Microsoft Word K_01_02.docx

Asia-Pacific ETF market 안도랠리속에서 ETF 자산증가 안도랠리 : 지난 3 분기글로벌주식시장을짓눌렀던글로벌 G2 Risk( 미국연준의금리인상우려감 & 중국의경기둔화불안 ) 가일시적으로완화되면서 10 월들어아시아태평양지역주식시장은기술적반등을시현하였음. 홍콩과중국증시는 10% 에근접하는급등세를시현하였으며, 일본과대만, 호주와싱가포르증시도 5% 이상상승세를기록하였음. 한국과인도, 필리핀등이 3% 내외의반등을보였음. 그러나대부분연중고점에비해서는여전히 5% ~ 10% 이상낮은수준을기록하고있으며, G2 Risk 역시확률적인기대감에불과하다는점에서, 여전히아시아태평양지역의 Tail risk 는잔존하고있는것으로평가할수있음. 전균 Analyst gyun.jun@samsung.com 02 2020 7044 김수명 Research Associate soomyung.kim@samsung.com 02 2020 7754 자산증가로반전 : 지역내주식시장이안도랠리를보이는가운데 ETF 시장으로도비교적큰폭의자금유입이이루어졌음. 9 월말기준으로아시아태평양지역 ETF 시장의자산규모는 2,737 억달러에서 10 월현재는 2,844 억달러로증가하였음. 일본과홍콩에서각각 30 억달러증가하였으며, 한국 20 억달러, 싱가포르 14 억달러증가를기록하였음. 중국 ( 상해 & 심천 ) 에서는 ETF 자산규모가감소세를지속하였음. 홍콩에서는중국본토관련 ETF 로자금유입이큰폭으로이루어졌으며, 싱가포르에서는선진국추적 ETF 으로자금유입이이루어졌음. 일본과한국은시장대표지수추적형 ETF 로자금유입이진행되었음. 한국신규상장 ETF: 한국에서는 10 월중 7 개 ETF 가신규상장되었음. 시장지수 4 종목과섹터지수 3 종목임. 시장지수형 ETF 는최근 KRX 가발표한 KTOP30 과 KOSDAQ150 을추적하는 ETF 임. KTOP30 은가격가중방식으로산출되는한국초대형주 (mega cap) 중심의주가지수임. KOSDAQ150 은 KOSDAQ 시장의새로운벤치마크를위해 KRX 가개발하였으며, 기술주중심으로편재된 KOSDAQ 대표지수임. 두지수가모두신생지수라는점에서시장의주목을받는시간이필요하지만, 기존시장지수와다른특성을갖고있다는점에서해당 ETF 의빠른정착이기대됨. 기술적반등이후가관건 : 4 분기초에는 G2 Risk 에짓눌렸던글로벌주식시장이기술적반등을진행한시기였음. 특히경기둔화를방어하려는중국정책당국의정책모멘텀과당분간유동성긴축위험이나타나지않을것이라는미국금리인상지연기대감이기술적반등의배경으로작용하고있음. 남은 4 분기글로벌유동성은기존우량자산의유지와함께변동성확대구간에서도안정적인성과를보여주는자산을대상으로압축투자를진행할것으로예상됨. 따라서아시아태평양지역 ETF 시장에서는대형주중에서가치주와배당주성향을갖는 ETF 에대한투자가상대적으로선호될것임. 한편최근미국주식시장의 Tail risk 측정지표인 SKEW 의급등세를고려하여, 변동성 ETP 에대한보유비중은당분간유지할필요가있음.

아시아태평양지역 ETF 개괄 ETF 신규상장종목추이 (No of products) 80 70 60 50 40 30 20 10 7 6 19 37 45 20 30 46 50 72 55 69 39 57 45 48 62 73 48 0 2H06 1H07 2H07 1H08 2H08 1H09 2H09 1H10 2H10 1H11 2H11 1H12 2H12 1H13 2H13 1H14 2H14 1H15 2H15 참고 : 10 월 15 일기준, 현존 ETF 대상자료 : Bloomberg, 삼성증권 거래소별 ETF 상장현황 Exchange 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Australia 1 4 15 12 20 10 11 12 Bangkok 1 1 1 1 5 3 5 4 Hong Kong 1 3 6 12 20 8 29 11 12 7 Indonesia 1 1 2 3 Korea 8 5 15 18 16 44 29 16 36 79 Bursa Malaysia 1 1 2 1 Ho Chi Min 1 Mumbai 1 1 1 Nagoya 1 N.S. India 6 3 2 8 7 2 4 4 2 New Zealand 2 Osaka 2 2 2 6 1 2 Philippine 1 Shanghai 1 1 2 7 11 6 18 11 2 Shenzhen 2 6 11 4 14 2 3 Singapore 2 1 5 2 2 4 2 Taiwan 2 4 4 1 5 3 4 1 Tokyo 43 6 13 18 7 20 18 24 Total 16 25 82 50 96 127 108 102 110 130 참고 : 10 월 15 일기준, 현존 ETF 대상 ( 상장폐지종목은반영되지않음 ) 자료 : Bloomberg, 삼성증권 삼성증권 2

ETF 대상자산별상장현황 (2015 년현재 ) Asset Class Focus 자산규모 (mil USD) 종목수 Equity 231,975 742 Fixed Income 34,321 9 Money Market 11,322 69 Commodity 4,925 81 Specialty 1,405 44 Mixed Allocation 399 3 N.A. 134 8 Total 284,482 956 참고 : 10 월 15 일기준, Specialty- 변동성 & 통화, Mixed Allocation- 다중자산상품자료 : Bloomberg, 삼성증권 거래소별자산별 ETF 자산규모현황 (mil USD) Commodity Equity Fixed Income Specialty Mixed Allocation Money Market Total ASE 405 6,927 1,290 357 8,979 Bangkok 37 102 138 BSE India 66 66 Hanoi 4 4 Ho Chi Minh 17 17 Hong Kong 115 34,766 3,788 62 38,732 Indonesia 123 123 Korea 304 13,614 4,163 838 89 19,008 Malaysia 87 203 290 N.S. India 960 1,166 143 2,269 Nagoya 36 36 New Zealand 387 387 Philippines 30 30 Shanghai 68 20,713 1,057 33,978 55,817 Shenzhen 91 9,576 4 343 10,014 Singapore 1,148 15,207 614 16,968 Taiwan 60 6,105 45 6,210 Tokyo 1,737 123,052 59 148 399 125,395 총합계 4,925 231,975 11,322 1,405 543 34,321 284,482 삼성증권 3

거래소별 ETF 자산규모 Primary Exchange 합계 (mil USD) 평균 (mil USD) 직전월말 (mil USD) Tokyo 125,395 729 122,175 Shanghai 55,817 809 56,255 Hong Kong 38,732 355 35,826 Korea 19,008 97 17,177 Singapore 16,968 424 15,564 Shenzhen 10,014 250 9,997 Australia 8,979 92 8,336 Taiwan 6,210 200 5,531 N.S. India 2,269 48 2,008 New Zealand 387 39 355 Bursa Malaysia 290 41 239 Bangkok 138 7 129 Indonesia 123 18 106 Nagoya 66 17 21 Philippines 36 36 34 BSE India 30 30 29 Ho Chi Minh 17 17 15 Hanoi 4 4 4 Total 284,482 333 273,740 거래소별 ETF 거래대금현황 (3 개월평균거래대금기준 ) Primary Exchange 전체합계 ( 천달러 ) 종목당평균 ( 천달러 ) Shanghai 5,773,477 74,019 Tokyo 2,487,518 14,462 Shenzhen 545,478 11,858 Taiwan 231,604 7,471 Hong Kong 564,397 5,131 Korea 695,101 2,747 Australia 45,986 407 N.S. India 15,281 325 Singapore 6,358 167 Philippines 67 67 Ho Chi Minh 49 49 New Zealand 830 44 Bangkok 310 15 Nagoya 66 9 Bursa Malaysia 8 8 BSE India 8 2 Indonesia 3 0 참고 : 10 월 15 일기준, 종목당평균은전체거래량 / 상장 ETFs 로산출함자료 : Bloomberg, 삼성증권 삼성증권 4

개별 ETF 자산규모 자산규모상위 30 종목 (sort by AUM) ETF Exchange Benchmark Total Asset Value (mil USD) 직전월말 (mil USD) FORTUNE SGAM MONEY MKT FUND Shanghai N.A. 32,136 34,192 NOMURA ETF - NIKKEI 225 Tokyo NKY 25,179 24,164 NOMURA ETF - TOPIX Tokyo TPX 22,936 23,186 NIKKO ETF - NKY 225 Tokyo NKY 12,443 12,061 DAIWA ETF - NIKKEI 225 Tokyo NKY 11,159 10,999 DAIWA ETF - TOPIX Tokyo TPX 10,780 10,196 NIKKO ETF - TOPIX Tokyo TPX 10,171 9,692 TRACKER FUND OF HONG KONG Hong Kong HSI 9,567 8,827 HANG SENG H-SHARE IND ETF-HK Hong Kong HSI21N 6,718 6,200 CHINA 50 ETF Shanghai SSE50 6,193 6,182 NEXT FUNDS NKY225 LVRGED ETF Tokyo NKYLEV 6,130 5,892 HANG SENG INDEX ETF-HKD Hong Kong HSI1N 5,415 5,042 ISHARES FTSE A50 CHINA INDEX Hong Kong TX9HKNRH 5,406 5,043 MAXIS NIKKEI 225 ETF Tokyo NKY 5,185 5,371 HARVEST CSI 300 INDEX ETF Shenzhen SHSZ300 4,506 4,497 HUATAI-PB CSI 300 ETF Shanghai SHSZ300 4,273 4,265 SAMSUNG KODEX 200 ETF Korea KOSPI2 3,905 3,324 CSOP FTSE CHINA A50 ETF-RMB Hong Kong XINA50NC 3,162 2,750 ABF PAN ASIA BOND INDEX FUND Hong Kong ABTRPAUH 3,041 2,924 MAXIS TOPIX ETF Tokyo TPX 2,991 3,261 CHINA AMC CSI 300 INDEX ETF Shanghai SHSZ300 2,680 2,675 YUANTA/P-SHRS TW TOP 50 ETF Taiwan TW50 2,596 2,355 LYXOR ETF MSCI EUROPE-B Singapore M7EU 2,205 1,878 SPDR S&P/ASX 200 FUND ASE ASA51 2,125 1,926 NOMURA NEXT F JPX NIKKEI 400 Tokyo JPNK400 2,051 1,813 SAMSUNG KODEX LEVERAGE ETF Korea KOSPI2LG 2,010 1,994 DB X-TRACKERS MSCI WORLD TRN Singapore NDDUWI 1,909 1,771 CHINAAMC CSI 300 IDX ETF-CNY Hong Kong SHSZ300 1,729 1,485 ISHARES NIKKEI 225 ETF Tokyo NKY 1,699 1,557 DB X-TRACKERS EMERG MARKET Singapore NDUEEGF 1,603 1,487 참고 : 10 월 15 일기준자료 : Bloomberg, 삼성증권 거래소별 ETF 자산규모 ( 상위 30 위대상 ) 거래소별 ETF 자산규모증감 ( 상위 30 위대상 ) Hong Kong 17% Korea 3% Taiwan 1% Tokyo 52% (USDm) 4,000 3,000 2,000 1,000 0 (1,000) (2,000) (3,000) (2,032) 9 199 241 580 598 2,532 2,769 Shanghai Shenzhen ASE Taiwan Singapore Korea Tokyo Hong Kong 참고 : 10 월 15 일기준자료 : Bloomberg, 삼성증권 참고 : 직전월말대비 10 월 15 일증감자료 : Bloomberg, 삼성증권 삼성증권 5

거래소별자산규모증가 / 감소상위 5 개 ETF 현황 ( 직전월말대비 ) Ticker Name Asset (USD mil) Ticker Name Asset (USD mil) Korea Stock Exchange 069500 KS SAMSUNG KODEX 200 ETF 581.4 1321 JP NOMURA ETF - NIKKEI 225 1,015.0 153130 KS SAMSUNG KODEX KRW CASH ETF 119.6 1305 JP DAIWA ETF - TOPIX 584.4 114800 KS SAMSUNG KODEX INVERSE ETF 100.4 1308 JP NIKKO ETF - TOPIX 478.5 102110 KS MIRAE TIGER 200 ETF 99.4 1330 JP NIKKO ETF - NKY 225 382.3 148020 KS KB KSTAR 200 ETF 95.2 1591 JP NOMURA NEXT F JPX NIKKEI 400 238.1 114460 KS KITM KINDEX TB ETF (2.4) 1596 JP NZAM ETF TOPIX EX-FINANCIALS (24.2) 122390 KS MIRAE TIGER KQ PRM ETF (2.5) 1345 JP LISTED J-REIT BI MONTHLY DVD (39.3) 137990 KS MIRAE TIGER GREEN ETF (2.9) 1346 JP MAXIS NIKKEI 225 ETF (186.3) 157650 KS KB KSTAR TOP5&10YKTB PL ETF (3.7) 1306 JP NOMURA ETF - TOPIX (250.7) 139290 KS MIRAE ASSET TIGER 200 CONSUM (9.7) 1348 JP MAXIS TOPIX ETF (270.0) Hong Kong Taiwan Stock Exchange 2800 HK TRACKER FUND OF HONG KONG 740.8 0050 TT YUANTA/P-SHRS TW TOP 50 ETF 240.9 2828 HK HANG SENG H-SHARE IND ETF-HK 517.8 00633L TT FUBON SSE180 LEV 2X IN ETF 105.6 82822 HK CSOP FTSE CHINA A50 ETF-RMB 411.7 00632R TT YUANTA/P-SHRS TW T50 1X ETF 95.0 2833 HK HANG SENG INDEX ETF-HKD 373.5 0061 TT W.I.S.E. YUANTA/P SHS C300 E 59.7 2823 HK ISHARES FTSE A50 CHINA INDEX 362.8 006205 TT FUBON SSE 180 INDEX ETF 36.8 3037 HK XIE SHARES PHILIPPINES ETF 0.1 00638R TT YUANTA/P-SHRS CSI 300 1X ETF (1.1) 83122 HK CSOP CHINA ULTRA ST BON F-RM 0.0 0060 TT YUANTA/P-SHRS TWSE TW NON TE (1.4) 3119 HK ETFS PHYSICAL PLATINUM ETF (0.6) 00635U TT YUANTA S&P GSCI GOLD ER ETF (2.6) 83199 HK CSOP CHINA 5Y TRE BD ETF RMB (48.4) 006203 TT YUANTA/P-SHRS MSCI TW ETF (17.5) 2801 HK ISHARES MSCI CHINA INDEX ETF (88.1) 00634R TT FUBON SSE180 INV INDEX ETF (20.9) Shanghai Shenzhen 510050 CH CHINA 50 ETF 11.7 159919 CH HARVEST CSI 300 INDEX ETF 8.5 510300 CH HUATAI-PB CSI 300 ETF 8.1 159901 CH E FUND SZSE100 INDEX FUND 2.0 510330 CH CHINA AMC CSI 300 INDEX ETF 5.1 159915 CH E FUND CHINEXT PRICE INDEX 1.1 510180 CH SHANGHAI SSE180 ETF 2.7 159902 CH CHINA SME ETF 0.8 510500 CH CHINA CSI 500 ETF 1.9 159928 CH CHINA UNIVERSAL CSI CONSUM 0.6 510450 CH CIFM SSE 180 HIGH BETA ETF 0.0 159926 CH HARVEST CSI G-E MED TREA BD 0.0 510440 CH DACHENG CSI 500 STOCK ETF 0.0 159930 CH CHINA UNIVERS CSI ENERGY ETF 0.0 512110 CH HUAAN CSI REAL ESTA INX ETF 0.0 159921 CH LION SZSE SME EQUAL WEIGHT 0.0 510680 CH WANJIA SSE380 INDEX ETF 0.0 159932 CH DACHENG CSI 500 SZE STK IDX 0.0 511990 CH FORTUNE SGAM MONEY MKT FUND (2,056.4) 159922 CH HARVEST CSI 500 ETF 0.0 ASE Tokyo Singapore STW AU SPDR S&P/ASX 200 FUND 198.8 MEU SP LYXOR ETF MSCI EUROPE-B 326.7 VAS AU VANGUARD AUST SHARES IDX ETF 68.4 XMWO SP DB X-TRACKERS MSCI WORLD TRN 138.1 AAA AU BETASHARES AUS HIGH INTEREST 40.7 XMEM SP DB X-TRACKERS EMERG MARKET 115.3 SFY AU SPDR S&P/ASX 50 FUND 30.0 JPN SP LYXOR ETF JAPAN TOPIX 114.3 IOZ AU ISHARES MSCI AUSTRALIA 200 E 24.5 LEM SP LYXOR ETF MSCI EMER MKTS-B 89.4 ZUSD AU ANZ ETFS PHYSICAL USD ETF (0.0) XUTD SP DB X-TR II-IBX USD TRS UCITS 0.4 QFN AU BETASHARES S&P/ASX 200 FINAN (0.4) AJAC SP ISHARES JPM USD ASIA BOND 0.3 WXHG AU SPDR S&P WORLD EX AUS HEDGED (0.4) L5G SP DBX CMDTY BOOSTER LIGHT ENGY 0.3 MVB AU MARKET VECTORS AUSTRL BANKS (1.8) USSE50 SP UNITED SSE 50 CHINA ETF 0.2 QRE AU BETASHARES S&P/ASX 200 RESOU (5.4) O9B SP DBX MSCI ASIA PAC EX JP 0.1 참고 : 직전월말대비 10 월 15 일자산규모증감표시, 중국 ETF 시장의데이타가일부누락되었을가능성이존재함자료 : Bloomberg, 삼성증권 삼성증권 6

거래소별거래대금상위 ETF 현황 ( 최근 3 개월평균기준 ) Ticker Name ( 천달러 ) Ticker Name ( 천달러 ) Korea Stock Exchange 122630 KS SAMSUNG KODEX LEVERAGE ETF 179,774 1570 JP NEXT FUNDS NKY225 LVRGED ETF 1,719,953 069500 KS SAMSUNG KODEX 200 ETF 161,326 1357 JP NEXT FUNDS NK22 D-INVRS ETF 196,956 114800 KS SAMSUNG KODEX INVERSE ETF 121,268 1579 JP SIMPLEX NKY225 BULL 2X ETF 107,976 102110 KS MIRAE TIGER 200 ETF 42,438 1321 JP NOMURA ETF - NIKKEI 225 101,261 130730 KS KIWOOM KOSEF ENHANCED CASH E 35,482 1306 JP NOMURA ETF - TOPIX 56,956 204480 KS TIGER SYNTH-CHINA A LVG ETF 26,716 1568 JP SIMPLEX TOPIX BULL 2X ETF 55,422 148020 KS KB KSTAR 200 ETF 14,517 1330 JP NIKKO ETF - NKY 225 22,073 105190 KS KITM KINDEX200 ETF 8,807 1365 JP DAIWA ETF-NK225 LVRGD INDX 21,036 168580 KS KINDEX CHINA A CSI300 ETF 6,067 1360 JP SMPLX-NIKKEI AVR BR DBL ETF 19,934 226490 KS SAMSUNG KODEX KOSPI ETF 5,101 1320 JP DAIWA ETF - NIKKEI 225 19,782 Hong Kong Taiwan Stock Exchange 2823 HK ISHARES FTSE A50 CHINA INDEX 232,721 00633L TT FUBON SSE180 LEV 2X IN ETF 75,413 2800 HK TRACKER FUND OF HONG KONG 152,834 00637L TT YUANTA/P-SHRS CSI 300 2X ETF 38,013 2828 HK HANG SENG H-SHARE IND ETF-HK 141,878 0050 TT YUANTA/P-SHRS TW TOP 50 ETF 26,896 82822 HK CSOP FTSE CHINA A50 ETF-RMB 12,622 00632R TT YUANTA/P-SHRS TW T50 1X ETF 15,714 2827 HK WISE - CSI 300 CHINA TRACKER 7,086 006205 TT FUBON SSE 180 INDEX ETF 11,815 83188 HK CHINAAMC CSI 300 IDX ETF-CNY 6,028 0061 TT W.I.S.E. YUANTA/P SHS C300 E 10,079 2801 HK ISHARES MSCI CHINA INDEX ETF 2,724 00640L TT FUBON TOPIX LEV 2X INEDX ETF 9,304 2833 HK HANG SENG INDEX ETF-HKD 985 00634R TT FUBON SSE180 INV INDEX ETF 6,575 3090 HK XIE SHARES KOREA ETF 758 00636 TT CATHAY FTSE CHINA A50 ETF 6,357 83199 HK CSOP CHINA 5Y TRE BD ETF RMB 722 006206 TT YUANTA/P-SHRS SSE50 ETF 6,227 Shanghai Shenzhen 511990 CH FORTUNE SGAM MONEY MKT FUND 3,203,865 159915 CH E FUND CHINEXT PRICE INDEX 130,687 511880 CH YINHUA TRADED MONEY MARKET 742,667 159003 CH CHINA MERCHANTS SEC DEP MM-A 97,101 511810 CH CN-SOUTHERN CASH MGT MMF ETF 453,815 159001 CH E FUND SWIFT CASH MONEY MK-A 93,609 510050 CH CHINA 50 ETF 344,971 159901 CH E FUND SZSE100 INDEX FUND 62,692 510300 CH HUATAI-PB CSI 300 ETF 213,310 159902 CH CHINA SME ETF 54,739 510180 CH SHANGHAI SSE180 ETF 199,517 159919 CH HARVEST CSI 300 INDEX ETF 34,220 511010 CH GUOTAI SSE 5-YR CHINA TREAS 134,055 159911 CH PENGHUA SZSE PRIV OWN IDX ET 15,140 511830 CH HUATAI-PB TRADED MONEY MKT F 68,169 159943 CH DACHENG SZSE COMPONENT ETF 12,550 510500 CH CHINA CSI 500 ETF 55,404 159005 CH CHINA UNI QUCIK GAINS MMK FD 11,479 511890 CH INVESCO GREAT WALL TRAD MM 54,284 159920 CH CHINA AMC HANG SENG ETF 4,314 ASE Tokyo Singapore STW AU SPDR S&P/ASX 200 FUND 9,877 INDIA SP ISHARES MSCI INDIA INDEX ETF 2,147 VAS AU VANGUARD AUST SHARES IDX ETF 4,443 STTF SP SPDR STRAITS TIMES INDEX ETF 1,356 AAA AU BETASHARES AUS HIGH INTEREST 3,652 L5F SP DBX CMDTY BOOSTER 580 USD AU BETASHARES US DOLLAR ETF 3,425 XCSI SP DBX CSI 300 229 BBOZ AU BETASHARES AUS EQ STR BR HDG 1,742 AHYG SP ISHARES ASIA HIGH YIELD BD 225 IAF AU ISHARES COMPOSITE BOND ETF 1,458 XMIN SP DBX MSCI INDONESIA 205 MGE AU MAGELLAN GLOBAL EQUITIES FND 1,351 DBSSTI SP NIKKO AM SINGAPORE STI ETF 184 BEAR AU BETASHARES AUS EQ BEAR HF 1,280 AJAC SP ISHARES JPM USD ASIA BOND 160 VHY AU VANGUARD AUS HIGH YIELD 1,224 USSE50 SP UNITED SSE 50 CHINA ETF 132 GEAR AU BETASHARES GEARED AUS EQTY F 1,078 SBIF SP ABF SINGAPORE BOND INDX FUND 104 N.S. India Bangkok LBEES IN GOLDMAN LIQUID ETF BEES 12,070 CHINA TB WISE KTAM CSI 300 CHINA 98 NBEES IN GS NIFTY EXCH-GS NIFTY BEES 950 TDEX TB THAIDEX SET50 ETF 98 GBEES IN GOLDMAN GOLD ETF-GOLD BEES 719 GLD TB KTAM GOLD ETF TRACKER 18 BBEES IN GS BANKING EXCH-GS BANK BEES 448 TH100 TB THAIDEX SET100 ETF 14 KONIFTY IN KOTAK NIFTY 50 159 MUS TB MAYBANK US ETF 14 SGETS IN SBI GOLD EXCHANGE TRADED SCH 147 TGOLDETF TB THANACHART GOLD ETF 12 CPSEBE IN GS CPSE ID EXCH-GS CPSE BEES 112 KG965 TB K GOLD ETF 11 UTIGOL IN UTI GOLD EXCHANGE TRADED FND 110 1DIV TB THAIDEX SET HIGH DVD ETF 9 KOTBANK IN KOTAK BANKING ETF 81 MJP TB MAYBANK JAPAN ETF 8 KOGOLD IN KOTAK GOLD ETF 78 ESET50 TB KTAM SET50 ETF TRACKER 6 자료 : Bloomberg, 삼성증권 삼성증권 7

신규상장 ETF Asia-Pacific 신규상장 ETF (2015 년 10 월 ) Ticker Name Asset Class Exchange Inception date Management Company 228820 KS MIRAE ASSET TIGER KTOP30 ETF Equity South Korea 10/14/2015 Mirae Asset Global Investments 229720 KS SAMSUNG KODEX KTOP30 ETF EQ Equity South Korea 10/14/2015 Samsung Asset Management 228810 KS TIGER MEDIA CONTENTS ETF Equity South Korea 10/7/2015 Mirae Asset Global Investments 228790 KS TIGER COSMETICS ETF Equity South Korea 10/7/2015 Mirae Asset Global Investments 228800 KS TIGER TOUR LEISURE ETF Equity South Korea 10/7/2015 Mirae Asset Global Investments 227930 KS KINDEX KOSDAQ 150 ETF Equity South Korea 10/1/2015 Korea Investment Management 229200 KS KODEX KOSDAQ 150 ETF Equity South Korea 10/1/2015 Samsung Asset Management 참고 : Ticker 는 Bloomberg 용자료 : Bloomberg, 삼성증권 USA 신규상장 ETF (2015 년 10 월 ) Ticker Name Asset Class Inception date Management Company CNCR US LONCAR CANCER IMMUNOTHERAPY Equity 10/14/2015 Exchange-Traded Concepts ETFs SPMO US POWERSHARES S&P 500 MOMENTUM Equity 10/9/2015 PowerShares ETFs FXEP US POWERSHARES DEV EURPAC HEDGE Equity 10/9/2015 PowerShares ETFs DWTR US POWERSHARES DWA TACT SEC ROT Equity 10/9/2015 PowerShares ETFs XLFS US FINANCIAL SERVICES SEL SECT Equity 10/8/2015 State Street ETF XLRE US REAL ESTATE SELECT SECT SPDR Equity 10/8/2015 State Street ETF BDCZ US ETRACS WELL FARGO BDC SER B Equity 10/8/2015 ETRACS ETNs/UBS AG AMUB US ETRACS ALERIAN MLP IND SER B Equity 10/8/2015 ETRACS ETNs/UBS AG UCIB US ETRACS UBS BBG CONS MA SER B Commodity 10/8/2015 ETRACS ETNs/UBS AG MRRL US ETRACS MONTHLY PAY 2XL SER B Equity 10/8/2015 ETRACS ETNs/UBS AG LBDC US ETRACS 2XM LEV WF BDC SER B Equity 10/8/2015 ETRACS ETNs/UBS AG MLPB US ETRACS ALERIAN INFRAST SER B Equity 10/8/2015 ETRACS ETNs/UBS AG BSCP US GUGGENHEIM BULLETSHARES 2025 Fixed Income 10/7/2015 Guggenheim ETFs SPVU US POWERSHARES S&P 500 VALUE Equity 10/6/2015 PowerShares ETFs XFF CN ISHARES FACTORSELECT MSCI EA Equity 10/2/2015 ishares ETFs XFA CN ISHARES FACTORSELECT MSCI US Equity 10/2/2015 ishares ETFs HJPX US ISHARES CUR HEDG JPX-NIK 400 Equity 10/1/2015 ishares ETFs 참고 : Ticker 는 Bloomberg 용자료 : Bloomberg, 삼성증권 삼성증권 8

수익률상 / 하위 ETF 수익률상위 30 ETF 현황 Code ETF Exchange 자산 YTD (%) 143860 KS MIRAE TIGER HEALTH CARE ETF Korea Equity 65.17 159915 CH E FUND CHINEXT PRICE INDEX Shenzhen Equity 60.70 152180 KS MIRAE TIGER CONSUMER ETF Korea Equity 43.82 159909 CH CHINA MERCHANTS SZSE TMT50 Shenzhen Equity 40.55 159918 CH HARVEST SME CHINEXT 400 ETF Shenzhen Equity 40.37 512300 CH CSI500 HEALTH CARE INDEX ETF Shanghai Equity 40.00 512220 CH INVESCO CSI TMT 150 ETF Shanghai Equity 39.17 159902 CH CHINA SME ETF Shenzhen Equity 39.02 157520 KS MIRAE TIGER CHEMICALS ETF Korea Equity 38.18 139250 KS MIRAE ASSET TIGER 200 ENERGY Korea Equity 36.95 510500 CH CHINA CSI 500 ETF Shanghai Equity 33.80 117460 KS SAMSUNG KODEX E & C ETF Korea Equity 33.40 159907 CH GUANGFA SZSE SEM300 FUND ETF Shenzhen Equity 33.30 510660 CH CHINAAMC SSE HEALTH CARE ETF Shanghai Equity 29.79 159906 CH DACHENG SZSE GROWTH 40 INDEX Shenzhen Equity 28.80 150460 KS MIRAE TIGER CH CONSMER ETF Korea Equity 28.63 159921 CH LION SZSE SME EQUAL WEIGHT Shenzhen Equity 28.16 159929 CH CHINA UNIVERS CSI HEALTH CAR Shenzhen Equity 28.07 136280 KS SAMSUNG KODEX CONSUMER GOODS Korea Equity 27.64 510520 CH LION CSI 500 INDEX ETF Shanghai Equity 27.53 510510 CH GUANGFA CSI 500 ETF Shanghai Equity 27.30 159922 CH HARVEST CSI 500 ETF Shenzhen Equity 27.07 512610 CH HARVEST CSI MED HEAL CARE EF Shanghai Equity 26.86 510290 CH CHINA SOUTHERN SSE 380 ETF Shanghai Equity 26.47 159936 CH GF CSI ALL SH CON DIS IX ETF Shenzhen Equity 25.54 3063 HK DBX CSI 300 TRANSPORT Hong Kong Equity 25.26 1630 JP NOMURA NF TPX-17 RET TRD ETF Tokyo Equity 25.17 159911 CH PENGHUA SZSE PRIV OWN IDX ET Shenzhen Equity 25.12 139280 KS MIRAE TIGER CONSUMER ETF Korea Equity 24.82 211560 KS MIRAE TIGER DVD GROWTH ETF Korea Equity 24.09 참고 : 10 월 15 일기준자료 : Bloomberg, 삼성증권 YTD 수익률상위 30 개 ETF 거래소별분포 YTD 수익률상위 30 개 ETF 자산별분포 ( 개수 ) ( 개수 ) 12 11 10 8 9 8 6 4 2 0 1 1 Equity 30 Shenzhen Korea Shanghai Tokyo Hong Kong 자료 : Bloomberg, 삼성증권 자료 : Bloomberg, 삼성증권 삼성증권 9

수익률하위 30 ETF 현황 Code ETF Exchange 자산 YTD (%) 2038 JP NOMURA NEXT TCM LEVE OIL ETN Tokyo Commodity (54.80) 2035 JP NOMURA NEXT NOTES NKY VI ETN Tokyo Specialty (48.17) 2024 JP IPATH S&P GSCI ENERGY TR JDR Tokyo Commodity (41.84) ETPNRG AU ETFS ENERGY ASE Commodity (37.69) 1325 JP NEXT FUNDS IBOVESPA LINK ETF Tokyo Equity (33.87) 512070 CH E FUND CSI 300 FIN EX BA ETF Shanghai Equity (32.87) 1671 JP SIMPLEX WTI CRUDE OIL ID ETF Tokyo Commodity (32.37) 2021 JP IPATH S&P GSCI TR INDEX JDR Tokyo Commodity (31.34) 2829 HK ISHARES CSI A-SH FINANCIALS Hong Kong Equity (29.30) 2027 JP IPATH S&P GSCI SOFTS T R JDR Tokyo Commodity (28.35) 00633L TT FUBON SSE180 LEV 2X IN ETF Taiwan Equity (27.96) OOO AU BETASHARES CRUDE OIL ASE Commodity (27.26) 1552 JP KOKUSAI S&P500 VIX SHORT ETF Tokyo Specialty (27.21) 1699 JP NEXT FUNDS NOMURA CRUDE OIL Tokyo Commodity (26.92) 1572 JP SIMPLEX CHINA H-SH BULX2 ETF Tokyo Equity (26.92) 2030 JP IPATH S&P 500 VIX S/T FU JDR Tokyo Specialty (26.81) 204450 KS KODEX CHINA H LEVERAGE ETF Korea Equity (26.77) 204420 KS ARIRANG SYNTH-CHINA H LV ETF Korea Equity (26.73) LTM SP LYXOR ETF MSCI EM LAT AMER-E Singapore Equity (25.65) 105010 KS MIRAE ASSET TIGER LATIN ETF Korea Equity (24.90) 3076 HK HORIZONS ASIA EX JANZ EN ETF Hong Kong Equity (24.25) KOPSUB IN KOTAK PSU BANK ETF N.S. India Equity (23.78) PSUBBE IN GS PSU BANK-GS PSU BANK BEES N.S. India Equity (23.77) 1356 JP SIMPLEX TOPIX BEAR -2X ETF Tokyo Equity (22.44) 1322 JP CHINA A SHARE PANDA CSI300 Tokyo Equity (22.39) 102960 KS SAMSUNG KODEX SHIPBUILD ETF Korea Equity (22.27) 139230 KS MIRAE ASSET TIGER 200 SHIPBU Korea Equity (21.87) 130680 KS MIRAE TIGER WTI FUT ETF Korea Commodity (21.09) 159933 CH UBS SDIC CSI 300 FINL & PROP Shenzhen Equity (20.89) 1560 JP NOMURA NEXT F BURSA MALAYSIA Tokyo Equity (20.81) 참고 : 10 월 15 일기준자료 : Bloomberg, 삼성증권 수익률하위 30 개 ETF 거래소별분포수익률하위 30 개 ETF 자산별분포 ( 개수 ) ( 개수 ) 16 14 12 10 8 6 4 2 0 14 6 2 2 2 1 1 1 1 Commodity 9 Specialty, 3 Tokyo Korea N.S. India ASE Hong Kong Taiwan Shanghai Shenzhen Singapore Equity, 18 자료 : Bloomberg, 삼성증권 자료 : Bloomberg, 삼성증권 삼성증권 10

거래소별수익률상위 ETF (sort by YTD) Ticker Name YTD (%) Ticker Name YTD (%) Korea Stock Exchange 143860 KS MIRAE TIGER HEALTH CARE ETF 65.17 1630 JP NOMURA NF TPX-17 RET TRD ETF 25.17 152180 KS MIRAE TIGER CONSUMER ETF 43.82 1647 JP DAIWA ETF TOPIX-17 RET TRD 20.32 157520 KS MIRAE TIGER CHEMICALS ETF 38.18 1627 JP NOMURA NF TX-17 ELEC P&G ETF 18.69 139250 KS MIRAE ASSET TIGER 200 ENERGY 36.95 1621 JP NOMURA NF TX-17 PHARM ETF 16.98 117460 KS SAMSUNG KODEX E & C ETF 33.40 2039 JP NOMURA NN NK TCM INV OIL ETN 16.48 150460 KS MIRAE TIGER CH CONSMER ETF 28.63 1638 JP DAIWA ETF TOPIX-17 PHARM 16.39 136280 KS SAMSUNG KODEX CONSUMER GOODS 27.64 1644 JP DAIWA ETF TOPIX-17 ELEC P&G 16.19 139280 KS MIRAE TIGER CONSUMER ETF 24.82 1319 JP NOMURA NK 300 STK IDX LD ETF 15.35 211560 KS MIRAE TIGER DVD GROWTH ETF 24.09 1648 JP DAIWA ETF TOPIX-17 BANKS 15.09 211900 KS SAMSUNG KODEX DVD GROWTH ETF 23.25 1617 JP NOMURA NF TOPIX-17 FOODS ETF 14.29 Hong Kong Taiwan Stock Exchange 3063 HK DBX CSI 300 TRANSPORT 25.26 0061 TT W.I.S.E. YUANTA/P SHS C300 E 3.85 83132 HK C-SHS CSI HEALTHCARE ETF RMB 20.89 006207 TT FUH HWA CSI 300 A SHARES ETF 1.55 3057 HK DBX CSI 300 HEALTH CARE 20.18 00632R TT YUANTA/P-SHRS TW T50 1X ETF 1.42 3025 HK DBX CSI 300 CONSUMER DIS 15.69 0059 TT FUBON TAIWAN FINANCE ETF 1.04 3001 HK ISHARES CSI A-SH CONS DISCRE 13.46 0054 TT YUANTA/P-SHRS S&P CCP 50 ETF 0.36 3126 HK VANGUARD FTSE JAPAN INDEX EF 12.48 0058 TT FUBON TAIWAN EIGHT INDUSTRIE 0.29 3005 HK DBX CSI 300 INDUSTRIALS 11.40 00640L TT FUBON TOPIX LEV 2X INEDX ETF 0.00 2841 HK ISHARES CSI A-SH CONS STAPLE 10.15 00638R TT YUANTA/P-SHRS CSI 300 1X ETF 0.00 83118 HK HARVEST MSCI CHINA A IDX-CNY 8.36 00637L TT YUANTA/P-SHRS CSI 300 2X ETF 0.00 3052 HK DBX CSI 300 UTILITIES 8.09 00641R TT FUBON TOPIX INV 1X INDEX ETF 0.00 Shanghai Shenzhen 512300 CH CSI500 HEALTH CARE INDEX ETF 40.00 159915 CH E FUND CHINEXT PRICE INDEX 60.70 512220 CH INVESCO CSI TMT 150 ETF 39.17 159909 CH CHINA MERCHANTS SZSE TMT50 40.55 510500 CH CHINA CSI 500 ETF 33.80 159918 CH HARVEST SME CHINEXT 400 ETF 40.37 510660 CH CHINAAMC SSE HEALTH CARE ETF 29.79 159902 CH CHINA SME ETF 39.02 510520 CH LION CSI 500 INDEX ETF 27.53 159907 CH GUANGFA SZSE SEM300 FUND ETF 33.30 510510 CH GUANGFA CSI 500 ETF 27.30 159906 CH DACHENG SZSE GROWTH 40 INDEX 28.80 512610 CH HARVEST CSI MED HEAL CARE EF 26.86 159921 CH LION SZSE SME EQUAL WEIGHT 28.16 510290 CH CHINA SOUTHERN SSE 380 ETF 26.47 159929 CH CHINA UNIVERS CSI HEALTH CAR 28.07 512230 CH INVESCO CSI MEDI HEALTHCARE 23.91 159922 CH HARVEST CSI 500 ETF 27.07 512120 CH HUAAN CSI PHARMA SE INX ETF 23.51 159936 CH GF CSI ALL SH CON DIS IX ETF 25.54 ASE Tokyo Singapore QUAL AU MKT VECT MSCI WORLD QUALITY 12.01 XMRC SP DBX MSCI RUSSIA CAPPED 13.59 USD AU BETASHARES US DOLLAR ETF 11.86 RUS SP LYXOR ETF RUSSIA 11.49 UMAX AU BETASHARES S&P 500 YIELD MAX 11.44 JPN SP LYXOR ETF JAPAN TOPIX 8.49 DJRE AU SPDR DJ GLOBAL REAL ESTATE F 10.67 USSE50 SP UNITED SSE 50 CHINA ETF 5.07 ETPMAG AU ETFS PHYSICAL SILVER 10.58 AHYG SP ISHARES ASIA HIGH YIELD BD 4.24 POU AU BETASHARES BRITISH POUND ETF 10.39 NDX SP LYXOR ETF NASDAQ 100-B 2.40 GOLD AU ETFS PHYSICAL GOLD 10.15 AJAC SP ISHARES JPM USD ASIA BOND 2.31 WDIV AU SPDR S&P GLOBAL DIVIDEND FUN 9.98 XUTD SP DB X-TR II-IBX USD TRS UCITS 1.69 VGS AU VANGUARD MSCI IND INTL ETF 9.67 SBIF SP ABF SINGAPORE BOND INDX FUND 0.85 WXOZ AU SPDR S&P WORLD EX AUSTRALIA 9.40 MEU SP LYXOR ETF MSCI EUROPE-B 0.49 참고 : 연초이후수익률상위 ETF 자료 : Bloomberg, 삼성증권 삼성증권 11

Commodity ETF 현황 Commodity ETF (1) Code Name Exchange Benchmark 수익률거래대금 AUM (YTD,%) (3M 평균, 천달러 ) (mil USD) CRB SP LYXOR ETF COMMODITIES THOMSO Singapore CRYTR (14.29) 22 823.55 2038 JP NOMURA NEXT TCM LEVE OIL ETN Tokyo NTCS11LV (54.80) 12,266 482.19 1671 JP SIMPLEX WTI CRUDE OIL ID ETF Tokyo N.A. (32.37) 8,305 372.98 1540 JP JAPAN PHYSICAL GOLD ETF/MUFG Tokyo MUTFGOLD (2.00) 1,929 333.08 1699 JP NEXT FUNDS NOMURA CRUDE OIL Tokyo NMLSCOIL (26.92) 5,688 315.80 GOLD AU ETFS PHYSICAL GOLD ASE GOLDLNPM 10.15 706 314.77 GBEES IN GOLDMAN GOLD ETF-GOLD BEES N.S. India N.A. (0.17) 719 259.62 CRN SP LYXOR ETF COMMODITIES THOMSO Singapore CRYNETR (10.57) 24 250.71 REGOLD IN R* SHARES GOLD ETF N.S. India N.A. 0.26 69 206.89 130680 KS MIRAE TIGER WTI FUT ETF Korea SPGSCLP (21.09) 2,085 180.82 SGETS IN SBI GOLD EXCHANGE TRADED SCH N.S. India N.A. 0.29 147 145.29 3081 HK VALUEGOLD ETF Hong Kong GOLDLNAM (2.04) 158 92.69 HDFGOLD IN HDFC GOLD ETF N.S. India N.A. (0.89) 53 90.06 159937 CH BOSERA GOLD OPEN-END ETF Shenzhen N.A. 0.26 97 83.14 KOGOLD IN KOTAK GOLD ETF N.S. India N.A. (0.49) 78 74.71 UTIGOL IN UTI GOLD EXCHANGE TRADED FND N.S. India N.A. (0.45) 110 70.82 518880 CH HUAAN YIFU GOLD ETF Shanghai SHGF9999 (0.21) 5,409 61.36 L5F SP DBX CMDTY BOOSTER Singapore DBCMDCTU (15.52) 580 61.36 1541 JP JAPAN PHYSICAL PLAT ETF/MUFG Tokyo MUTFPLAT (19.59) 735 54.51 1328 JP GOLD-PRICE-LINKED ETF Tokyo GOLDLNPM (0.91) 139 53.65 132030 KS SAMSUNG KODEX GOLD FUTURES Korea SPGSGCTR (0.54) 486 49.69 1542 JP JAPAN PHYSICAL SILV ETF/MUFG Tokyo MUTFSILV (0.50) 379 43.09 AXGOLD IN AXIS GOLD ETF N.S. India N.A. (3.40) 12 38.31 137610 KS MIRAE TIGER AGRI FUTURES ETF Korea SGECASP (14.68) 296 35.21 ETPMAG AU ETFS PHYSICAL SILVER ASE SLVRLN 10.58 65 34.94 00642U TT YUANTA S&P GSCI OIL ER ETF Taiwan N.A. N.A. 2,241 34.33 00635U TT YUANTA S&P GSCI GOLD ER ETF Taiwan SPGSGCP N.A. 345 25.61 144600 KS KODEX SILVER FUTURES ETF Korea SPGSSITR 0.00 285 23.25 OOO AU BETASHARES CRUDE OIL ASE SPGCCLP (27.26) 315 23.05 2039 JP NOMURA NN NK TCM INV OIL ETN Tokyo NTCS11IV 16.48 842 18.40 ICPGOLD IN ICICI PRUDENTIAL GOLD ETF N.S. India N.A. (0.03) 10 17.86 2036 JP NOMURA NEXT GOLD DBL BUL ETN Tokyo NTCCS4LV (4.96) 195 16.60 IDBIGLD IN IDBI GOLD ETF N.S. India N.A. (5.52) 12 15.40 CRGETF IN CANARA ROBECO GOLD ETF N.S. India N.A. (2.52) 30 13.91 QAU AU BETASHARES GOLD BULLION ETF ASE GOLDLNAM (0.40) 88 13.30 L5G SP DBX CMDTY BOOSTER LIGHT ENGY Singapore DBCMBUTN (16.98) N.A 12.03 BSLGOLD IN BIRLA SUN LIFE GOLD ETF N.S. India N.A. (6.32) 3 11.32 3117 HK ETFS PHYSICAL SILVER ETF Hong Kong SLVRLN (1.04) 40 10.15 GLD TB KTAM GOLD ETF TRACKER Bangkok GOLDLNAM 5.20 18 9.91 BCHAY TB BUALUANG CHAY GOLD ETF Bangkok THGOBRBY (5.03) 1 9.81 QTGOLD IN QUANTUM GOLD FUND N.S. India N.A. 0.45 10 9.18 83168 HK HANG SENG RMB GOLD ETF Hong Kong GOLDLNAM (2.58) 12 9.09 159934 CH E FUND GOLD TRADE OP END ETF Shenzhen SHGF9999 0.59 1,107 8.28 KG965 TB K GOLD ETF Bangkok GOLDLNAM (5.68) 11 7.84 1543 JP JAPAN PHYSICAL PALL ETF/MUFG Tokyo MUTFPALL (15.47) 60 7.21 참고 : Ticker 는 Bloomberg 용, 10 월 15 일종가기준자료 : Bloomberg, 삼성증권 삼성증권 12

Commodity ETF (2) Code Name Exchange Benchmark 수익률거래대금 AUM (YTD,%) (3M 평균, 천달러 ) (mil USD) 518800 CH GUOTAI GOLD ETF Shanghai SHGF9999 1.01 312 6.80 TGOLDETF TB THANACHART GOLD ETF Bangkok GOLDLNAM 4.71 12 6.70 REGGOLD IN RELIGARE INVESCO GOLD ETF N.S. India N.A. (8.79) 2 6.56 QCB AU BETASHARES COMMODITY ASE SPGCLEP (16.88) 11 6.45 160580 KS MIRAE TIGER PHYSICAL COPPER Korea SPGSCO (15.26) 14 6.15 2022 JP IPATH S&P GSCI PREC META JDR Tokyo SPGCPMTR (6.89) 0 4.87 2028 JP IPATH S&P GSCI LIVESTOCK JDR Tokyo SPGCLVTR (16.15) 1 4.76 138920 KS SAMSUNG KODEX SOYBEANS ETF Korea SPGCSOTR (11.95) 22 4.62 2037 JP NOMURA NEXT INVERSE GOLD ETN Tokyo NTCCS4IV 0.11 27 4.53 2026 JP IPATH S&P GSCI GRAINS TR JDR Tokyo SPGCGRTR (9.47) 3 4.29 2025 JP IPATH S&P GSCI AGRI TR JDR Tokyo SPGCAGTR 0.19 1 4.09 138910 KS SAMSUNG KODEX COPPER ETF Korea SPGCHGTR (15.34) 29 3.86 2027 JP IPATH S&P GSCI SOFTS T R JDR Tokyo SPGCSFTR (28.35) 1 3.83 ETPMPM AU ETFS PHYSICAL PM BASKET ASE N.A. 3.21 11 3.51 1682 JP NEXT FUNDS PLATINUM NOMU ETF Tokyo TMECSUB6 (20.16) 18 3.46 2021 JP IPATH S&P GSCI TR INDEX JDR Tokyo SPGCCITR (31.34) 2 3.21 2023 JP IPATH GSCI INDUSTRI META JDR Tokyo SPGCINTR (3.47) 0 3.09 GOLD99 TB THAIDEX GOLD ETF Bangkok GOLDLNAM (8.36) 1 2.55 ETPMPT AU ETFS PHYSICAL PLATINUM ASE PLTMLNPM (8.55) 4 2.53 2024 JP IPATH S&P GSCI ENERGY TR JDR Tokyo SPGCENTR (41.84) 2 2.42 2830 HK ETFS PHYSICAL GOLD ETF Hong Kong GOLDLNPM (1.57) 32 2.32 QAG AU BETASHARES AGRICULTURE ASE SGECASP (15.64) 44 2.01 3119 HK ETFS PHYSICAL PLATINUM ETF Hong Kong PLTMLNPM (17.80) 7 1.20 ETPMPD AU ETFS PHYSICAL PALLADIUM ASE PLDMLNPM (3.20) 12 1.13 ETPOIL AU ETFS BRENT CRUDE OIL ASE BCOMCO (16.78) 17 0.93 ZGOL AU ANZ ETFS PHYSICAL GOLD ETF ASE N.A. N.A. 6 0.81 ETPGRN AU ETFS GRAINS ASE BCOMGRTR 0.00 6 0.55 1683 JP MIZUHO GOLD ETF Tokyo TMECSUB4 (4.29) 5 0.50 ETPCOP AU ETFS COPPER ASE BCOMHGTR (7.13) 3 0.43 ETPAGR AU ETFS AGRICULTURE ASE BCOMAGTR (7.64) 11 0.37 ETPWHT AU ETFS WHEAT ASE BCOMWHTR (5.90) 7 0.14 ETPNRG AU ETFS ENERGY ASE BCOMENTR (37.69) 1 0.09 ETPCMD AU ETFS ALL COMMODITIES ASE BCOMTR (7.75) 1 0.07 ETPIND AU ETFS INDUSTRIAL METALS ASE BCOMINTR 2.69 5 0.06 ETPGAS AU ETFS NATURAL GAS ASE BCOMNGTR (11.82) 4 0.04 참고 : Ticker 는 Bloomberg 용, 10 월 15 일종가기준자료 : Bloomberg, 삼성증권 삼성증권 13

Bond ETF 현황 Code Name Exchange Benchmark 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (mil USD) 2821 HK ABF PAN ASIA BOND INDEX FUND Hong Kong ABTRPAUH (2.81) 529 3,041.36 153130 KS SAMSUNG KODEX KRW CASH ETF Korea FNGDKRWC 1.50 1,647 1,150.78 511220 CH SSE PLEDGE URBAN INVE BD ETF Shanghai N.A. 10.27 416 969.34 157450 KS MIRAE TIGER MONEY MARKET ETF Korea KISMTP 1.35 734 696.69 214980 KS SAMSUNG KODEX KRW CASH ETF Korea KBPMKRC+ N.A. 2,652 608.66 AAA AU BETASHARES AUS HIGH INTEREST ASE N.A. 2.18 3,652 557.58 SBIF SP ABF SINGAPORE BOND INDX FUND Singapore ABTRSG 0.85 104 400.31 2819 HK ABF HONG KONG BOND INDEX FD Hong Kong ABTRHK 3.18 13 390.50 190160 KS ARIRANG SHORT-TERM BOND ETF Korea KBPMMMIF 1.57 33 321.95 83199 HK CSOP CHINA 5Y TRE BD ETF RMB Hong Kong CWTBTRID 3.92 722 249.24 MBIF MK ABF MALAYSIA BOND INDEX FUND Bursa Malaysia ABTRMALA 3.28 13 203.42 IAF AU ISHARES COMPOSITE BOND ETF ASE BACM0 2.75 1,458 200.27 VAF AU VANGUARD AUST FI INTERST ETF ASE BACM0 2.59 643 187.82 196230 KS KB KSTAR SHORT TERM MSB ETF Korea N.A. 1.50 550 186.65 226810 KS KY AXA POWER SHORT TERM ETF Korea KBPMSTBI N.A. 1 178.43 130730 KS KIWOOM KOSEF ENHANCED CASH E Korea MKMMITR 1.55 35,482 168.97 176710 KS KYOBOAXA POWER KTB ETF BOND Korea N.A. 2.85 405 138.63 LBEES IN GOLDMAN LIQUID ETF BEES N.S. India N.A. 0.00 12,070 132.91 114100 KS KB KSTAR KTB ETF Korea KTBDP 2.98 170 130.78 190620 KS KIM KINDEX SHRT TRM MMM ETF Korea KISKMB1Y 1.38 56 122.43 122260 KS KIWOOM KOSEF MSB ETF - FIXED Korea KISKMSB 1.85 3,222 111.96 RGB AU RUSSELL AUS GOVT BOND ETF ASE DBLNAUSO 3.97 118 106.03 114470 KS KIWOOM KOSEF KTB ETF - FIXED Korea KTBDP 2.94 133 103.80 XUTD SP DB X-TR II-IBX USD TRS UCITS Singapore ITRROV 1.69 N.A 91.30 RSM AU RUSSELL AUS SEMI-GOVT BOND ASE DBLNAUSS 2.80 231 83.48 AHYG SP ISHARES ASIA HIGH YIELD BD Singapore BAHDTRUU 4.24 225 68.33 82808 HK E FUND CITI CHI GOV 5-10 RMB Hong Kong SBCN50L 3.95 11 66.74 190150 KS ARIRANG BARBELL BOND ETF Korea KBPMBBIF 3.11 48 63.91 511010 CH GUOTAI SSE 5-YR CHINA TREAS Shanghai N.A. 5.86 134,055 61.55 1677 JP NIKKO ETF INL BOND CITI WGBI Tokyo SBWJNJYU (3.67) 122 58.84 AJAC SP ISHARES JPM USD ASIA BOND Singapore JPEIJACC 2.31 160 53.92 RCB AU RUSSELL AUS SEL CORP BOND ASE DBLNAUCO 1.81 386 53.70 136340 KS KB-KSTAR CREDIT BOND ETF Korea KBICTR 2.47 22 49.04 VGB AU VANGUARD AUS GOVT BD ETF ASE BAGV0 2.55 186 42.05 114260 KS SAMSUNG KODEX TBOND ETF Korea MKFTR 2.88 191 32.78 114820 KS MIRAE ASSET TIGER KTB3 ETF Korea KTBDP 2.92 349 32.29 ILB AU ISHARES GOVERNMENT INFLATI E ASE BAIG0 2.46 252 31.89 511210 CH BOSERA SSE CORP BOND 30 ETF Shanghai SH000061 5.54 444 26.52 148070 KS WOORI KOSEF 10Y KTB ETF Korea KISKK10Y 6.37 117 20.20 83139 HK ISHARES RMB BOND INX ETF-CNY Hong Kong CFIIRCIL (1.72) 33 17.59 167860 KS WOORI KOSEF 10Y KTB LEVG ETF Korea KISKK10Y 11.20 37 15.65 3141 HK BMO ASIA USD INVEST GR ETF Hong Kong BAIGTRUU 1.46 186 12.09 IGB AU ISHARES TREASURY ETF ASE BATY0 3.04 56 11.93 BOND AU SPDR S&P/ASX AUSTRALIAN BOND ASE SPBDASXT 3.46 49 11.59 83122 HK CSOP CHINA ULTRA ST BON F-RM Hong Kong CFIIGPSL N.A. 70 10.42 LICGSLT IN LIC NOMURA G-SEC LONG T ETF N.S. India N.A. N.A. 1 10.31 176950 KS SAMSUNG KODEX 10Y F-LKTB ETF Korea FLKTB (3.89) 19 9.25 182490 KS MIR TIGER SYNTH-IBOXX HY ETF Korea IBXXSHY1 (1.32) 2 8.66 152380 KS SAMSUNG-KODEX 10Y F-LKTB ETF Korea FLKTB 6.22 51 6.19 114460 KS KITM KINDEX TB ETF Korea KTBDP 2.90 1 5.68 GOVT AU SPDR S&P/ASK AUS GOVT BOND ASE SPBDAGVT 2.45 69 3.82 159926 CH HARVEST CSI G-E MED TREA BD Shenzhen CSIH1017 22.89 10 3.76 YTMWOW AU XTB UNITS WOW ASE N.A. N.A. 0 N.A. 참고 : Ticker 는 Bloomberg 용, 10 월 15 일종가기준자료 : Bloomberg, 삼성증권 삼성증권 14

Currency ETF 현황 Code Name Exchange Benchmark 수익률거래대금 AUM (YTD,%) (3M 평균, 천달러 ) (mil USD) USD AU BETASHARES US DOLLAR ETF ASE N.A. 11.86 3,424.97 342.01 3026 HK DBX II AUSTR DOLLAR CASH Hong Kong DBMMAUDO (8.24) 1.90 24.73 138230 KS WOORI KOSEF USD FUTURES ETF Korea F-USDKRW 2.44 405.85 21.92 225800 KS KW KOSEF SYNTH-USD F LV ETF Korea F-USDKRW N.A. 655.50 17.27 POU AU BETASHARES BRITISH POUND ETF ASE N.A. 10.39 86.46 11.02 139660 KS WOORI KOSEF USD INVERSE ETF Korea F-USDKRW (1.83) 32.25 4.45 EEU AU BETASHARES EURO ETF ASE N.A. 3.851 38.50 2.97 ZUSD AU ANZ ETFS PHYSICAL USD ETF ASE N.A. N.A. 27.02 1.06 ZCNH AU ANZ ETFS PHYSICAL RMB ETF ASE N.A. N.A. 8 0.16 500001 KS SHINHAN K200 USD B S ETN 1 Korea N.A. -1.754 5.94 N.A. 500002 KS SHINHAN USD K200 B S ETN 2 Korea N.A. -0.533 68.32 N.A. 500012 KS SHINHAN INVS DR IND ETN H 10 Korea SPUSDT1I N.A. 1.93 N.A. 500011 KS SHINHAN DOLLAR INX F ETN H11 Korea SPUSDTR N.A. 3 N.A. 참고 : Ticker 는 Bloomberg 용, 10 월 15 일종가기준자료 : Bloomberg, 삼성증권 삼성증권 15

KOREA Exchange ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) 069500 KS SAMSUNG KODEX 200 ETF Samsung Asset Management Equity KOSPI2 1.77 161,326 3,904.95 122630 KS SAMSUNG KODEX LEVERAGE ETF Samsung Asset Management Equity KOSPI2LG 0.39 179,774 2,010.45 102110 KS MIRAE TIGER 200 ETF Mirae Asset Global Investments Equity KOSPI2 2.08 42,438 1,521.77 153130 KS SAMSUNG KODEX KRW CASH ETF Samsung Asset Management Fixed Income FNGDKRWC 1.50 1,647 1,150.78 148020 KS KB KSTAR 200 ETF KB Asset Management Equity KOSPI2 1.75 14,517 720.64 157450 KS MIRAE TIGER MONEY MARKET ETF Mirae Asset Global Investments Fixed Income KISMTP 1.35 734 696.69 102780 KS SAMSUNG KODEX SAMSUNG GR ETF Samsung Asset Management Specialty FNGDSSGR (1.99) 881 648.29 105190 KS KITM KINDEX200 ETF Korea Investment Management Equity KOSPI2 1.05 8,807 617.31 214980 KS SAMSUNG KODEX KRW CASH ETF Samsung Asset Management Fixed Income KBPMKRC+ N.A. 2,652 608.66 152870 KS KYOBO AXA-POWER K200 ETF Kyobo AXA Investment Management Equity KOSPI2 1.71 610 490.31 114800 KS SAMSUNG KODEX INVERSE ETF Samsung Asset Management Equity FKOSPI2 (1.46) 121,268 424.28 152100 KS HANWHA-ARIRANG KOSPI200 ETF Hanwha Asset Management Equity KOSPI2 1.78 2,817 416.59 190160 KS ARIRANG SHORT-TERM BOND ETF Hanwha Asset Management Fixed Income KBPMMMIF 1.57 33 321.95 139280 KS MIRAE TIGER CONSUMER ETF Mirae Asset Global Investments Equity KSP2CS 24.82 4,091 316.72 150460 KS MIRAE TIGER CH CONSMER ETF Mirae Asset Global Investments Equity FNGDCDTI 28.63 3,196 304.30 204480 KS TIGER SYNTH-CHINA A LVG ETF Mirae Asset Global Investments Equity SHSZ300 (11.93) 26,716 242.67 069660 KS KIWOOM KOSEF 200 ETF Kiwoom Asset Management Equity KOSPI2 1.70 785 207.99 196230 KS KB KSTAR SHORT TERM MSB ETF KB Asset Management Fixed Income N.A. 1.50 550 186.65 130680 KS MIRAE TIGER WTI FUT ETF Mirae Asset Global Investments Commodity SPGSCLP (21.09) 2,085 180.82 226810 KS KY AXA POWER SHORT TERM ETF Kyobo AXA Investment Management Fixed Income KBPMSTBI N.A. 1 178.43 130730 KS KIWOOM KOSEF ENHANCED CASH E Kiwoom Asset Management Fixed Income MKMMITR 1.55 35,482 168.97 176710 KS KYOBOAXA POWER KTB ETF BOND Kyobo AXA Investment Management Fixed Income N.A. 2.85 405 138.63 114100 KS KB KSTAR KTB ETF KB Asset Management Fixed Income KTBDP 2.98 170 130.78 190620 KS KIM KINDEX SHRT TRM MMM ETF Korea Investment Management Fixed Income KISKMB1Y 1.38 56 122.43 122260 KS KIWOOM KOSEF MSB ETF - FIXED Kiwoom Asset Management Fixed Income KISKMSB 1.85 3,222 111.96 114470 KS KIWOOM KOSEF KTB ETF - FIXED Kiwoom Asset Management Fixed Income KTBDP 2.94 133 103.80 168580 KS KINDEX CHINA A CSI300 ETF Samsung Asset Management Equity SHSZ300 7.36 6,067 103.74 123320 KS MIRAE TIGER 200 2X ETF Mirae Asset Global Investments Equity KOSPI2LG (0.16) 3,905 94.64 192090 KS MIRAE ASSET TIGER CH A300ETF Mirae Asset Global Investments Equity SHSZ300 5.23 2,781 87.93 140950 KS KYOBO AXA POWER K100 ETF Kyobo AXA Investment Management Equity KOSPI100 0.36 61 85.65 참고 : Ticker, BM 은 Bloomberg 용, 10 월 15 일기준자료 : Bloomberg, 삼성증권 삼성증권 16

Tokyo stock Exchange ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) 1321 JP NOMURA ETF - NIKKEI 225 Nomura Asset Management Equity NKY 4.86 101,261 25,178.64 1306 JP NOMURA ETF - TOPIX Nomura Asset Management Equity TPX 7.54 56,956 22,935.66 1330 JP NIKKO ETF - NKY 225 Nikko Asset Management Equity NKY 5.02 22,073 12,443.42 1320 JP DAIWA ETF - NIKKEI 225 Daiwa Asset Management Equity NKY 4.91 19,782 11,159.00 1305 JP DAIWA ETF - TOPIX Daiwa Asset Management Equity TPX 7.52 4,703 10,780.26 1308 JP NIKKO ETF - TOPIX Nikko Asset Management Equity TPX 7.53 7,557 10,170.76 1570 JP NEXT FUNDS NKY225 LVRGED ETF Nomura Asset Management Equity NKYLEV 4.56 1,719,953 6,129.99 1346 JP MAXIS NIKKEI 225 ETF Mitsubishi UFJ Kokusai Asset Management Equity NKY 5.03 9,011 5,184.87 1348 JP MAXIS TOPIX ETF Mitsubishi UFJ Kokusai Asset Management Equity TPX 7.45 2,653 2,991.05 1591 JP NOMURA NEXT F JPX NIKKEI 400 Nomura Asset Management Equity JPNK400 5.98 8,405 2,051.22 1329 JP ISHARES NIKKEI 225 ETF BlackRock Japan Equity NKY 4.97 2,489 1,698.88 1343 JP NEXT FUNDS REIT NOMURA ETF Nomura Asset Management Equity TSEREIT (9.99) 1,876 1,205.19 1369 JP DIAM ETF NIKKEI 225 DIAM Equity N.A. N.A. 490 920.96 1345 JP LISTED J-REIT BI MONTHLY DVD Nikko Asset Management Equity TSEREIT (10.47) 1,312 735.87 1593 JP MAXIS JPX-NIKKEI INDEX 400 Mitsubishi UFJ Kokusai Asset Management Equity JPNK400 6.31 1,526 721.18 1599 JP DAIWA ETF-JPX NIKKEI 400 Daiwa Asset Management Equity JPNK400 5.75 979 538.48 2038 JP NOMURA NEXT TCM LEVE OIL ETN Nomura Europe Finance NV Commodity NTCS11LV (54.80) 12,266 482.19 1615 JP NOMURA BANKS INDEX ETF Nomura Asset Management Equity TPNBNK 10.96 1,969 471.66 1473 JP DIAM ETF TOPIX DIAM Equity N.A. N.A. 47 452.86 1592 JP NIKKO ETF JPX NIKKEI IDX 400 Nikko Asset Management Equity JPNK400 6.17 432 439.43 1595 JP NZAM ETF J-REIT INDEX Norinchukin Zenkyoren Asset Management Equity N.A. (11.20) 21 431.09 1364 JP ISHARES JPX NIKKEI 400 ETF BlackRock Japan Equity JPNK400 6.27 1,344 428.98 1577 JP NEXT FUNDS JPN EQT DVD70 ETF Nomura Asset Management Equity NMRIJOHD 10.07 400 405.56 1671 JP SIMPLEX WTI CRUDE OIL ID ETF Simplex Asset Management Commodity N.A. (32.37) 8,305 372.98 1474 JP DIAM ETF JPX-NIKKEI 400 DIAM Equity N.A. N.A. 28 371.85 1579 JP SIMPLEX NKY225 BULL 2X ETF Simplex Asset Management Equity NKYLEV 4.35 107,976 362.81 1357 JP NEXT FUNDS NK22 D-INVRS ETF Nomura Asset Management Equity NKYDIN (19.42) 196,956 334.89 1540 JP JAPAN PHYSICAL GOLD ETF/MUFG Mitsubishi UFJ Trust & Banking Corp Commodity MUTFGOLD (2.00) 1,929 333.08 1699 JP NEXT FUNDS NOMURA CRUDE OIL Nomura Asset Management Commodity NMLSCOIL (26.92) 5,688 315.80 1568 JP SIMPLEX TOPIX BULL 2X ETF Simplex Asset Management Equity TPXLEV2X 9.58 55,422 311.17 참고 : Ticker, BM 은 Bloomberg 용, 10 월 15 일기준자료 : Bloomberg, 삼성증권 삼성증권 17

Hong Kong Stock Exchange ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) 2800 HK TRACKER FUND OF HONG KONG State Street Global Advisors Asia Equity HSI (0.21) 152,834 9,567.41 2828 HK HANG SENG H-SHARE IND ETF-HK Hang Seng Investment Management Equity HSI21N (10.00) 141,878 6,717.50 2833 HK HANG SENG INDEX ETF-HKD Hang Seng Investment Management Equity HSI1N (0.18) 985 5,415.42 2823 HK ISHARES FTSE A50 CHINA INDEX BlackRock Asset Management North Asia Equity TX9HKNRH (15.25) 232,721 5,405.68 82822 HK CSOP FTSE CHINA A50 ETF-RMB CSOP Asset Management Equity XINA50NC (8.85) 12,622 3,162.06 2821 HK ABF PAN ASIA BOND INDEX FUND State Street Global Advisors Singapore Fixed Income ABTRPAUH (2.81) 529 3,041.36 83188 HK CHINAAMC CSI 300 IDX ETF-CNY China Asset Management HK Equity SHSZ300 4.68 6,028 1,729.47 2827 HK WISE - CSI 300 CHINA TRACKER BOCI-Prudential Asset Management Equity SHSZ300 0.00 7,086 536.44 2819 HK ABF HONG KONG BOND INDEX FD HSBC Investment Funds HK Fixed Income ABTRHK 3.18 13 390.50 2801 HK ISHARES MSCI CHINA INDEX ETF BlackRock Asset Management North Asia Equity NDEUCHF (1.89) 2,724 355.47 3049 HK DBX CSI 300 Deutsche Asset & Wealth Management Equity SHSZ300 (3.90) 340 323.08 83199 HK CSOP CHINA 5Y TRE BD ETF RMB CSOP Asset Management Fixed Income CWTBTRID 3.92 722 249.24 3055 HK DBX MSCI CHINA Deutsche Asset & Wealth Management Equity NDEUCHF (2.67) 58 200.39 3045 HK DBX MSCI INDIA Deutsche Asset & Wealth Management Equity NDEUSIA (2.58) 663 150.44 2836 HK ISHARES S&P BSE SENSEX INDIA BlackRock Asset Management North Asia Equity SENSEX (4.34) 478 121.04 3081 HK VALUEGOLD ETF Sensible Asset Management HK Commodity GOLDLNAM (2.04) 158 92.69 3099 HK DBX MSCI INDONESIA Deutsche Asset & Wealth Management Equity NDEUINF (19.78) 12 67.97 82808 HK E FUND CITI CHI GOV 5-10 RMB E Fund Management HK Fixed Income SBCN50L 3.95 11 66.74 2825 HK WISE - CSI HK100 TRACKER BOCI-Prudential Asset Management Equity CSIH1100 (2.39) 108 59.28 82811 HK HAITONG CSI 300 INDEX ETF-RB Hai Tong Asset Management HK Equity SHSZ300 4.10 52 56.59 83100 HK E FUND CSI100 ASHARE ETF-CNY E Fund Management HK Equity SHCSI100 (3.41) 144 54.95 83128 HK HANG SENG CHINA A TOP ETF RB Hang Seng Investment Management Equity HSCAIT 7.99 61 46.20 3110 HK HORIZONS HANG SENG HI DVD YL Mirae Asset Global Investments HK Equity HSI52N 2.24 37 41.09 83147 HK CSOP SZSE CHINEXT ETF-CNY CSOP Asset Management Equity SZ399006 N.A. 26 40.50 2846 HK ISHARES CSI 300 A-SHARES IN BlackRock Asset Management North Asia Equity CSICU007 (1.87) 137 35.64 3073 HK SPDR FTSE GREATER CHINA ETF State Street Global Advisors Asia Equity GPSSG239 (2.80) 132 33.80 3040 HK HORIZONS MSCI CHINA ETF Mirae Asset Global Investments HK Equity NDELCHF (1.88) 219 32.86 83118 HK HARVEST MSCI CHINA A IDX-CNY Harvest Global Investments Equity MXCN1A 8.36 65 31.89 3092 HK DB X-TRACKERS MSCI THAILAND Deutsche Asset & Wealth Management Equity NDEUTHF (12.20) 33 30.24 3134 HK KODEX HSI FUTURES RMB FX ETF Samsung Asset Management HK Specialty HSFRFI N.A. 25 28.78 참고 : Ticker, BM 은 Bloomberg 용, 10 월 15 일기준자료 : Bloomberg, 삼성증권 삼성증권 18

CHINA (Shanghai) Exchange ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) 511990 CH FORTUNE SGAM MONEY MKT FUND Fortune SG Fund Management Money Market N.A. (0.05) 3,203,865 32,135.54 510050 CH CHINA 50 ETF China Asset Management Equity SSE50 (9.72) 344,971 6,193.43 510300 CH HUATAI-PB CSI 300 ETF Huatai-PineBridge Fund Management Equity SHSZ300 0.24 213,310 4,273.12 510330 CH CHINA AMC CSI 300 INDEX ETF China Asset Management Equity SHSZ300 0.90 8,122 2,679.64 511880 CH YINHUA TRADED MONEY MARKET Yinhua Fund Management Money Market CNDRDD N.A. 742,667 1,579.99 510180 CH SHANGHAI SSE180 ETF HuaAn Fund Management Equity SSE180 (3.58) 199,517 1,454.85 510500 CH CHINA CSI 500 ETF China Southern Fund Management Equity N.A. 33.80 55,404 1,005.08 511220 CH SSE PLEDGE URBAN INVE BD ETF HFT Investment Management Fixed Income N.A. 10.27 416 969.34 510900 CH E FUND CHINA ENTERPRISES ETF E Fund Management Equity HSCEI (10.94) 32,786 786.09 510310 CH E FUND CSI 300 ETF E Fund Management Equity SHSZ300 (1.32) 1,535 700.45 510510 CH GUANGFA CSI 500 ETF GF Fund Management Equity SH000905 27.30 7,947 418.76 510230 CH GUOTAI SHANGHAI 180 FIN ETF Guotai Asset Management Equity SH000018 (17.68) 38,091 411.09 512070 CH E FUND CSI 300 FIN EX BA ETF E Fund Management Equity N.A. (32.87) 6,065 320.31 510160 CH CHINA SECURITY SOUTHERN ETF China Southern Fund Management Equity CSIR0901 2.30 2,744 244.33 511810 CH CN-SOUTHERN CASH MGT MMF ETF China Southern Fund Management Money Market N.A. N.A. 453,815 217.53 510010 CH BCOMM SCHRODER SSE180 ETF Bank of Communications Schroder Fund Management Equity SSE180 (8.48) 26,952 194.03 513660 CH C-AMC SH-HK STOCK CN HSI ETF China Asset Management Equity HSI N.A. 351 181.67 512990 CH MSCI CHINA-A SHARE ETF FUND China Asset Management Equity MXCN1A N.A. 1,228 181.09 510880 CH HUATAI-PB SSE DIVIDEND ETF Huatai-PineBridge Fund Management Equity SSEDIV 5.97 24,384 156.94 512220 CH INVESCO CSI TMT 150 ETF INVESCO Great Wall Fund Management Equity N.A. 39.17 38 122.94 510030 CH SSE 180 VALUE ETF Fortune SG Fund Management Equity SH000029 (4.05) 3,334 91.95 510420 CH INVESCO GREAT WAL SSE 180 EW INVESCO Great Wall Fund Management Equity SH000053 8.16 11,559 89.18 510290 CH CHINA SOUTHERN SSE 380 ETF China Southern Fund Management Equity SH000009 26.47 11,021 85.07 510130 CH E FUND SSE MID-CAP ETF E Fund Management Hong Kong Equity SH000044 6.41 5,574 83.31 510060 CH ICBC CRED SUISSE CENT 50 ETF ICBC Credit Suisse Asset Management Equity SH000042 (6.58) 7,614 79.11 513030 CH HUAAN INTR LEAD(DAX) IND ETF HuaAn Fund Management Equity N.A. (8.84) 302 65.16 511010 CH GUOTAI SSE 5-YR CHINA TREAS Guotai Asset Management Fixed Income N.A. 5.86 134,055 61.55 518880 CH HUAAN YIFU GOLD ETF HuaAn Fund Management Commodity SHGF9999 (0.21) 5,409 61.36 510650 CH CHINAAMC SSE FINANCIALS ETF China Asset Management Equity SH000110 (16.78) 5,063 58.83 510020 CH BOSERA SSE LARGE CAP ETF Bosera Asset Management Equity SH000043 (2.24) 5,330 56.68 참고 : Ticker, BM 은 Bloomberg 용, 10 월 15 일기준자료 : Bloomberg, 삼성증권 삼성증권 19

CHINA (Shenzen) Exchange ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) 159919 CH HARVEST CSI 300 INDEX ETF Harvest Fund Management Equity SHSZ300 (1.76) 34,220 4,505.67 159901 CH E FUND SZSE100 INDEX FUND E Fund Management Equity SI100 6.90 62,692 1,071.02 159922 CH HARVEST CSI 500 ETF Harvest Fund Management Equity SH000905 27.07 2,463 1,043.57 159915 CH E FUND CHINEXT PRICE INDEX E Fund Management Equity SZ399006 60.70 130,687 598.83 159902 CH CHINA SME ETF China Asset Management Equity SZ399601 39.02 54,739 404.46 159928 CH CHINA UNIVERSAL CSI CONSUM China Universal Asset Management Equity CSIR0932 15.65 123 339.11 159925 CH CHINA SOUTH KAIYUAN CSI300 China Southern Fund Management Equity SHSZ300 (2.51) 391 249.03 159933 CH UBS SDIC CSI 300 FINL & PROP UBS SDIC Fund Management Equity SH000914 (20.89) 127 217.65 159920 CH CHINA AMC HANG SENG ETF China Asset Management Equity HSI 2.00 4,314 196.33 159003 CH CHINA MERCHANTS SEC DEP MM-A China Merchants Fund Management Money Market N.A. (0.00) 97,101 162.76 159938 CH GF CSI ALL SHARE MED&HLH ETF GF Fund Management Equity N.A. N.A. 713 149.22 159903 CH SZSE COMPONENT INDEX FUND ET China Southern Fund Management Equity SICOM (1.12) 2,546 148.01 159001 CH E FUND SWIFT CASH MONEY MK-A E Fund Management Money Market N.A. (0.09) 93,609 131.55 159939 CH GF CSI ALL SH INFOR TECH ETF GF Fund Management Equity N.A. N.A. 4,070 115.39 159936 CH GF CSI ALL SH CON DIS IX ETF GF Fund Management Equity SH000931 25.54 21 100.41 159937 CH BOSERA GOLD OPEN-END ETF Bosera Asset Management Commodity N.A. 0.26 97 83.14 159905 CH ICBC SHENZHEN DVD PRICE ETF ICBC Credit Suisse Asset Management Equity SZ399324 (5.37) 3,251 57.90 159005 CH CHINA UNI QUCIK GAINS MMK FD China Universal Asset Management Money Market CNDRDD N.A. 11,479 48.86 159906 CH DACHENG SZSE GROWTH 40 INDEX Dacheng Fund Management Equity SZ399325 28.80 28 48.80 159907 CH GUANGFA SZSE SEM300 FUND ETF GF Fund Management Equity SZ399008 33.30 394 47.83 159918 CH HARVEST SME CHINEXT 400 ETF Harvest Fund Management Equity SZ399624 40.37 71 35.96 159924 CH INVESCO GREAT WALL CSI300 EQ INVESCO Great Wall Fund Management Equity SHSZ300 11.61 157 29.14 159910 CH HARVEST SHENZHEN F120 ETF Harvest Fund Management Equity SZ399702 4.80 2,459 25.75 159940 CH GF CSI ALL SHARE FINA IX ETF GF Fund Management Equity N.A. N.A. 121 24.77 159929 CH CHINA UNIVERS CSI HEALTH CAR China Universal Asset Management Equity CSIR0933 28.07 595 23.06 159931 CH CHINA CSI FINANCIALS ETF China Universal Asset Management Equity CSIR0934 (16.37) 440 22.53 159909 CH CHINA MERCHANTS SZSE TMT50 China Merchants Fund Management Equity SZ399609 40.55 2,994 20.94 159916 CH CCB SHENZHEN F60 INDEX ETF CCB Principal Asset Management Equity SZ399701 1.79 30 19.18 159912 CH CHINA UNIVERSAL SZSE 300 China Universal Asset Management Equity SZ399007 12.25 328 17.03 159911 CH PENGHUA SZSE PRIV OWN IDX ET Penghua Fund Management Equity SZ399336 25.12 15,140 12.55 참고 : Ticker, BM 은 Bloomberg 용, 10 월 15 일기준자료 : Bloomberg, 삼성증권 삼성증권 20

ASE (Australia Stock Exchange) ETF 자산규모상위 30 종목대상 (sort by AUM) Ticker Name 운용사 Asset B.M 수익률 거래대금 AUM (YTD,%) (3M평균, 천달러 ) (US$ M) STW AU SPDR S&P/ASX 200 FUND State Street Global Advisors Equity ASA51 0.31 9,877 2,124.61 VAS AU VANGUARD AUST SHARES IDX ETF Vanguard Investments Australia Equity AS52 0.40 4,443 867.93 AAA AU BETASHARES AUS HIGH INTEREST Betashares Capital Fixed Income N.A. 2.18 3,652 557.58 SLF AU SPDR S&P/ASX 200 LISTED PROP State Street Global Advisors Equity AS51PROP 7.92 545 408.33 VHY AU VANGUARD AUS HIGH YIELD Vanguard Investments Australia Equity TGPVN13A (3.67) 1,224 407.15 USD AU BETASHARES US DOLLAR ETF Betashares Capital Specialty N.A. 11.86 3,425 342.01 VAP AU VANGUARD AU PROP SEC IDX ETF Vanguard Investments Australia Equity AS52PROP 7.61 727 335.07 SFY AU SPDR S&P/ASX 50 FUND State Street Global Advisors Equity ASA31 (0.65) 809 318.71 GOLD AU ETFS PHYSICAL GOLD ETFS Management Co Jersey Commodity GOLDLNPM 10.15 706 314.77 IOZ AU ISHARES MSCI AUSTRALIA 200 E BlackRock Investment Management Australia Equity MSCI2HN 0.42 772 269.58 YMAX AU BETASHARES AUS TOP 20 EQ YLD BetaShares Capital ETFs Equity ASA26 (5.05) 611 245.65 ILC AU ISHARES S&P/ASX 20 ETF BlackRock Investment Management Australia Equity ASA26 (2.92) 682 204.35 IAF AU ISHARES COMPOSITE BOND ETF BlackRock Investment Management Australia Fixed Income BACM0 2.75 1,458 200.27 RDV AU RUSSELL HIGH DVD AUS SHARES Russell Investment Management Equity RURAHDIA (1.42) 475 196.71 VAF AU VANGUARD AUST FI INTERST ETF Vanguard Investments Australia Fixed Income BACM0 2.59 643 187.82 IHD AU ISHARES S&P/ASX DIVIDEND OPP BlackRock Investment Management Australia Equity SPAXDIT 0.69 545 169.16 RGB AU RUSSELL AUS GOVT BOND ETF Russell Investment Management Fixed Income DBLNAUSO 3.97 118 106.03 SYI AU SPDR MSCI AUS SELECT DVD State Street Global Advisors Equity MSCTAYAG (3.36) 248 105.69 WXOZ AU SPDR S&P WORLD EX AUSTRALIA State Street Global Advisors Equity SDAXAT 9.40 169 96.25 VGS AU VANGUARD MSCI IND INTL ETF Vanguard Investments Australia Equity EANREXAN 9.67 504 85.53 HVST AU BETASHARES AU DVD HARVESTER Betashares Capital Equity N.A. (6.11) 511 85.43 RSM AU RUSSELL AUS SEMI-GOVT BOND Russell Investment Management Fixed Income DBLNAUSS 2.80 231 83.48 UBA AU UBS IQ MSCI AUSTRALIA ETF UBS Global Asset Management Australia Equity M2CXUBSL N.A. 11 57.62 QOZ AU BETASHARES FTSE RAFI AU 200 Betashares Capital Equity TFRAU200 (0.21) 442 56.12 VSO AU VANGUARD MSCI AUS SM CO ETF Vanguard Investments Australia Equity M8AUDSC 1.30 224 54.26 RCB AU RUSSELL AUS SEL CORP BOND Russell Investment Management Fixed Income DBLNAUCO 1.81 386 53.70 WDIV AU SPDR S&P GLOBAL DIVIDEND FUN State Street Global Advisors Equity SPGDAUN 9.98 221 53.16 BEAR AU BETASHARES AUS EQ BEAR HF Betashares Capital Equity ASA51 (0.22) 1,280 47.18 WXHG AU SPDR S&P WORLD EX AUS HEDGED State Street Global Advisors Equity SVDAXAI 0.16 165 44.46 GEAR AU BETASHARES GEARED AUS EQTY F Betashares Capital Equity AS51 (5.05) 1,078 44.36 참고 : Ticker, BM 은 Bloomberg 용, 10 월 15 일기준자료 : Bloomberg, 삼성증권 삼성증권 21