanghai Equity 46.31 159921 CH LION SZSE SME EQUAL WEIGHT Shenzhen Equity 44.97 512300 CH CSI500 HEALTH CARE INDEX ETF Shanghai Equity 44.87 510500 CH CHINA CSI 500 ETF Shanghai Equity 43.10 139250 KS MIRAE ASSET TIGER 200 ENERGY Korea Equity 42.22 117460 KS SAMSUNG KODEX E & C ETF Korea Equity 38.75 159906 CH DACHENG SZSE GROWTH 40 INDEX Shenzhen Equity 38.74 157520 KS MIRAE TIGER CHEMICALS ETF Korea Equity 37.06 159935 CH INVESCO GREAT WALL CSI500 EF Shenzhen Equity 36.59 159922 CH HARVEST CSI 500 ETF Shenzhen Equity 36.58 1647 JP DAIWA ETF TOPIX-17 RET TRD Tokyo Equity 36.07 510510 CH GUANGFA CSI 500 ETF Shanghai Equity 34.74 510660 CH CHINAAMC SSE HEALTH CARE ETF Shanghai Equity 33.80 510290 CH CHINA SOUTHERN SSE 380 ETF Shanghai Equity 33.68 1630 JP NOMURA NF TPX-17 RET TRD ETF Tokyo Equity 33.40 1621 JP NOMURA NF TX-17 PHARM ETF Tokyo Equity 33.21 1638 JP DAIWA ETF TOPIX-17 PHARM Tokyo Equity 33.18 159936 CH GF CSI ALL SH CON DIS IX ETF Shenzhen Equity 32.51 512120 CH HUAAN CSI PHARMA SE INX ETF Shanghai Equity 31.26 510440 CH DACHENG CSI 500 STOCK ETF Shanghai Equity 31.03 159929 CH CHINA UNIVERS CSI HEALTH CAR Shenzhen Equity 30.89 참고 : 11 월 30 일기준자료 : Bloomberg, 삼성증권 YTD 수익률상위 30 개 ETF 거래소별분포 YTD 수익률상위 30 개 ETF 자산별분포 ( 개수 ) ( 개수 ) 14 12 10 12 9 8 6 4 2 0 5 4 Equity 30 Shenzhen Shanghai Korea Tokyo 자료 : Bloomberg, 삼성증권 자료 : Bloomberg, 삼성증권 삼성증권 9

수익률하위 30 ETF 현황 Code ETF Exchange 자산 YTD (%) 2038 JP NOMURA NEXT TCM LEVE OIL ETN Tokyo Commodity (64.10) 2035 JP NOMURA NEXT NOTES NKY VI ETN Tokyo Specialty (58.61) 2024 JP IPATH S&P GSCI ENERGY TR JDR Tokyo Commodity (43.78) 2021 JP IPATH S&P GSCI TR INDEX JDR Tokyo Commodity (41.49) 1671 JP SIMPLEX WTI CRUDE OIL ID ETF Tokyo Commodity (38.72) ETPNRG AU ETFS ENERGY ASE Commodity (37.69) 204420 KS ARIRANG SYNTH-CHINA H LV ETF Korea Equity (37.49) OOO AU BETASHARES CRUDE OIL ASE Commodity (37.19) 204450 KS KODEX CHINA H LEVERAGE ETF Korea Equity (36.95) 1699 JP NEXT FUNDS NOMURA CRUDE OIL Tokyo Commodity (34.62) 1572 JP SIMPLEX CHINA H-SH BULX2 ETF Tokyo Equity (34.30) 1325 JP NEXT FUNDS IBOVESPA LINK ETF Tokyo Equity (33.87) 1360 JP SMPLX-NIKKEI AVR BR DBL ETF Tokyo Equity (33.66) 102960 KS SAMSUNG KODEX SHIPBUILD ETF Korea Equity (33.63) 3119 HK ETFS PHYSICAL PLATINUM ETF Hong Kong Commodity (32.53) 2030 JP IPATH S&P 500 VIX S/T FU JDR Tokyo Specialty (31.88) ETPGAS AU ETFS NATURAL GAS ASE Commodity (31.82) 1356 JP SIMPLEX TOPIX BEAR -2X ETF Tokyo Equity (31.72) 1552 JP KOKUSAI S&P500 VIX SHORT ETF Tokyo Specialty (31.28) 1682 JP NEXT FUNDS PLATINUM NOMU ETF Tokyo Commodity (31.01) 1357 JP NEXT FUNDS NK22 D-INVRS ETF Tokyo Equity (29.69) 140710 KS SAMSUNG KODEX TRANSPORT ETF Korea Equity (29.58) 1541 JP JAPAN PHYSICAL PLAT ETF/MUFG Tokyo Commodity (29.27) 139310 KS MIRAE TIGER-METALS ETF Korea Equity (28.93) 1543 JP JAPAN PHYSICAL PALL ETF/MUFG Tokyo Commodity (28.43) 138910 KS SAMSUNG KODEX COPPER ETF Korea Commodity (28.43) 00633L TT FUBON SSE180 LEV 2X IN ETF Taiwan Equity (28.12) 3050 HK ISHARES CSI A-SH ENERGY INDE Hong Kong Equity (27.60) 2829 HK ISHARES CSI A-SH FINANCIALS Hong Kong Equity (27.40) 139230 KS MIRAE ASSET TIGER 200 SHIPBU Korea Equity (27.27) 참고 : 11 월 30 일기준자료 : Bloomberg, 삼성증권 수익률하위 30 개 ETF 거래소별분포수익률하위 30 개 ETF 자산별분포 ( 개수 ) ( 개수 ) 18 16 14 12 10 8 6 4 2 0 16 7 3 3 1 Specialty, 3 Commodity 13 Tokyo Korea Hong Kong ASE Taiwan Equity, 14 자료 : Bloomberg, 삼성증권 자료 : Bloomberg, 삼성증권 삼성증권 10

거래소별수익률상위 ETF (sort by YTD) Ticker Name YTD (%) Ticker Name YTD (%) Korea Stock Exchange 143860 KS MIRAE TIGER HEALTH CARE ETF 103.71 1647 JP DAIWA ETF TOPIX-17 RET TRD 36.07 152180 KS MIRAE TIGER CONSUMER ETF 49.71 1630 JP NOMURA NF TPX-17 RET TRD ETF 33.40 139250 KS MIRAE ASSET TIGER 200 ENERGY 42.22 1621 JP NOMURA NF TX-17 PHARM ETF 33.21 117460 KS SAMSUNG KODEX E & C ETF 38.75 1638 JP DAIWA ETF TOPIX-17 PHARM 33.18 157520 KS MIRAE TIGER CHEMICALS ETF 37.06 2039 JP NOMURA NN NK TCM INV OIL ETN 27.98 150460 KS MIRAE TIGER CH CONSMER ETF 29.89 1634 JP DAIWA ETF TOPIX-17 FOODS 26.39 136280 KS SAMSUNG KODEX CONSUMER GOODS 28.89 1617 JP NOMURA NF TOPIX-17 FOODS ETF 25.30 550001 KS NH WIS OCTO BIG VOL ETN 1 28.19 1358 JP NIKKO-ETF NIKKEI LEVERAGED 24.53 139280 KS MIRAE TIGER CONSUMER ETF 27.53 1570 JP NEXT FUNDS NKY225 LVRGED ETF 24.37 108440 KS KITM KINDEX KOSDAQ STAR ETF 25.19 1579 JP SIMPLEX NKY225 BULL 2X ETF 24.20 Hong Kong Taiwan Stock Exchange 83132 HK C-SHS CSI HEALTHCARE ETF RMB 22.18 00632R TT YUANTA/P-SHRS TW T50 1X ETF 4.72 83118 HK HARVEST MSCI CHINA A IDX-CNY 20.31 0061 TT W.I.S.E. YUANTA/P SHS C300 E 3.14 3057 HK DBX CSI 300 HEALTH CARE 19.88 006207 TT FUH HWA CSI 300 A SHARES ETF 1.46 3126 HK VANGUARD FTSE JAPAN INDEX EF 15.68 006205 TT FUBON SSE 180 INDEX ETF (2.37) 3063 HK DBX CSI 300 TRANSPORT 15.00 0059 TT FUBON TAIWAN FINANCE ETF (2.50) 3025 HK DBX CSI 300 CONSUMER DIS 14.84 0055 TT YUANTA/P-SHRS MSCI TW FIN ET (4.17) 3001 HK ISHARES CSI A-SH CONS DISCRE 12.63 0050 TT YUANTA/P-SHRS TW TOP 50 ETF (5.62) 2841 HK ISHARES CSI A-SH CONS STAPLE 9.78 006208 TT FUBON TAIWAN 50 INDEX ETF (5.84) 2816 HK DBX CSI 300 REAL ESTATE 7.87 0054 TT YUANTA/P-SHRS S&P CCP 50 ETF (5.89) 83128 HK HANG SENG CHINA A TOP ETF RB 6.36 0058 TT FUBON TAIWAN EIGHT INDUSTRIE (6.22) Shanghai Shenzhen 512220 CH INVESCO CSI TMT 150 ETF 55.67 159915 CH E FUND CHINEXT PRICE INDEX 76.22 510520 CH LION CSI 500 INDEX ETF 46.31 159918 CH HARVEST SME CHINEXT 400 ETF 55.91 512300 CH CSI500 HEALTH CARE INDEX ETF 44.87 159932 CH DACHENG CSI 500 SZE STK IDX 53.70 510500 CH CHINA CSI 500 ETF 43.10 159907 CH GUANGFA SZSE SEM300 FUND ETF 49.37 510510 CH GUANGFA CSI 500 ETF 34.74 159902 CH CHINA SME ETF 49.12 510660 CH CHINAAMC SSE HEALTH CARE ETF 33.80 159909 CH CHINA MERCHANTS SZSE TMT50 46.88 510290 CH CHINA SOUTHERN SSE 380 ETF 33.68 159921 CH LION SZSE SME EQUAL WEIGHT 44.97 512120 CH HUAAN CSI PHARMA SE INX ETF 31.26 159906 CH DACHENG SZSE GROWTH 40 INDEX 38.74 510440 CH DACHENG CSI 500 STOCK ETF 31.03 159935 CH INVESCO GREAT WALL CSI500 EF 36.59 512610 CH HARVEST CSI MED HEAL CARE EF 30.53 159922 CH HARVEST CSI 500 ETF 36.58 ASE Tokyo Singapore QUAL AU MKT VECT MSCI WORLD QUALITY 18.98 JPN SP LYXOR ETF JAPAN TOPIX 11.03 UMAX AU BETASHARES S&P 500 YIELD MAX 18.04 NDX SP LYXOR ETF NASDAQ 100-B 9.63 WXOZ AU SPDR S&P WORLD EX AUSTRALIA 14.50 USSE50 SP UNITED SSE 50 CHINA ETF 8.76 VGS AU VANGUARD MSCI IND INTL ETF 13.89 RUS SP LYXOR ETF RUSSIA 7.23 USD AU BETASHARES US DOLLAR ETF 13.62 XMRC SP DBX MSCI RUSSIA CAPPED 7.22 DJRE AU SPDR DJ GLOBAL REAL ESTATE F 12.49 AHYG SP ISHARES ASIA HIGH YIELD BD 5.24 QUS AU BETASHARES FTSE RAFI US 1000 11.48 AJAC SP ISHARES JPM USD ASIA BOND 2.40 VAP AU VANGUARD AU PROP SEC IDX ETF 10.37 SBIF SP ABF SINGAPORE BOND INDX FUND 1.38 SLF AU SPDR S&P/ASX 200 LISTED PROP 10.30 XMWO SP DB X-TRACKERS MSCI WORLD TRN 1.33 POU AU BETASHARES BRITISH POUND ETF 8.98 XUTD SP DB X-TR II-IBX USD TRS UCITS 0.77 참고 : 연초이후수익률상위 ETF 자료 : Bloomberg, 삼성증권 삼성증권 11

Commodity ETF 현황 Commodity ETF (1) Code Name Exchange Benchmark 수익률거래대금 AUM (YTD,%) (3M 평균, 천달러 ) (mil USD) CRB SP LYXOR ETF COMMODITIES THOMSO Singapore CRYTR (20.74) 12 780.04 2038 JP NOMURA NEXT TCM LEVE OIL ETN Tokyo NTCS11LV (64.10) 9,962 476.44 1671 JP SIMPLEX WTI CRUDE OIL ID ETF Tokyo N.A. (38.72) 5,308 372.50 1699 JP NEXT FUNDS NOMURA CRUDE OIL Tokyo NMLSCOIL (34.62) 4,101 314.02 1540 JP JAPAN PHYSICAL GOLD ETF/MUFG Tokyo MUTFGOLD (8.55) 1,547 309.40 GOLD AU ETFS PHYSICAL GOLD ASE GOLDLNPM (0.01) 439 282.23 GBEES IN GOLDMAN GOLD ETF-GOLD BEES N.S. India N.A. (6.97) 557 253.78 CRN SP LYXOR ETF COMMODITIES THOMSO Singapore CRYNETR (15.42) 4 241.03 REGOLD IN R* SHARES GOLD ETF N.S. India N.A. (7.32) 65 202.24 130680 KS MIRAE TIGER WTI FUT ETF Korea SPGSCLP (26.89) 1,658 187.68 159937 CH BOSERA GOLD OPEN-END ETF Shenzhen N.A. (9.32) 57 159.56 SGETS IN SBI-ETF GOLD N.S. India N.A. (7.18) 141 142.00 HDFGOLD IN HDFC GOLD ETF N.S. India N.A. (7.09) 50 86.52 3081 HK VALUEGOLD ETF Hong Kong GOLDLNAM (12.44) 96 82.58 KOGOLD IN KOTAK GOLD ETF N.S. India N.A. (6.98) 62 72.90 UTIGOL IN UTI GOLD EXCHANGE TRADED FND N.S. India N.A. (6.77) 99 69.17 518880 CH HUAAN YIFU GOLD ETF Shanghai SHGF9999 (9.49) 5,056 64.94 1541 JP JAPAN PHYSICAL PLAT ETF/MUFG Tokyo MUTFPLAT (29.27) 808 58.60 00642U TT YUANTA S&P GSCI OIL ER ETF Taiwan N.A. N.A. 2,593 58.05 L5F SP DBX CMDTY BOOSTER Singapore DBCMDCTU (22.71) 58 54.28 1328 JP GOLD-PRICE-LINKED ETF Tokyo GOLDLNPM (5.85) 85 48.01 132030 KS SAMSUNG KODEX GOLD FUTURES Korea SPGSGCTR (11.41) 375 46.97 AXGOLD IN AXIS GOLD ETF N.S. India N.A. (8.72) 9 37.30 137610 KS MIRAE TIGER AGRI FUTURES ETF Korea SGECASP (17.34) 233 36.56 1542 JP JAPAN PHYSICAL SILV ETF/MUFG Tokyo MUTFSILV (9.53) 243 36.22 ETPMAG AU ETFS PHYSICAL SILVER ASE SLVRLN (1.92) 64 30.97 OOO AU BETASHARES CRUDE OIL ASE SPGCCLP (37.19) 245 24.88 00635U TT YUANTA S&P GSCI GOLD ER ETF Taiwan SPGSGCP N.A. 305 24.84 144600 KS KODEX SILVER FUTURES ETF Korea SPGSSITR (13.22) 196 20.03 2039 JP NOMURA NN NK TCM INV OIL ETN Tokyo NTCS11IV 27.98 652 19.43 ICPGOLD IN ICICI PRUDENTIAL GOLD ETF N.S. India N.A. (6.51) 5 17.55 IDBIGLD IN IDBI GOLD ETF N.S. India N.A. (6.44) 13 15.00 159934 CH E FUND GOLD TRADE OP END ETF Shenzhen SHGF9999 (9.03) 985 13.98 2036 JP NOMURA NEXT GOLD DBL BUL ETN Tokyo NTCCS4LV (19.92) 173 13.86 CRGETF IN CANARA ROBECO GOLD ETF N.S. India N.A. (7.75) 30 13.65 QAU AU BETASHARES GOLD BULLION ETF ASE GOLDLNAM (11.38) 49 12.10 BSLGOLD IN BIRLA SUN LIFE GOLD ETF N.S. India N.A. (12.43) 2 11.16 L5G SP DBX CMDTY BOOSTER LIGHT ENGY Singapore DBCMBUTN (23.53) 5 11.09 3117 HK ETFS PHYSICAL SILVER ETF Hong Kong SLVRLN (14.10) 51 9.04 GLD TB KTAM GOLD ETF TRACKER Bangkok GOLDLNAM (2.31) 12 8.91 BCHAY TB BUALUANG CHAY GOLD ETF Bangkok THGOBRBY (6.78) 1 8.91 QTGOLD IN QUANTUM GOLD FUND N.S. India N.A. (6.64) 8 8.34 83168 HK HANG SENG RMB GOLD ETF Hong Kong GOLDLNAM (12.88) 9 8.09 KG965 TB K GOLD ETF Bangkok GOLDLNAM (7.96) 10 7.04 518800 CH GUOTAI GOLD ETF Shanghai SHGF9999 (8.57) 158 6.84 참고 : Ticker 는 Bloomberg 용, 11 월 30 일종가기준자료 : Bloomberg, 삼성증권 삼성증권 12

Commodity ETF (2) Code Name Exchange Benchmark 수익률거래대금 AUM (YTD,%) (3M 평균, 천달러 ) (mil USD) REGGOLD IN RELIGARE INVESCO GOLD ETF N.S. India N.A. (14.67) 1 6.47 TGOLDETF TB THANACHART GOLD ETF Bangkok GOLDLNAM (4.45) 7 6.06 QCB AU BETASHARES COMMODITY ASE SPGCLEP (23.91) 13 5.87 1543 JP JAPAN PHYSICAL PALL ETF/MUFG Tokyo MUTFPALL (28.43) 39 5.71 160580 KS MIRAE TIGER PHYSICAL COPPER Korea SPGSCO (23.92) 22 5.17 2037 JP NOMURA NEXT INVERSE GOLD ETN Tokyo NTCCS4IV 8.71 17 4.69 138920 KS SAMSUNG KODEX SOYBEANS ETF Korea SPGCSOTR (16.02) 16 4.37 2022 JP IPATH S&P GSCI PREC META JDR Tokyo SPGCPMTR (5.38) 0 4.36 2028 JP IPATH S&P GSCI LIVESTOCK JDR Tokyo SPGCLVTR (17.08) 0 4.33 2026 JP IPATH S&P GSCI GRAINS TR JDR Tokyo SPGCGRTR (11.13) 3 3.95 2025 JP IPATH S&P GSCI AGRI TR JDR Tokyo SPGCAGTR 0.19 0 3.86 2027 JP IPATH S&P GSCI SOFTS T R JDR Tokyo SPGCSFTR (22.49) 1 3.86 138910 KS SAMSUNG KODEX COPPER ETF Korea SPGCHGTR (28.43) 42 3.54 ETPMPM AU ETFS PHYSICAL PM BASKET ASE N.A. (7.88) 11 3.06 2021 JP IPATH S&P GSCI TR INDEX JDR Tokyo SPGCCITR (41.49) 1 2.87 1682 JP NEXT FUNDS PLATINUM NOMU ETF Tokyo TMECSUB6 (31.01) 32 2.84 2023 JP IPATH GSCI INDUSTRI META JDR Tokyo SPGCINTR (8.13) 0 2.70 GOLD99 TB THAIDEX GOLD ETF Bangkok GOLDLNAM (7.45) 2 2.29 2024 JP IPATH S&P GSCI ENERGY TR JDR Tokyo SPGCENTR (43.78) 1 2.12 ETPMPT AU ETFS PHYSICAL PLATINUM ASE PLTMLNPM (20.53) 7 2.10 2830 HK ETFS PHYSICAL GOLD ETF Hong Kong GOLDLNPM (11.99) 19 2.09 QAG AU BETASHARES AGRICULTURE ASE SGECASP (17.56) 44 1.91 3119 HK ETFS PHYSICAL PLATINUM ETF Hong Kong PLTMLNPM (32.53) 17 1.62 ETPMPD AU ETFS PHYSICAL PALLADIUM ASE PLDMLNPM (24.39) 5 0.90 ETPOIL AU ETFS BRENT CRUDE OIL ASE BCOMCO (24.77) 14 0.82 ZGOL AU ANZ ETFS PHYSICAL GOLD ETF ASE GOLDLNAM N.A. 4 0.74 ETPGRN AU ETFS GRAINS ASE BCOMGRTR (5.70) 10 0.52 1683 JP MIZUHO GOLD ETF Tokyo TMECSUB4 (9.52) 3 0.45 ETPCOP AU ETFS COPPER ASE BCOMHGTR (19.11) 33 0.37 ETPAGR AU ETFS AGRICULTURE ASE BCOMAGTR (3.69) 7 0.35 ETPWHT AU ETFS WHEAT ASE BCOMWHTR (12.79) 1 0.13 ETPNRG AU ETFS ENERGY ASE BCOMENTR (37.69) 1 0.08 ETPCMD AU ETFS ALL COMMODITIES ASE BCOMTR (7.75) 2 0.06 ETPIND AU ETFS INDUSTRIAL METALS ASE BCOMINTR 2.69 8 0.05 ETPCRN AU ETFS CORN ASE BCOMCNTR (14.58) 2 0.03 ETPGAS AU ETFS NATURAL GAS ASE BCOMNGTR (31.82) 2 0.03 참고 : Ticker 는 Bloomberg 용, 11 월 30 일종가기준자료 : Bloomberg, 삼성증권 삼성증권 13

Bond ETF 현황 Code Name Exchange Benchmark 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (mil USD) 2821 HK ABF PAN ASIA BOND INDEX FUND Hong Kong ABTRPAUH (3.20) 393 2,985.34 153130 KS SAMSUNG KODEX KRW CASH ETF Korea FNGDKRWC 1.60 1,469 1,091.72 511220 CH SSE PLEDGE URBAN INVE BD ETF Shanghai N.A. 10.88 365 962.73 157450 KS MIRAE TIGER MONEY MARKET ETF Korea KISMTP 1.50 671 646.19 214980 KS SAMSUNG KODEX KRW CASH ETF Korea KBPMKRC+ N.A. 225 572.69 AAA AU BETASHARES AUS HIGH INTEREST ASE N.A. 2.45 3,318 572.39 SBIF SP ABF SINGAPORE BOND INDX FUND Singapore ABTRSG 1.38 18 400.40 2819 HK ABF HONG KONG BOND INDEX FD Hong Kong ABTRHK 2.77 12 389.76 83199 HK CSOP CHINA 5Y TRE BD ETF RMB Hong Kong CWTBTRID 4.93 217 389.72 190160 KS ARIRANG SHORT-TERM BOND ETF Korea KBPMMMIF 1.66 51 288.71 MBIF MK ABF MALAYSIA BOND INDEX FUND Bursa Malaysia ABTRMALA 3.18 19 225.09 IAF AU ISHARES COMPOSITE BOND ETF ASE BACM0 2.15 1,329 205.24 VAF AU VANGUARD AUST FI INTERST ETF ASE BACM0 1.93 836 195.83 196230 KS KB KSTAR SHORT TERM MSB ETF Korea N.A. 1.59 346 180.86 226810 KS KY AXA POWER SHORT TERM ETF Korea KBPMSTBI N.A. 1 176.33 130730 KS KIWOOM KOSEF ENHANCED CASH E Korea MKMMITR 1.63 30,844 162.38 190620 KS KIM KINDEX SHRT TRM MMM ETF Korea KISKMB1Y 1.48 56 149.85 LBEES IN GOLDMAN LIQUID ETF BEES N.S. India N.A. 0.00 13,548 133.46 511010 CH GUOTAI SSE 5-YR CHINA TREAS Shanghai N.A. 5.98 102,761 131.08 114100 KS KB KSTAR KTB ETF Korea KTBDP 2.66 150 126.30 RGB AU RUSSELL AUS GOVT BOND ETF ASE DBLNAUSO 3.24 311 119.20 114470 KS KIWOOM KOSEF KTB ETF - FIXED Korea KTBDP 2.69 136 103.09 176710 KS KYOBOAXA POWER KTB ETF BOND Korea N.A. 2.55 2,251 98.38 122260 KS KIWOOM KOSEF MSB ETF - FIXED Korea KISKMSB 1.83 5,342 97.81 XUTD SP DB X-TR II-IBX USD TRS UCITS Singapore ITRROV 0.77 2 94.41 3141 HK BMO ASIA USD INVEST GR ETF Hong Kong BAIGTRUU 2.48 1,273 68.94 RSM AU RUSSELL AUS SEMI-GOVT BOND ASE DBLNAUSS 2.75 271 67.81 82808 HK E FUND CITI CHI GOV 5-10 RMB Hong Kong SBCN50L 4.32 11 66.58 AHYG SP ISHARES ASIA HIGH YIELD BD Singapore BAHDTRUU 5.24 285 66.26 1677 JP NIKKO ETF INL BOND CITI WGBI Tokyo SBWJNJYU (3.70) 118 57.17 190150 KS ARIRANG BARBELL BOND ETF Korea KBPMBBIF 2.67 119 53.35 RCB AU RUSSELL AUS SEL CORP BOND ASE DBLNAUCO 1.71 157 52.79 AJAC SP ISHARES JPM USD ASIA BOND Singapore JPEIJACC 2.40 357 51.82 136340 KS KB-KSTAR CREDIT BOND ETF Korea KBICTR 1.93 61 47.35 VGB AU VANGUARD AUS GOVT BD ETF ASE BAGV0 1.63 134 42.44 159926 CH HARVEST CSI G-E MED TREA BD Shenzhen CSIH1017 18.93 9 33.34 ILB AU ISHARES GOVERNMENT INFLATI E ASE BAIG0 2.12 168 33.14 114260 KS SAMSUNG KODEX TBOND ETF Korea MKFTR 2.57 106 31.66 114820 KS MIRAE ASSET TIGER KTB3 ETF Korea KTBDP 2.53 164 28.35 148070 KS WOORI KOSEF 10Y KTB ETF Korea KISKK10Y 5.04 77 19.42 511210 CH BOSERA SSE CORP BOND 30 ETF Shanghai SH000061 4.89 47 15.11 83139 HK ISHARES RMB BOND INX ETF-CNY Hong Kong CFIIRCIL 0.79 48 15.06 167860 KS WOORI KOSEF 10Y KTB LEVG ETF Korea KISKK10Y 8.12 37 14.91 BOND AU SPDR S&P/ASX AUSTRALIAN BOND ASE SPBDASXT 2.27 63 13.21 IGB AU ISHARES TREASURY ETF ASE BATY0 2.16 39 11.64 83122 HK CSOP CHINA ULTRA ST BON F-RM Hong Kong CFIIGPSL N.A. 164 10.29 LICGSLT IN LIC NOMURA G-SEC LONG T ETF N.S. India N.A. N.A. 1 10.05 176950 KS SAMSUNG KODEX 10Y F-LKTB ETF Korea FLKTB (2.42) 36 9.04 182490 KS MIR TIGER SYNTH-IBOXX HY ETF Korea IBXXSHY1 (2.54) 15 8.26 152380 KS SAMSUNG-KODEX 10Y F-LKTB ETF Korea FLKTB 4.79 50 5.95 114460 KS KITM KINDEX TB ETF Korea KTBDP 2.57 1 5.48 GOVT AU SPDR S&P/ASK AUS GOVT BOND ASE SPBDAGVT 1.62 67 3.76 YTMWOW AU XTB UNITS WOW ASE N.A. N.A. 0 N.A. 참고 : Ticker 는 Bloomberg 용, 11 월 30 일종가기준자료 : Bloomberg, 삼성증권 삼성증권 14

Currency ETF 현황 Code Name Exchange Benchmark 수익률거래대금 AUM (YTD,%) (3M 평균, 천달러 ) (mil USD) USD AU BETASHARES US DOLLAR ETF ASE N.A. 13.62 2,493.22 356.19 138230 KS WOORI KOSEF USD FUTURES ETF Korea F-USDKRW 4.83 408.69 27.44 3026 HK DBX II AUSTR DOLLAR CASH Hong Kong DBMMAUDO (9.69) 5.71 24.46 230480 KS KW KOSEF STH-US F INV 2X ETF Korea FUSDKIN2 N.A. 429.31 17.93 225800 KS KW KOSEF SYNTH-USD F LV ETF Korea F-USDKRW N.A. 445.38 16.55 POU AU BETASHARES BRITISH POUND ETF ASE N.A. 8.98 131.55 6.78 139660 KS WOORI KOSEF USD INVERSE ETF Korea F-USDKRW (3.87) 100.63 5.25 EEU AU BETASHARES EURO ETF ASE N.A. (2.09) 31.38 2.77 ZUSD AU ANZ ETFS PHYSICAL USD ETF ASE N.A. N.A. 38 2.13 ZCNH AU ANZ ETFS PHYSICAL RMB ETF ASE N.A. N.A. 1.90 0.16 500001 KS SHINHAN K200 USD B S ETN 1 Korea N.A. (5.10) 4.58 N.A. 500002 KS SHINHAN USD K200 B S ETN 2 Korea N.A. 2.67 48.91 N.A. 500011 KS SHINHAN DOLLAR INX F ETN H11 Korea SPUSDTR N.A. 6 N.A. 500012 KS SHINHAN INVS DR IND ETN H 10 Korea SPUSDT1I N.A. 1 N.A. 참고 : Ticker 는 Bloomberg 용, 11 월 30 일종가기준자료 : Bloomberg, 삼성증권 삼성증권 15

KOREA Exchange ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) 069500 KS SAMSUNG KODEX 200 ETF Samsung Asset Management Equity KOSPI2 0.48 126,376 3,929.46 102110 KS MIRAE TIGER 200 ETF Mirae Asset Global Investments Equity KOSPI2 0.74 30,251 1,492.13 122630 KS SAMSUNG KODEX LEVERAGE ETF Samsung Asset Management Equity KOSPI2LG (2.67) 159,175 1,474.90 153130 KS SAMSUNG KODEX KRW CASH ETF Samsung Asset Management Fixed Income FNGDKRWC 1.60 1,469 1,091.72 105190 KS KITM KINDEX200 ETF Korea Investment Management Equity KOSPI2 (0.13) 7,060 719.69 157450 KS MIRAE TIGER MONEY MARKET ETF Mirae Asset Global Investments Fixed Income KISMTP 1.50 671 646.19 102780 KS SAMSUNG KODEX SAMSUNG GR ETF Samsung Asset Management Specialty FNGDSSGR (4.05) 867 636.79 148020 KS KB KSTAR 200 ETF KB Asset Management Equity KOSPI2 0.44 15,598 621.74 214980 KS SAMSUNG KODEX KRW CASH ETF Samsung Asset Management Fixed Income KBPMKRC+ N.A. 225 572.69 114800 KS SAMSUNG KODEX INVERSE ETF Samsung Asset Management Equity FKOSPI2 (0.06) 117,917 486.63 152870 KS KYOBO AXA-POWER K200 ETF Kyobo AXA Investment Management Equity KOSPI2 0.59 1,137 480.02 152100 KS HANWHA-ARIRANG KOSPI200 ETF Hanwha Asset Management Equity KOSPI2 0.50 3,085 457.13 139280 KS MIRAE TIGER CONSUMER ETF Mirae Asset Global Investments Equity KSP2CS 27.53 3,822 390.28 150460 KS MIRAE TIGER CH CONSMER ETF Mirae Asset Global Investments Equity FNGDCDTI 29.89 1,703 334.84 190160 KS ARIRANG SHORT-TERM BOND ETF Hanwha Asset Management Fixed Income KBPMMMIF 1.66 51 288.71 204480 KS TIGER SYNTH-CHINA A LVG ETF Mirae Asset Global Investments Equity SHSZ300 (6.78) 16,941 224.29 069660 KS KIWOOM KOSEF 200 ETF Kiwoom Asset Management Equity KOSPI2 0.36 1,001 207.44 130680 KS MIRAE TIGER WTI FUT ETF Mirae Asset Global Investments Commodity SPGSCLP (26.89) 1,658 187.68 196230 KS KB KSTAR SHORT TERM MSB ETF KB Asset Management Fixed Income N.A. 1.59 346 180.86 226810 KS KY AXA POWER SHORT TERM ETF Kyobo AXA Investment Management Fixed Income KBPMSTBI N.A. 1 176.33 130730 KS KIWOOM KOSEF ENHANCED CASH E Kiwoom Asset Management Fixed Income MKMMITR 1.63 30,844 162.38 190620 KS KIM KINDEX SHRT TRM MMM ETF Korea Investment Management Fixed Income KISKMB1Y 1.48 56 149.85 114100 KS KB KSTAR KTB ETF KB Asset Management Fixed Income KTBDP 2.66 150 126.30 168580 KS KINDEX CHINA A CSI300 ETF Samsung Asset Management Equity SHSZ300 10.24 4,752 109.39 114470 KS KIWOOM KOSEF KTB ETF - FIXED Kiwoom Asset Management Fixed Income KTBDP 2.69 136 103.09 176710 KS KYOBOAXA POWER KTB ETF BOND Kyobo AXA Investment Management Fixed Income N.A. 2.55 2,251 98.38 122260 KS KIWOOM KOSEF MSB ETF - FIXED Kiwoom Asset Management Fixed Income KISKMSB 1.83 5,342 97.81 192090 KS MIRAE ASSET TIGER CH A300ETF Mirae Asset Global Investments Equity SHSZ300 8.52 1,387 95.00 226490 KS SAMSUNG KODEX KOSPI ETF Samsung Asset Management Equity KOSPI N.A. 3,940 87.47 140950 KS KYOBO AXA POWER K100 ETF Kyobo AXA Investment Management Equity KOSPI100 (1.18) 34 83.89 참고 : Ticker, BM 은 Bloomberg 용, 11 월 30 일기준자료 : Bloomberg, 삼성증권 삼성증권 16

Tokyo Stock Exchange ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) 1321 JP NOMURA ETF - NIKKEI 225 Nomura Asset Management Equity NKY 14.60 89,238 26,415.63 1306 JP NOMURA ETF - TOPIX Nomura Asset Management Equity TPX 14.02 44,255 23,752.15 1330 JP NIKKO ETF - NKY 225 Nikko Asset Management Equity NKY 14.74 18,656 13,069.67 1320 JP DAIWA ETF - NIKKEI 225 Daiwa Asset Management Equity NKY 14.71 16,080 11,799.08 1305 JP DAIWA ETF - TOPIX Daiwa Asset Management Equity TPX 13.97 3,419 11,043.01 1308 JP NIKKO ETF - TOPIX Nikko Asset Management Equity TPX 14.22 5,287 10,586.44 1570 JP NEXT FUNDS NKY225 LVRGED ETF Nomura Asset Management Equity NKYLEV 24.37 1,605,575 6,212.22 1346 JP MAXIS NIKKEI 225 ETF Mitsubishi UFJ Kokusai Asset Management Equity NKY 14.79 8,253 5,916.62 1348 JP MAXIS TOPIX ETF Mitsubishi UFJ Kokusai Asset Management Equity TPX 14.19 1,890 3,209.10 1591 JP NOMURA NEXT F JPX NIKKEI 400 Nomura Asset Management Equity JPNK400 13.04 6,128 2,124.79 1329 JP ISHARES NIKKEI 225 ETF BlackRock Japan Equity NKY 14.68 1,810 1,975.39 1343 JP NEXT FUNDS REIT NOMURA ETF Nomura Asset Management Equity TSEREIT (5.07) 1,432 1,241.26 1369 JP DIAM ETF NIKKEI 225 DIAM Equity N.A. N.A. 334 1,183.68 1345 JP LISTED J-REIT BI MONTHLY DVD Nikko Asset Management Equity TSEREIT (4.55) 1,300 760.51 1593 JP MAXIS JPX-NIKKEI INDEX 400 Mitsubishi UFJ Kokusai Asset Management Equity JPNK400 13.43 1,222 754.74 1599 JP DAIWA ETF-JPX NIKKEI 400 Daiwa Asset Management Equity JPNK400 13.04 468 566.21 2038 JP NOMURA NEXT TCM LEVE OIL ETN Nomura Europe Finance NV Commodity NTCS11LV (64.10) 9,962 476.44 1473 JP DIAM ETF TOPIX DIAM Equity N.A. N.A. 204 463.89 1615 JP NOMURA BANKS INDEX ETF Nomura Asset Management Equity TPNBNK 15.14 1,272 462.30 1592 JP NIKKO ETF JPX NIKKEI IDX 400 Nikko Asset Management Equity JPNK400 13.20 232 458.96 1364 JP ISHARES JPX NIKKEI 400 ETF BlackRock Japan Equity JPNK400 13.36 900 447.25 1595 JP NZAM ETF J-REIT INDEX Norinchukin Zenkyoren Asset Management Equity N.A. (5.40) 16 427.86 1474 JP DIAM ETF JPX-NIKKEI 400 DIAM Equity N.A. N.A. 19 383.03 1671 JP SIMPLEX WTI CRUDE OIL ID ETF Simplex Asset Management Commodity N.A. (38.72) 5,308 372.50 1577 JP NEXT FUNDS JPN EQT DVD70 ETF Nomura Asset Management Equity NMRIJOHD 15.96 350 365.84 1475 JP ISHARES TOPIX ETF BlackRock Japan Equity TPX N.A. 1,686 359.53 1357 JP NEXT FUNDS NK22 D-INVRS ETF Nomura Asset Management Equity NKYDIN (29.69) 164,349 350.77 1597 JP MAXIS J-REIT ETF Mitsubishi UFJ Kokusai Asset Management Equity N.A. (4.94) 77 318.16 1699 JP NEXT FUNDS NOMURA CRUDE OIL Nomura Asset Management Commodity NMLSCOIL (34.62) 4,101 314.02 1540 JP JAPAN PHYSICAL GOLD ETF/MUFG Mitsubishi UFJ Trust & Banking Corp Commodity MUTFGOLD (8.55) 1,547 309.40 참고 : Ticker, BM 은 Bloomberg 용, 11 월 30 일기준자료 : Bloomberg, 삼성증권 삼성증권 17

Hong Kong Stock Exchange ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) 2800 HK TRACKER FUND OF HONG KONG State Street Global Advisors Asia Equity HSI (3.96) 140,656 9,156.19 2828 HK HANG SENG H-SHARE IND ETF-HK Hang Seng Investment Management Equity HSI21N (16.36) 123,661 6,559.95 2833 HK HANG SENG INDEX ETF-HKD Hang Seng Investment Management Equity HSI1N (4.08) 1,102 5,340.52 2823 HK ISHARES FTSE A50 CHINA INDEX BlackRock Asset Management North Asia Equity TX9HKNRH (15.87) 150,210 5,299.15 82822 HK CSOP FTSE CHINA A50 ETF-RMB CSOP Asset Management Equity XINA50NC (7.40) 8,458 3,005.79 2821 HK ABF PAN ASIA BOND INDEX FUND State Street Global Advisors Singapore Fixed Income ABTRPAUH (3.20) 393 2,985.34 83188 HK CHINAAMC CSI 300 IDX ETF-CNY China Asset Management HK Equity SHSZ300 5.41 4,535 1,591.91 2827 HK WISE - CSI 300 CHINA TRACKER BOCI Asset Management Equity SHSZ300 (1.09) 6,146 588.63 2819 HK ABF HONG KONG BOND INDEX FD HSBC Investment Funds HK Fixed Income ABTRHK 2.77 12 389.76 83199 HK CSOP CHINA 5Y TRE BD ETF RMB CSOP Asset Management Fixed Income CWTBTRID 4.93 217 389.72 3049 HK DBX CSI 300 Deutsche Asset & Wealth Management Equity SHSZ300 (4.69) 408 336.73 2801 HK ISHARES MSCI CHINA INDEX ETF BlackRock Asset Management North Asia Equity NDEUCHF (2.60) 4,588 294.17 3055 HK DBX MSCI CHINA Deutsche Asset & Wealth Management Equity NDEUCHF (6.77) 56 219.35 3045 HK DBX MSCI INDIA Deutsche Asset & Wealth Management Equity NDEUSIA (9.06) 19 150.57 2836 HK ISHARES S&P BSE SENSEX INDIA BlackRock Asset Management North Asia Equity SENSEX (10.30) 309 109.15 3081 HK VALUEGOLD ETF Sensible Asset Management HK Commodity GOLDLNAM (12.44) 96 82.58 3099 HK DBX MSCI INDONESIA Deutsche Asset & Wealth Management Equity NDEUINF (21.03) 33 75.56 3141 HK BMO ASIA USD INVEST GR ETF BMO Global Asset Management Asia Fixed Income BAIGTRUU 2.48 1,273 68.94 82808 HK E FUND CITI CHI GOV 5-10 RMB E Fund Management HK Fixed Income SBCN50L 4.32 11 66.58 2825 HK WISE - CSI HK100 TRACKER BOCI-Prudential Asset Management Equity CSIH1100 (6.03) 109 60.59 82811 HK HAITONG CSI 300 INDEX ETF-RB Hai Tong Asset Management HK Equity SHSZ300 5.73 18 56.27 3145 HK BMO ASIA HIGH DIVIDEND ETF BMO Global Asset Management Asia Equity DAAXJPHN (11.40) 957 51.11 83147 HK CSOP SZSE CHINEXT ETF-CNY CSOP Asset Management Equity SZ399006 N.A. 21 44.66 83100 HK E FUND CSI100 ASHARE ETF-CNY E Fund Management HK Equity SHCSI100 1.88 79 41.71 83118 HK HARVEST MSCI CHINA A IDX-CNY Harvest Global Investments Equity MXCN1A 20.31 48 40.74 83128 HK HANG SENG CHINA A TOP ETF RB Hang Seng Investment Management Equity HSCAIT 6.36 39 38.49 3110 HK HORIZONS HANG SENG HI DVD YL Mirae Asset Global Investments HK Equity HSI52N (0.45) 34 37.44 2846 HK ISHARES CSI 300 A-SHARES IN BlackRock Asset Management North Asia Equity CSICU007 (4.87) 49 37.12 3073 HK SPDR FTSE GREATER CHINA ETF State Street Global Advisors Asia Equity GPSSG239 (6.41) 123 34.74 3092 HK DB X-TRACKERS MSCI THAILAND Deutsche Asset & Wealth Management Equity NDEUTHF (15.80) 34 28.56 참고 : Ticker, BM 은 Bloomberg 용, 11 월 30 일기준자료 : Bloomberg, 삼성증권 삼성증권 18

CHINA (Shanghai) Exchange ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) 510050 CH CHINA 50 ETF China Asset Management Equity SSE50 (8.74) 154,133 4,475.19 510300 CH HUATAI-PB CSI 300 ETF Huatai-PineBridge Fund Management Equity SHSZ300 2.02 95,519 3,277.95 510180 CH SHANGHAI SSE180 ETF HuaAn Fund Management Equity SSE180 (2.29) 15,218 2,733.18 510500 CH CHINA CSI 500 ETF China Southern Fund Management Equity N.A. 43.10 32,077 2,542.65 510330 CH CHINA AMC CSI 300 INDEX ETF China Asset Management Equity SHSZ300 3.89 2,443 2,461.01 511810 CH CN-SOUTHERN CASH MGT MMF ETF China Southern Fund Management Money Market N.A. N.A. 466,596 2,140.57 511220 CH SSE PLEDGE URBAN INVE BD ETF HFT Investment Management Fixed Income N.A. 10.88 365 962.73 510310 CH E FUND CSI 300 ETF E Fund Management Equity SHSZ300 0.49 740 740.33 510900 CH E FUND CHINA ENTERPRISES ETF E Fund Management Equity HSCEI (15.61) 35,195 559.82 510230 CH GUOTAI SHANGHAI 180 FIN ETF Guotai Asset Management Equity SH000018 (13.48) 4,663 493.07 511830 CH HUATAI-PB TRADED MONEY MKT F Huatai-PineBridge Fund Management Money Market N.A. N.A. 41,980 490.48 510510 CH GUANGFA CSI 500 ETF GF Fund Management Equity SH000905 34.74 2,037 224.13 512500 CH CHINA AMC CSI 500 ETF China Asset Management Equity SH000905 N.A. 1,719 151.89 512070 CH E FUND CSI 300 FIN EX BA ETF E Fund Management Equity N.A. (25.06) 2,659 144.84 510160 CH CHINA SECURITY SOUTHERN ETF China Southern Fund Management Equity CSIR0901 1.15 251 133.35 511010 CH GUOTAI SSE 5-YR CHINA TREAS Guotai Asset Management Fixed Income N.A. 5.98 102,761 131.08 510880 CH HUATAI-PB SSE DIVIDEND ETF Huatai-PineBridge Fund Management Equity SSEDIV 10.15 3,143 98.34 510010 CH BCOMM SCHRODER SSE180 ETF Bank of Communications Schroder Equity SSE180 (5.87) 2,652 88.54 512990 CH MSCI CHINA-A SHARE ETF FUND China Asset Management Equity MXCN1A N.A. 619 87.96 512220 CH INVESCO CSI TMT 150 ETF INVESCO Great Wall Fund Management Equity N.A. 55.67 20 75.78 518880 CH HUAAN YIFU GOLD ETF HuaAn Fund Management Commodity SHGF9999 (9.49) 5,056 64.94 510560 CH CHINA LIFE AMP CSI 500 ETF China Life AMP Asset Management Equity N.A. N.A. 50 64.79 512510 CH HUATAI-PB CSI 500 ETF Huatai-PineBridge Fund Management Equity N.A. N.A. 419 63.63 510130 CH E FUND SSE MID-CAP ETF E Fund Management Equity SH000044 7.63 96 52.51 510060 CH ICBC CRED SUISSE CENT 50 ETF ICBC Credit Suisse Asset Management Equity SH000042 (7.57) 1,345 50.44 510290 CH CHINA SOUTHERN SSE 380 ETF China Southern Fund Management Equity SH000009 33.68 2,147 49.85 513660 CH C-AMC SH-HK STOCK CN HSI ETF China Asset Management Equity HSI N.A. 205 47.72 510630 CH CHINAAMC CONSUMER STAPLES China Asset Management Equity SH000108 23.13 192 44.85 510520 CH LION CSI 500 INDEX ETF Lion Fund Management Equity SH000905 46.31 31 42.21 510020 CH BOSERA SSE LARGE CAP ETF Bosera Asset Management Equity SH000043 (3.75) 812 39.38 참고 : Ticker, BM 은 Bloomberg 용, 11 월 30 일기준자료 : Bloomberg, 삼성증권 삼성증권 19

CHINA (Shenzen) Exchange ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) 159919 CH HARVEST CSI 300 INDEX ETF Harvest Fund Management Equity SHSZ300 1.36 17,036 3,022.60 159901 CH E FUND SZSE100 INDEX FUND E Fund Management Equity SI100 12.69 8,527 824.35 159003 CH CHINA MERCHANTS SEC DEP MM-A China Merchants Fund Management Money Market N.A. (0.04) 87,033 816.98 159922 CH HARVEST CSI 500 ETF Harvest Fund Management Equity SH000905 36.58 1,076 816.79 159915 CH E FUND CHINEXT PRICE INDEX E Fund Management Equity SZ399006 76.22 103,123 557.58 159902 CH CHINA SME ETF China Asset Management Equity SZ399601 49.12 26,637 421.91 159001 CH E FUND SWIFT CASH MONEY MK-A E Fund Management Money Market N.A. (0.11) 58,295 312.88 159928 CH CHINA UNIVERSAL CSI CONSUM China Universal Asset Management Equity CSIR0932 17.30 56 190.50 159925 CH CHINA SOUTH KAIYUAN CSI300 China Southern Fund Management Equity SHSZ300 1.79 330 160.61 159937 CH BOSERA GOLD OPEN-END ETF Bosera Asset Management Commodity N.A. (9.32) 57 159.56 159943 CH DACHENG SZSE COMPONENT ETF Dacheng Fund Management Equity N.A. N.A. 877 132.55 159938 CH GF CSI ALL SHARE MED&HLH ETF GF Fund Management Equity N.A. N.A. 434 107.59 159903 CH SZSE COMPONENT INDEX FUND ET China Southern Fund Management Equity SICOM 10.39 1,650 91.02 159920 CH CHINA AMC HANG SENG ETF China Asset Management Equity HSI 0.55 2,832 74.74 159936 CH GF CSI ALL SH CON DIS IX ETF GF Fund Management Equity SH000931 32.51 10 74.26 159933 CH UBS SDIC CSI 300 FINL & PROP UBS SDIC Fund Management Equity SH000914 (13.77) 246 73.21 159939 CH GF CSI ALL SH INFOR TECH ETF GF Fund Management Equity N.A. N.A. 2,418 71.86 159907 CH GUANGFA SZSE SEM300 FUND ETF GF Fund Management Equity SZ399008 49.37 202 36.19 159905 CH ICBC SHENZHEN DVD PRICE ETF ICBC Credit Suisse Asset Management Equity SZ399324 (0.93) 715 34.46 159926 CH HARVEST CSI G-E MED TREA BD Harvest Fund Management Fixed Income CSIH1017 18.93 9 33.34 159906 CH DACHENG SZSE GROWTH 40 INDEX Dacheng Fund Management Equity SZ399325 38.74 22 31.95 159918 CH HARVEST SME CHINEXT 400 ETF Harvest Fund Management Equity SZ399624 55.91 23 21.10 159940 CH GF CSI ALL SHARE FINA IX ETF GF Fund Management Equity N.A. N.A. 73 19.34 159929 CH CHINA UNIVERS CSI HEALTH CAR China Universal Asset Management Equity CSIR0933 30.89 374 18.73 159942 CH HUARUN YUANDA SME-CN 100 ETF CR Yuanta Fund Management Equity N.A. N.A. 255 18.33 159944 CH GF CSI ALL SH MATERIALS ETF GF Fund Management Equity N.A. N.A. 133 17.57 159945 CH GF CSI ALL SH ENERGY ETF GF Fund Management Equity N.A. N.A. 71 17.12 159924 CH INVESCO GREAT WALL CSI300 EQ INVESCO Great Wall Fund Management Equity SHSZ300 12.28 25 14.83 159935 CH INVESCO GREAT WALL CSI500 EF INVESCO Great Wall Fund Management Equity SH000905 36.59 39 14.60 159934 CH E FUND GOLD TRADE OP END ETF E Fund Management Commodity SHGF9999 (9.03) 985 13.98 참고 : Ticker, BM 은 Bloomberg 용, 11 월 30 일기준자료 : Bloomberg, 삼성증권 삼성증권 20

ASE (Australia Stock Exchange) ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) STW AU SPDR S&P/ASX 200 FUND State Street Global Advisors Equity ASA51 (0.06) 8,571 2,253.15 VAS AU VANGUARD AUST SHARES IDX ETF Vanguard Investments Australia Equity AS52 0.10 3,840 910.34 AAA AU BETASHARES AUS HIGH INTEREST Betashares Capital Fixed Income N.A. 2.45 3,318 572.39 SLF AU SPDR S&P/ASX 200 LISTED PROP State Street Global Advisors Equity AS51PROP 10.30 423 418.89 VHY AU VANGUARD AUS HIGH YIELD Vanguard Investments Australia Equity TGPVN13A (5.74) 967 416.30 USD AU BETASHARES US DOLLAR ETF Betashares Capital Specialty N.A. 13.62 2,493 356.19 VAP AU VANGUARD AU PROP SEC IDX ETF Vanguard Investments Australia Equity AS52PROP 10.37 651 351.58 SFY AU SPDR S&P/ASX 50 FUND State Street Global Advisors Australia Equity ASA31 (1.52) 915 329.73 IOZ AU ISHARES MSCI AUSTRALIA 200 E BlackRock Investment Management Australia Equity ASA51 (0.08) 1,204 293.57 GOLD AU ETFS PHYSICAL GOLD ETFS Management Co Jersey Commodity GOLDLNPM (0.01) 439 282.23 YMAX AU BETASHARES AUS TOP 20 EQ YLD BetaShares Capital ETFs Equity ASA26 (5.45) 557 241.94 ILC AU ISHARES S&P/ASX 20 ETF BlackRock Investment Management Australia Equity ASA26 (4.54) 905 222.53 IAF AU ISHARES COMPOSITE BOND ETF BlackRock Investment Management Australia Fixed Income BACM0 2.15 1,329 205.24 RDV AU RUSSELL HIGH DVD AUS SHARES Russell Investment Management Equity RURAHDIA (0.54) 344 198.89 VAF AU VANGUARD AUST FI INTERST ETF Vanguard Investments Australia Fixed Income BACM0 1.93 836 195.83 IHD AU ISHARES S&P/ASX DIVIDEND OPP BlackRock Investment Management Australia Equity SPAXDIT (2.93) 447 169.16 RGB AU RUSSELL AUS GOVT BOND ETF Russell Investment Management Fixed Income DBLNAUSO 3.24 311 119.20 SYI AU SPDR MSCI AUS SELECT DVD State Street Global Advisors Equity MSCTAYAG (3.61) 214 106.74 WXOZ AU SPDR S&P WORLD EX AUSTRALIA State Street Global Advisors Equity SDAXAT 14.50 104 100.15 VGS AU VANGUARD MSCI IND INTL ETF Vanguard Investments Australia Equity EANREXAN 13.89 711 96.63 HVST AU BETASHARES AU DVD HARVESTER Betashares Capital Equity N.A. (5.55) 535 95.10 RSM AU RUSSELL AUS SEMI-GOVT BOND Russell Investment Management Fixed Income DBLNAUSS 2.75 271 67.81 VSO AU VANGUARD MSCI AUS SM CO ETF Vanguard Investments Australia Equity M8AUDSC 2.46 150 57.97 QOZ AU BETASHARES FTSE RAFI AU 200 Betashares Capital Equity TFRAU200 (2.70) 392 57.15 WDIV AU SPDR S&P GLOBAL DIVIDEND FUN State Street Global Advisors Equity SPGDAUN 7.92 185 56.89 UBA AU UBS IQ MSCI AUSTRALIA ETF UBS Asset Management Australia Equity M2CXUBSL N.A. 8 56.27 GEAR AU BETASHARES GEARED AUS EQTY F Betashares Capital Equity AS51 (6.69) 1,050 53.76 RCB AU RUSSELL AUS SEL CORP BOND Russell Investment Management Fixed Income DBLNAUCO 1.71 157 52.79 QUAL AU MKT VECT MSCI WORLD QUALITY Market Vectors ETFs Equity M4CXMVIA 18.98 205 51.56 DJRE AU SPDR DJ GLOBAL REAL ESTATE F State Street Global Advisors Equity DWGRSN 12.49 339 51.18 참고 : Ticker, BM 은 Bloomberg 용, 11 월 30 일기준자료 : Bloomberg, 삼성증권 삼성증권 21